HomeMy WebLinkAboutPSD-138-05
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REPORT
PLANNING SERVICES
Meeting:
COUNCIL
Date:
Monday, December 12, 2005
Report #: PSD-138-05
File #: PLN 1.6.8
By-law #:
C-6 b 7- lJ-S
Subject:
GTA TASK FORCE ON OMB REFORM
RECOMMENDATIONS:
It is respectfully recommended to Council adopt the following Resolution:
1. WHEREAS the Ontario Municipal Board was created to resolve municipal land use
issues at a time when municipal governments were small and had limited planning
expertise;
AND WHEREAS the role and mandate of the Ontario Municipal Board have not been
significantly altered in response to increased municipal planning skills or expanded
municipal responsibilities for land use planning responsibilities for land use planning
under the Planning Act;
AND WHEREAS the Ontario Municipal Board has broad planning powers and can make
decisions in the absence of a full municipal review of a planning application and can
overturn local planning decisions;
AND WHEREAS Ontario Municipalities invest significant resources in staff time, legal
and other associated costs in establishing and implementing local planning policy;
AND WHEREAS there is growing concern from municipalities and citizens that the
decisions of the Ontario Municipal Board are eroding local planning authority;
AND WHEREAS there have been numerous Council Resolutions, municipal reports and
reports from planning professionals and academics advocating reform of the Ontario
Municipal Board;
AND WHEREAS the GTA Task Force on OMB Reform, an informed group of municipal
representatives and staff, after study and consultation, made practical
recommendations for improvements to the planning appeal process;
AND WHEREAS the Ontario Government has indicated their intention to introduce
legislation enacting significant reforms to the OMB and the planning appeal process in
the Fall 2005 session of the Legislature;
NOW THEREFORE BE IT RESOLVED THAT the Council of the Municipality of
Clarington generally endorses the recommendations of the Report of the GTA Task
Force on OMB Reform dated March 7, 2003 with the modifications with respect to
Improvement Area 4 identified in Report PSD-098-03;
THAT the Government of Ontario clarify by legislation the adverse impact of the Clergy
Properties decision of the OMB as outlined in Report PSD-106-04;
THAT the Government of Ontario take appropriate steps to ensure public confidence in
the OMB as an appellate tribunal as outlined in Report PSD-1 06-04;
THAT the Government of Ontario take all steps possible to limit the length and expense
of hearings;
AND FURTHER BE IT RESOLVED THAT this resolution be circulated to the Attorney
General, the Minister of Municipal Affairs and Housing, local MPPs and the Chair of the
GTA Task Force on OMB Reform
Submitted by:
Reviewed by()~3A
Franklin Wu,
Chief Administrative Officer
avi . Crome, M.C.I.P., R.P.P.
Director of Planning Services
DJC/df
6 December 2005
CORPORATION OF THE MUNICIPALITY OF CLARINGTON
40 TEMPERANCE STREET, BOWMANVILLE, ONTARIO L 1C 3A6 T (905)623-3379 F (905)623-0830
REPORT NO.: PSD-138-05
PAGE 3
1 . On October 24, 2005, Council considered and referred correspondence from Roger
Anderson, Chair, the Region of Durham on OMB Reform to the Director of Planning
Services for a report. The correspondence requested that the Municipality endorse a
resolution to support the recommendations of the GTA Task Force on OMB Reform.
The resolution is to be forwarded to the Minister of Municipal Affairs and Housing and
the Attorney General.
2. The Municipality previously commented on OMB Reform through Report PSD-106-04,
comments on the Consultation Discussion Paper #3. The Report is attached.
3. The Municipality generally endorsed the direction of the recommendations of the GTA
Task Force, specifically:
. That the OMB should act as a true appeal body that would only conduct hearings
"de novo" after a "leave to appeal" mechanism has been successfully tested to show
that no reasonable Council, applying sound principles and acting in good faith, could
have made the same decision.
4. The Municipality made several other recommendations:
. That the Clergy Properties Ltd. decision of the OMB should be reversed by
legislation so that all relevant evidence available at the date of the hearing must be
admitted.
. Public confidence in the OMB must be ensured by the appearance and ability to be
independent through the following:
~ The appointment and reappointment procedures of the Board members
should be approved by, among other things, requiring six year terms with
automatic reappointment unless performance is below what is required.;
~ Reasonable compensation must be paid to members;
~ All initial appointments should be probationary for 6 months; and
~ Discipline procedures for members not performing satisfactorily.
. Case management for the OMB must be improved by requiring, among other things,
that the Solicitor confirming that the case is ripe for a hearing, and that the Board is
not used as a negotiating tool.
5. In addition to the above, staff are of the view that hearings are too long broadly defined J
and complex leading to tremendous expense without adding commensu~ate value to the
planning process. It is further recommended the Government continue to find ways to
streamline the hearing process, including limiting the length of hearings.
6. Accordingly, the model resolution forwarded by Regional Chair Anderson has been
modified to reflect the above comments.
REPORT NO.: PSD-138-05
PAGE 4
Attachments:
Attachment 1 - PSD-098-03
Attachment 2 - PSD-106-04
Attachment 1
To Report PSD-138-05
Q!K-i!Jgtnn
REPORT
PLANNING SERVICES
Meeting:
GENERAL PURPOSE AND ADMINISTRATION COMMITTEE
Date:
Monday, September 8, 2003
Report #: PSD-098 -03
File #: PLN 1.6.8
By-law #:
Subject:
GTATASKFORCEONOMBREFORM
RECOMMENDATIONS:
It is respectfully recommended that the General Purpose and Administration Committee
recommend to Council that the following resolution be adopted:
WHEREAS the Ontario Municipal Board was created to resolve municipal land use
issues at a time when municipal governments were small and had limited planning
expertise;
AND WHEREAS the role and mandate of the Ontario Municipal Board have not been
significantly altered in response to increased municipal planning skills or expanding
municipal responsibilities for land use planning under the Planning Act;
AND WHEREAS the Ontario Municipal Board has broad planning powers and can make
decision in the absence of a full municipal review of a planning application and can
overturn local planning decisions;
AND WHEREAS Ontario Municipalities invest significant resources in staff time, legal
and other associated costs in establishing and implementing local planning policy;
AND WHEREAS there is growing concern from municipalities and citizens that the
decisions of the Ontario Municipal Board are eroding local planning authority;
AND WHEREAS there have been numerous Council Resolutions, municipal reports and
reports from planning professionals and academics advocating reform to the Ontario
Municipal Board;
AND WHEREAS the GTA Task Force on OMB Reform, an informed group of municipal
elected representatives and staff, after study and consultation, has made practical
recommendations for improvements to the planning appeal process;
NOW THEREFORE BE IT RESOLVED THAT the Council of the Municipality of
Clarington generally endorses the Report of the GTA Task Force on OMS Reform dated
March 7, 2003 with the modifications with respect to Improvement Areas 4 identified in
Report PSD-098-03;
AND FURTHER BE IT RESOLVED THAT this resolution and a copy of this Report be
circulated to the Chair of the GT A Task Force on OMB Reform, the Attorney General,
the Minister of Municipal Affairs and Housing, and the provincial party leaders.
Original signed by D.J. Crome
Original signed by D. Hefferon
Submitted by:
Submitted by:
David J. Crome, MCIP, R.P.P.
Director of Planning Services
Dennis Hefferon
Solicitor
Original signed by F. Wu
Reviewed by:
Franklin Wu,
Chief Administrative Officer
IL *DJC*DH*sh
August5,2003
CORPORATION OF THE MUNICIPALITY OF CLARINGTON
40 TEMPERANCE STREET, BOWMANVILLE, ONTARIO L 1C 3A6 T (905)623-3379 F (905)623-0830
REPORT NO.: PSD-098-03
PAGE 3
1.0 BACKGROUND
1.1 On March 10, 2003, the Clerk of the Municipality of Clarington received the Report of
the GTA Task Force on OMB Reform. The GTA Task Force requested that the
recommendations included in the Report be endorsed by Council (Attachment 1).
Council received the request on March 1 ih and forwarded it on to Planning Services for
review and comment. The Task Force has forwarded the same request to all of the
municipalities within the Greater Toronto Area. Municipal endorsed recommendations
will be submitted to the Minister of Municipal Affairs and Housing and the Attorney
General with the request that they be implemented by the Government of Ontario.
The Task Force Report contains a background history on the formation and function of
the OMB. It indicates the reasoning behind the establishment of the Task Force and
explains the consultation process and the research that was conducted in order to make
the conclusions and recommendations contained in the Report. Several key issues
were identified during the review. These are as follows:
. The role and jurisdiction of the OMB
. Procedural complaints
. Barriers to public participation
. Cost of municipal/agency participation
. Credibility/impartiality of the OMB
. Strength of the planning framework
. Value added by the OMB process
Two principles form the basis for the recommendations made by the Task Force. These
are that:
. planning decisions of democratically elected Municipal Councils should not be
replaced by the decisions of a Provincially appointed body unless there is
demonstrable evidence of error or impropriety on the part of Council; and
. property rights are important and aggrieved parties should be entitled to some
relief and remedy when a Municipal Council acts improperly, arbitrarily or
outside of its jurisdiction.
2.0 TASK FORCE RECOMMENDATIONS
2.1 The Task Force rejected the option of advocating the abolition of the OMS since it was
of the opinion that if the OMB was abolished, there would not be adequate provision for
protecting the rights and providing remedies for aggrieved parties. However, the Task
Force recommended four specific areas for improvement:
. update the role of the Ontario Municipal Board;
REPORT NO.: PSD-098-03
PAGE 4
. enable timely municipal decisions based on complete information;
. support citizen participation through intervenor funding; and
. promote an independent and fair tribunal.
2.1.1 Improvement Area 1:
Update the Role of the OMB
Since the OMB was established, municipal responsibilities have grown and
expanded. Provincial planning legislation and policy have also matured.
However, the role and mandate of the OMB has not adapted to these changes.
Currently the OMB acts as a planning decision maker in substitution for planning
decisions of municipal councils. The OMB does not provide a true appeal or
review mechanism as a last resort for dealing with fairly local decisions. It
conducts de novo hearings allowing "a new presentation of the issues" which the
Council mayor may not have had the opportunity to consider when Council
made its decision on the matter. Since the OMB has the power to make any
decision the Council could have made, and the OMB's decision may be quite
different from the decision of Council reflecting either or both of different
information presented to the OMB and different planning values being adopted
by the Board, it does not function as a review or true appeal agency.
In this regard, the Task Force recommended that the OMB process should be a
review or true appeal of municipal planning decisions and not an automatic
hearing de novo. The Task Force recommend that a two stage process be
adopted. Stage one would be to determine if a leave to appeal should be
granted. The OMB would review the planning process and the complaint and
determine whether council has acted unreasonably. If the OMB determines that
Council has acted unreasonably, leave to appeal would be granted and the
appeal would proceed to stage two, which would be a de novo hearing before the
Board.
In determining whether leave to appeal should be granted, very importantly the
Task Force suggested that the OMB apply a test such as the following:
"That no reasonable Council, applying sound principles and acting in
good faith, could have made the same decision or have failed to make
a decision."
If applied by the OMB, this test would go a long way to remedy the present
situation in which the OMB can substitute its decision for that of Council reflecting
the OMB member's planning values on matters that essentially are of local
policy. In a democratic society these decisions should be made by elected and
not by appointed bodies.
Staff concur with this recommendation. Staff note that when the OMB
automatically conducts a de novo hearing the significant amount of time,
REPORT NO.: PSD-098-03
PAGE 5
expertise, and expense that has been invested in the municipal decision making
process may be wasted. However, should the OMB determine on application of
the above suggested test that a Council has acted unreasonably, then the entire
application should be reviewed by the Board from the beginning in order that the
correct decision can be made. Only in this situation is a hearing de novo by the
OMB justified.
2.1.2 Improvement Area 2:
Enable Timely Municipal Decisions Based on
Complete Information
Currently, an applicant for a planning decision can appeal an application to the
OMB if Council has not made a decision within 90 days of the complete
application being filed. The Planning Act requires that an application must be
"complete" so that Council can have the opportunity to make an informed
decision. However, under the present Planning Act, an application may be
judged to be "complete" whether or not all information and studies that have been
required by a municipality have been submitted by the applicant. Whether or not
the supporting documentation that Council considers necessary to make an
informed planning decision has been provided, when the 90 day period expires,
the applicant has the right to appeal to the OMB. Both the shortness of the 90
day appeal period and the lack of definition of a "complete application" have
serious consequences to municipalities and are inconsistent with responsible,
informed decision-making by Councils on planning applications.
The Task Force recommended the following changes to the Planning Act:
. a definition of a "complete application" be provided which will include
information and documentation required by a municipality to properly
process the application and make an informed decision
. municipalities be given the right to reject an incomplete application
. preconsultation be mandated between municipalities and an applicant on
all applications for Official Plan amendment and municipalities be required
to confirm requirements in writing within a specific timeframe after the
preconsultation
. any dispute in regards to the information required could be brought to the
Board or arbitrated at any time
. allow 150 days from receipt of a "complete application" for Council's
decision before an applicant can request the OMB to grant leave to appeal
The Task Force also recommended that the OMB be given the jurisdiction to stay
any appeal process including a request for leave to appeal if it determines that
the municipality has not been provided information required to make a decision
or has not had sufficient time to review all submissions related to an application.
Staff would concur with these recommendations.
REPORT NO.: PSD-098-03
PAGE 6
Defining what constitutes a "complete application" and giving municipalities the
right of rejection of incomplete applications is necessary to ensure that the
municipalities have the opportunity to make informed decisions on the merits of
an application before the matter is taken out of their hands by an appeal to the
OMB. Preconsultation on Official Plan amendments would give applicants clear
direction on what documentation is required in order for the application to be
properly reviewed.
Allowing 150 days for the decision making process to occur will provide Council
with a more reasonable timeframe to consider an application. Ninety days is
often inadequate for a municipality to give proper consideration to complex
planning issues while respecting both the rights of applicants and of residents
who may be impacted by the proposal. Also, presently the 90 day appeal period
allows applicants who choose to do so to coerce favourable decisions from
municipalities by appealing to the OMB during negotiations and thus threaten the
municipalities with the costs of an OMB hearing if the appeal is pursued. This is
simply not fair to the municipalities or the public they represent.
2.1.3 Improvement Area 3:
Support Citizen Participation Through Intervenor
Funding
This section of the Report deals with the difficulties faced by citizens or citizen
groups in participating in an OMB hearing. Participation is noted as expensive,
time consuming and legally complex. These considerations act as barriers to
citizen participation in the OMB process. Also, the effective presentation and
defence of a public interest requires legal representation and expert evidence.
The Task Force recommended that a program be established to fund citizen
group participation in de novo hearings provided that the group:
. is incorporated or appropriately organized to participate in a hearing
. has participated in the local planning process
. is able to raise funds to contribute to the appeal process
. is appealing a matter of broad public or provincial interest
The Task Force suggested that the province allocate an annual amount of
funding to assist citizen groups, that a cap be set on the amount available to a
single group, and that there be specifications on how the money is to be used. It
also suggested that the funding be "possibly supplemented with a small
surcharge on development applications".
The recommendation for intervenor funding in very limited circumstances is
premised on the Task Force's recommendations to strengthen the municipalities'
role in the planning process being adopted by the Government. If this is
REPORT NO.: PSD-098-03
PAGE 7
assumed, the Task Force believed that the best way to support public
participation in planning matters is to make full use of the municipal planning
process.
Staff would concur with these recommendations on the assumption that the
recommendations of the Task Force to strengthen the role of municipalities in the
planning process are adopted by the Government.
2.1.4 Improvement Area 4:
Promote an Independent and Fair Tribunal
In its review of the OMB, the Task Force stated that "there is definitely a public
perception the Board and the appeal process, as currently structured, favour
developers". Citing that there is no statistical support for this perception, the
Task Force made the following recommendations to reinforce the impartiality and
fairness of the OMB:
. the term of appointment for members be increased from 3 years to 6
years;
. a job description which outlines the specific qualification and expertise of
OMB members be developed and used in the selection process;
. an open process be adopted for soliciting qualified applicants;
. a non-partisan multi-stakeholder screening committee be established to
interview and recommend to Cabinet candidates for appointment or
reappointment; and
. a more open performance evaluation process for board members be
implemented.
Staff would concur with these recommendations with the following modifications:
Currently, OMB members are appointed by the Lieutenant Governor in Council
by Order in Council for terms of 3 years. The short term of appointments is
counter productive to the promotion of independent decision making.
Essentially, the appointments are in the discretion of the Provincial cabinet which
does not publish its selection criteria. Similarly, the criteria employed by the
Provincial cabinet in determining whether a person should be reappointed for a
further term of 3 years on the expiry of his or her current term are not published.
Reappointments are in the discretion of the cabinet.
The OMB is a Provincial agency mandated to elaborate and implement Provincial
policy after conducting a judicial style of hearing under provincial legislation
including the Planning Act. It is appropriate that the Government of Ontario which
is accountable to the public, continue to retain discretionary authority to appoint
OMB members. An advisory committee as recommended by the Task Force to
screen the qualifications of candidates and to make appropriate, confidential
recommendations to the provincial Cabinet could be useful in respect of initial
REPORT NO.: PSD-098-03
PAGE 8
appointments to the OMB. However, since the recommended advisory committee
would comprise "stakeholders", the committee should not be involved in
performance reviews of members of the board or in making recommendations as
to whether particular members should or should not be reappointed. To do
otherwise, would carry the serious risk of public perception that the
independence of Board members in performing their responsibilities could be
undermined by stakeholders.
To ensure that the independence of Board members nearing the end of their
term is not perceived by the public to be undermined in any way, the Government
should adopt the policy of automatic reappointment unless the member's
performance evaluation falls substantially below what is required by the
performance criteria. A performance evaluation system is discussed below.
It is difficult to know what the Task Force had in mind in recommending that an
"open process" be adopted for soliciting qualified applicants. General newspaper
advertisements could be useful in attracting applications from some potential
candidates who might not otherwise apply. However, if the Task Force had in
mind a process through which there would be an open, public review of the
candidacy of individuals, that would potentially dissuade many otherwise suitable
persons from applying for appointment. This would be counterproductive. Staff
do not support an open, public review of candidates.
Until relatively recently, OMB members were appointed for an indefinite term of
office during the Pleasure of Her Majesty rather than for a fixed term of 3 years.
In practice, this type of appointment was generally until the member reached
superannuation age. The advantage of this type of appointment is that individuals
could accept appointments without the constraint of concern as to whether their
business or professional practice would be available at the end of a short term of
appointment. The disadvantage was that it was difficult for the government of the
day to remove members whose performance did not satisfy the government's
expectations.
The better way to address the latter problem would be for the government to
establish a thorough performance evaluation system which is communicated to
the members, and a formal process for removing from office members whose
performance falls substantially short of what is required under the system. In
order to ensure that the performance evaluation system does not undermine the
independence of Board members' right of appeal by a member who is aggrieved
by his or her performance evaluation to an arbitrator appointed by the
government should be provided.
REPORT NO.: PSD-098-03
PAGE 9
3.0 CONCLUSION
3.1 The Task Force will be presenting their report and the supporting endorsements from
municipal councils to the Ministry of Municipal Affairs and Housing and the Attorney
General for consideration and implementation. Staff generally support the
recommendations of the GTA Task Force Report on OMB Reform with the modifications
identified in this Report.
Attachment 1 - Report of the GTA Task Force on OMB Reform
Attachment2
To Report PSD-138-05
Clw:mgfnn
REPORT
PLANNING SERVICES
Meeting:
GENERAL PURPOSE AND ADMINISTRATION COMMITTEE
Date:
Tuesday, September 7,2004
Report #: PS D-1 06-04
File #: PLN 1.1.11
By-law #:
Subject:
PLANNING REFORM INITIATIVES: DISCUSSION PAPER ON OMB REFORM
RECOMMENDATIONS:
It is respectfully recommended that the General Purpose and Administration Committee
recommend to Council the following:
1. THAT Report PSD-106-04 be received and endorsed as the Municipality's comments
on the Consultation Discussion Paper #3 on Ontario Municipal Board Reform.
2. THAT Report PSD-106-04 be forwarded to the Ministry of Municipal Affairs and Housing
and the Region of Durham Planning Department.
Submitted by:
Reviewed by:
Franklin Wu,
Chief Administrative Officer
DJC/df
27 August 2004
CORPORATION OF THE MUNICIPALITY OF CLARINGTON
40 TEMPERANCE STREET, BOWMANVILLE, ONTARIO L 1C 3A6 T (905)623-3379 F (905)623-0830
REPORT NO.: PSD-106-04
PAGE 2
1.0 BACKGROUND
1.1 In June, 2004 the province released 3 consultation discussion papers dealing with
planning reform. They include Planning Act Reform and Implementation Tools;
Provincial Policy Statement; and Ontario Municipal Board (OMB) Reform. This report
deals with the third discussion paper on OMB Reform.
1 .2 The release of the three Planning Reform Consultation Discussion Papers on the land
use planning system is supported by other initiatives announced as part of the
Province's strong communities agenda. This includes the Strong Communities Act (Bill
26) and the Greenbelt Protection Act (Bill 27). In addition, the Ministry of Public
Infrastructure Renewal issued Places to Grow: A Growth Plan for the Greater Golden
Horseshoe in the Summer of 2004 that provides a long-term vision for growth. Staff will
be reporting on the Places to Grow discussion paper in the near future.
1.3 The major issues that the three Planning Reform discussion papers attempt to address
are growth and growth management, especially in the GT AlGolden Horseshoe Area,
and what the roles of local and provincial decision-makers should be. The three
discussion papers bring together all the reforms proposed by the government for land-
use planning; as such, they cannot be read in isolation from the other discussion papers
and proposed legislation.
1.4 The Province has noted that it has heard a variety of concerns with respect to the OMB.
The main concerns are that the OMB substitutes its opinions for those of elected
municipal councils, is inaccessible to the public and requires municipalities to devote
scarce resources to defending decisions that have already been dealt with through the
planning process. There is the perception that ordinary citizens are not dealt with fairly
or given the same attention as the interests of developers. Reforms to the OMB cannot
be made without considering their impact on the land-use planning system.
1.5 In preparing our comments, staff has attended the stakeholder sessions hosted by the
Ministry of Municipal Affairs and Housing and other information meetings. Staff has
provided comments to the Region for their report (attached to PSD-105-04).
1.6 Comments were to be submitted by August 31, 2004. A copy of this report was
submitted to the Province indicating that Council would be considering the report on
September 13, 2004.
2.0 COMMENTS
2.1 Support for the Re~lion of Durham's Recommendations on the OMB
The Municipality of Clarington supports the Region of Durham's recommendations
respecting Ontario Municipal Board ("OMB") reform. This section of the report will not
repeat what has been stated either by the Region in its report to the Province or by the
GTA Task Force on OMB Reform to which the Region has referred. The comments and
REPORT NO.: PSD-106-04
PAGE 3
recommendations of the Municipality of Clarington set out below are intended to
reinforce the Region's recommendations and not to detract from them.
2.2 Appeals to OMB should not be heard de novo except where it finds an
unreasonable decision has been made by applying a specific test through the y!!
of the recommended "leave to appeal" mechanism.
Under the current Planning Act, the OMB conducts hearings de novo (literally, to start
anew) of matters appealed or referred to it. Very often reports and other evidence will
be prepared by an appellant after Council has made a decision and after an appeal" to
the OMB has been filed by him. The appellant will then present these reports and other
evidence to the OMB. In fact, the experts who prepare these reports for presentation to
the OMB not infrequently will have been retained by the appellant after the appeal of
Council's decision has been filed. They will have had no contact with the Municipality
before Council makes it decision.
Council will not have had the opportunity of considering such reports and other
evidence before it makes a decision on the planning matter in question. The result is
that in cases where this has occurred, the OMB will make a decision on local planning
policy that reflects the planning values of the panel of the Board conducting the hearing
and the evidence presented to the Board without having the benefit of considering a
prior decision of Council that is fully informed on all of the issues and experts' evidence.
This produces two unfortunate consequences. First, it fuels criticism of OMB decisions
that reverse or amend decisions made by an elected and accountable Council
respecting local planning issues and values. Such decisions tend to denigrate the
importance of Council decisions to the public and to the development industry. Second,
it encourages developers with sufficient resources to save their best evidence for
presentation in the first instance to the OMB rather than to the elected Council in order
to gain an adversarial advantage.
In order to address this problem, amending legislation is required along the lines
recommended by the Region and the GT A Task Force on OMB Reform. In all cases,
appeals to the OMB would require permission or leave of the Board which would apply
the following test in deciding whether a leave to appeal should be granted:
"That no reasonable Council, applying sound principles and acting in good
faith, could have made the same decision or have failed to make a decision."
The passing of amending legislation would underline the Province's support of
municipal government as the crucial decision-maker in identifying and implementing
local planning values.
REPORT NO.: PSD-106-04
PAGE 4
2.3 Adverse impact of Cler~::tV Properties decision of OMB by passing legislation.
There is a further problem that has arisen as a result of conflicting OMB decisions
interpreting a panel of the Board's decision in the case of Clerqy Properties Ltd. v. City
of Mississauqa (1996), 34 O.M.B.R. 277 (OMB); appeal dismissed in Clerqy Properties
Ltd. v. Mississauqa (City), Court File No. 3/97 released on September 29, 1997.
In one group of decisions, certain panels of the Board have decided that an appellant
has an "inviolable right" in law to have its appeal determined exclusively on the basis of
the Official Plan and Zoning in effect at the date of the appellant's application to the
Municipality under the Planning Act. Subsequent studies conducted by the Municipality
may have identified serious public interest issues. The Municipality may have
addressed these issues through Official Plan and Zoning amendments. Evidence of the
studies and the amendments are excluded by these panels of the Board from the
evidence that is admitted in the hearing of the appeals. The result is that the public
interest issues identified subsequent to the date of the application to the Municipality will
be entirely disregarded by the panel of the OMB who decide the appeal. This action is
inconsistent with the principles on which the Planning Act is based. It is also
inconsistent with the Board's function as a policy maker as well as an adjudicative
agency.
There is a second group of decisions which conflict with the first. In the second group,
other panels of the OMB have decided that evidence of the investigation by the
Municipality concerned of a public interest issue and the subsequent approval by
Council of Official Plan and Zoning amendments to address the issue, if relevant, will be
admitted in evidence in the hearing of the appeal, unless evidence directly conflicts with
the appellant's development proposal expressed in his application to the Municipality.
This qualification may preclude the admission of the public interest evidence in
question.
Under the current legislation, there appears to be no available means by which the
OMB itself can reconcile these two groups of conflicting decisions. This is an important
matter that should be resolved by legislation in the public interest.
The Municipality of Clarington recommends that the Planning Act should be amended to
make it clear that in hearing an appeal the OMB must admit all relevant evidence that is
available at the date of the hearing whether or not it is inconsistent with the Official Plan
and Zoning in force at the date on which the appellant filed a "complete application" with
the Municipality under the Planning Act. This amendment should make it impossible for
a panel of the Board in a future case to disregard the first group of decisions and the so-
called "inviolable right" of the appellant referred to above and the qualification imposed
by the second group of decisions discussed above. It would also enable the OMB in
appropriate cases to admit and to rely on evidence respecting the public interest
developed after the appellant's application was made to the Municipality whether or not
such public interest evidence conflicts with the appellant's development proposal set out
in his application to the Municipality. This is a necessary amendment to ensure that
relevant evidence of the public interest is not excluded from the hearing of an appeal by
the Board.
REPORT NO.: PSD-106-04
PAGE 5
2.4 Public confidence in the OMB as appellate tribunal must be ensured.
The Municipality of Clarington supports the recommendation that the OMB should be an
appellate tribunal that is independent of the parties to the appeal and reviews prior
decisions of Council, provided that Council has the opportunity to consider all of the
issues and reports presented as evidence in the OMS hearing whenever they were
prepared. The Municipality agrees that it is of critical importance that the general public,
municipal representatives, the development industry and interested professionals
perceive the Board to be an independent and fair expert tribunal. This consideration
raises the following issues.
(a) Appointment and reappointment procedures for members should be
improved.
In order to attract and to retain members of the Board of relevant experience and
high ability, the Municipality recommends that the Province make the changes
set out below to present practices and policies.
Currently, OMB members are appointed by the Lieutenant Governor in Council
by Order in Council for terms of 3 years. The short term of appointments is
counter-productive to the promotion of independent decision making. Essentially,
the appointments are in the discretion of the Provincial cabinet which does not
publish its selection criteria. Similarly, the criteria employed by the Provincial
Cabinet in determining whether a person should be reappointed for a further term
of 3 years on the expiry of his or her current term are not published.
Reappointments are in the discretion of the Cabinet.
The OMB is a Provincial agency mandated to elaborate and implement Provincial
policy after conducting a judicial style of hearing under Provincial legislation
including the Planning Act. It is appropriate that the Government of Ontario which
is accountable to the public continue to retain discretionary authority to appoint
OMB members. An advisory committee as recommended by the GTA Task
Force on OMB Reform to screen the qualifications of candidates and to make
appropriate, confidential recommendations to the provincial Cabinet could be
useful to review and comment to Cabinet on initial appointments to the OMS.
However, since the recommended advisory committee would comprise
"stakeholders", the committee should not be involved in performance reviews of
members of the board or in making recommendations as to whether particular
members should or should not be reappointed. To do othervv-ise, would carry the
serious risk of public perception developing that the independence. of Board
members in performing their responsibilities could be undermined by
stakeholders. This should be avoided.
The Municipality of Clarington believes that OMB members should be appointed
for six year terms after the completion of the probationary period. To ensure that
the independence of Board members nearing the end of their term is not
perceived by the public to be undermined in any way, the Province should adopt
the policy of automatic reappointment unless the member's performance
REPORT NO.: PSD-106-04
PAGE 6
evaluation falls substantially below what is required by the performance criteria.
A suitable performance evaluation system is discussed below.
(b) Reasonable compensation must be paid to members.
The compensation paid to Board members is far below the compensation paid to
senior Provincial officials and to Provincial Court judges. It has not been adjusted
for some considerable time. An upward adjustment in compensation is urgently
required to attract and retain fully qualified members on the Board.
The Municipality of Clarington recommends that the Province review and
increase the present levels of compensation of members of the Board using as
benchmarks the compensation paid to senior Provincial officials and Provincial
Court judges.
(c) All initial appointments to OMB should be probationary for 6 months.
As in any modern organization, individuals may be appointed members of the
Board who may prove to be unable or unwilling to perform their duties in a
competent and independent manner. It is important that they are not given 3 year
terms initially. The Municipality of Clarington recommends that all appointments
to the Board should be on a probationary basis for 6 months with the
appointments to be confirmed by Cabinet passing an Order-in-Council on the
recommendation of the Chair of the Board if the performance of the members is
considered to be satisfactory by the Chair.
(d) Discipline procedure of members not performinQ satisfactorilv should be
established.
Until relatively recently, OMB members were appointed for an indefinite term of
office during the Pleasure of Her Majesty rather than for a fixed term of 3 years.
In practice, this type of appointment was generally until the member reached
superannuation age. The advantage of this type of appointment is that individuals
could accept appointments without the constraint of concern as to whether their
business or professional practice would be available at the end of a short term of
appointment. The disadvantage was that it was difficult for the government of the
day to remove members whose performance did not satisfy the government's
expectations.
The Municipality of Clarington believes that a better way to address the latter
problem would be for the Province to establish appropriate performance
evaluation criteria and system which is communicated to the members. The
performance evaluation of members should be conducted by the Chair or a Vice
Chair appointed to do so by the Chair. Also, a formal process for removing from
office members whose performance falls substantially short of what is required
under performance evaluation criteria should be established.
REPORT NO.: PSD-106-04
PAGE 7
The public expects members of the Board to be civil to and respectful of all
persons who appear at a hearing of the Board. Conduct by Board members that
is patronizing or even in rare cases abusive, is not acceptable. The performance
evaluation criteria should include civility and respectfulness as a requirement of
continued membership on the Board. Repeated breaches of this requirement
should result in the termination of the appointment of the member in question, if
confirmed through the inquiry process noted below..
In order to ensure that the performance evaluation criteria do not undermine the
independence of Board members, a right of appeal by a member who is
aggrieved by his or her performance evaluation to an arbitrator appointed by the
Province should be provided.
The Chair of the Board should have authority to initiate on complaint being
determined to have likely merit or on his or her own motion, an inquiry by a
committee comprises chairs of other agencies or other qualified persons who are
not members of the Board. The committee should be appointed by the Attorney
General and have the mandate to determine whether the particular member
should be disciplined for his or her conduct and whether disciplinary action
including termination of the member's appointment to the Board should be
recommended. The recommendation should be to the Chair of the Board, the
Attorney General or the Provincial Cabinet, as appropriate.
The Municipality of Clarington believes that if there is to be public confidence in
the Board an effective mechanism must be available to ensure that members of
the Board satisfy the relevant performance criteria and conducts himself or
herself in a manner that is expected by the public of judges and members of
quasi judicial tribunals.
2.5 Case Manaaement should be improved bv amendment to OMS Rules.
The Municipality of Clarington believes that the OMB's case management procedures
work well where appeals to the Board are ripe for hearing. In those situations it is
possible for the Board to settle a Procedural Order which identifies the issues that will
be addressed at the hearing, set dates for the exchange of witness statements and
prepare lists of witnesses who will testify at the hearing of the merits of the appeal. This
type of order is issued in order to minimize surprise and the opportunity for trial by
ambush to occur with resulting unfairness and delay as well as to promote efficiency
and economy of time in the conduct of the hearing itself. The procedures, however,
break-down in cases in which a pre-hearing conference is scheduled before an appeal
is ripe for hearing. For example, an appeal will not be ripe for a hearing until the
Municipality is given a reasonable opportunity to have any necessary further studies
undertaken, completed and considered by Council after an application to it is completed
under the Planning Act. In these cases the scheduling of a pre-hearing conference may
be requested by an appellant in order to establish those who are likely to object to its
proposal well before a hearing on the merits of the appeal is scheduled by the Board.
Usually, the Board will direct that only those persons who appear at a pre-hearing
conference and are given the status of parties will receive notice of subsequent pre-
REPORT NO.: PSD-106-04
PAGE 8
hearing conference to settle the issues, the exchange of witness statements and other
matters. This is practice is unfair to the Municipality and to the general public. It also is a
waste of the Board's scarce hearing resources and member's time. It should not be
permitted.
The Municipality of Clarington recommends that the OMB's Rules of Practice and
Procedure be amended to require that the solicitor for the appellant file his or her
affidavit certifying that the appeal is ripe for hearing before the Board schedules a pre-
hearing conference or schedules a hearing on the merits of the appeal in question.
2.6 Compulsory Mediation should be authorized on experimental basis.
The Municipality of Clarington believes that the OMB should have authority on an
experimental basis to require parties to participate in mediation of appropriate disputes
by members of the Board before a hearing is held, provided that workable criteria are
developed. If mandatory mediation is authorized, it should be tested in a specific area of
the Province before it is put in place throughout the Province. The mandatory mediation
process and results should be monitored and evaluated by the Board to determine its
success and effectiveness in settling disputes without a formal arbitration by the Board
being held. If it is determined to be successful and effective, mandatory mediation then
could be extended. The result could be a significant saving of the Board's hearing
resources by reducing the number of hearings on the merits of appeals that need to be
held.
3.0 CONCLUSION
The Province should be commended for its recent initiatives to improve the Ontario
planning system. The reform of the OMB is a critical component of the planning system
and is essential to support the Province's strong communities agenda. We trust that our
comments in combination with those from the Region will be helpful to the Province.