HomeMy WebLinkAbout2001-209 THE CORPORATION OF THE MUNICIPALITY OF CLARINGTON
BY-LAW 2001 —209
Being a by-law to establish a code of ethics policy for the employees of the
Corporation of the Municipality of Clarington and Members of Council and to
rescind by-law#98-186.
THE CORPORATION OF THE MUNICIPALITY OF CLARINGTON HEREBY
ENACTS AS FOLLOWS:
THAT the Policy; attachment# 1, to by-law 2001-209be adopted as The Code of
Ethics governing the Corporation of the Municipality of Clarington.
THAT Report COD-020-01 providing an update to the Code of Ethics Policy
shall apply to all employees and Members of Council of the Municipality of
Clarington.
By-law read a first and second time this 10 day of December, 2001.
By-law read a third time and finally passed this 10 day of December, 2001.
John Mutton, Mayor
tti Barrie, Clerk
ATTACHMENT#1
TO BY-LAW #2001-209
MUNCIPALITY OF CLARINGTON
Administrative and Corporate Policies
SECTION: CODE OF ETHICS APPROVED BY: Council ❑
C.A.O. ❑
SECTION: H SUBSECTION HT EFFECTIVE DATE: UPON APPROVAL
APPLICATION: AFFILIATED EMPLOYEES ❑ NON-AFFILIATED EMPLOYEE ❑
1.0 PURPOSE (new)
To provide a standard of conduct for employees of the Corporation in the
carrying out of their work assignments and their relationships with the
public, elected officials, and each other.
2.0 DEFINITION (new)
Honesty, impartiality, objectivity and integrity are core values that
employees must observe in all business activities. This applies equally
to employees' activities within the municipality as well as to
relationships with outside parties, ensuring the preservation of the
image of the Municipality.
3.0 SCOPE (new)
Applies to all departments, divisions or sections of the Municipality and
to all of its employees.
4.0 RESPONSIBILITIES (new)
a) All employees, department, division, section managers and
supervisors are responsible for their personal and professional
conduct as contained herein.
b) The Department Head is responsible to ensure that the matters
expressed in this document are implemented and adhered to.
PLEMENOTE: ADDITIONS/CHANGES ARE IN BOLD
2
5.0 CONDUCT
a) Employees are expected to promote the goals, objectives and
policies of the Municipality of Clarington;
b) Employees will acknowledge and recognize the dignity and worth of
every resident they serve and person with whom they work;
c) Employees and Members of Council shall not breach the public trust
or misappropriate public funds and/or resources;
d) Employees and Members of Council shall not use Municipal property,
equipment, supplies or services of consequence for activities not
associated with the discharge of official duties;
e) Employees shall not participate in any decision, promotion or make any
recommendation to their supervisor, Committee or Council, in which
they or their immediate family has any financial interest except as a
resident of the Municipality;
f) Employees shall not solicit or accept any gift, present, or favour, the
acceptance of which shall place, or appear to place, the employee under
an obligation to the donor or the Municipality in a compromising
situation;
g) Employees shall not place themselves in a position where they are under
obligation to any person who might benefit from, consideration or favour
on their part or who may seek, in any way, preferential treatment;
h) Employees and Members of Council shall not disclose any confidential
information relating to the affairs of the Municipality;
i) Employees and Members of Council shall not benefit from the use of
information acquired during the course of official duties which is not
generally available to the public;
j) Employees shall not accept outside employment while in the employ of
the Corporation where such employment would place or appear to place
them in a conflict of interest situation;
k) Employees and Members of Council shall not sell goods or services to
the Municipality or have a direct or indirect interest in a Company or own
a Company which sells goods or services to the Municipality;
3
5.0 CONDUCT (Cont'd)
1) Employees shall not treat or provide preferential treatment to any
enterprise, organization, group or person;
m)Employees and Members of Council shall not conduct their work
activities in a manner which may cause personal injury to
themselves or others or damage to equipment or property of the
Municipality;
n) Employees are expected to report to work in a fit condition to
carryout their work duties. Employees reporting for work in an
unfit condition will be sent home without pay. The Corporation
considers as being unfit if an employee is under the influence of
alcohol or other substance which may cause them to be otherwise
unfit. This includes legal medications which may impair ones
effectiveness and/or judgement and those other substances which
are illegal. Likewise, consumption of alcohol or illegal substances
during working hours and on Corporate property is strictly
forbidden.
o) Employees and Members of Council shall not bid on the sale of goods
except those disposed of by Public Auction;
p) Employees and Members of Council shall not use Municipal buying
power for personal gain or benefit.
6.0 OUTSIDE WORK:
Employees shall not, without the approval of the Department Head or the
Chief Administrative Officer, as the case may be:
a) Engage in any business or transaction or have a financial or other
personal interest, which is incompatible with the discharge of their
office duties.
b) E ngage in any outside work or activity or business undertaking:
i) that interferes or appears to interfere with the employee's
duties, in which the employee has advantage or appears to
have an advantage derived from employment in the
Municipal Corporation;
ii) in a professional capacity that will or might appear to
influence or affect the carrying out of duties as a Municipal
employee.
4
7.0 COMMUNICATIONS: (new)
An employee shall be courteous, civil, and act in good faith with all
persons with whom he/she has dealings in the course of their
employment. An employee shall not in the course of employment
send correspondence or otherwise communicate to any other person
in a manner that is abusive, offensive or otherwise inconsistent with
the proper tone of a professional communication from a Municipal
employee, except in extenuating circumstances such as an abusive
member of the public.
Employees should recognize that as a representative of the
Municipality their actions both during and after working hours reflect
the Municipality of Clarington. Therefore they are encouraged to
adhere to this policy regarding communications when addressing
council or elected representatives even as a private citizen.
8.0 CONFIDENTIAL INFORMATION: (new)
In the course of employment with the Municipality, an employee may
work with information and/or materials which are confidential. Each
employee has a moral and legal obligation not to disclose any such
information or use that information for the gain or profit of the
employee or any other person. This obligation continues even after
the employee leaves the employment of the Municipality of
Clarington.
9.0 DISCLOSURE:
Whenever an employee considers that he or she could be involved in a
conflict of interest as prohibited in this policy, the employee shall
immediately disclose the situation to the Department Head (or his or her
designate), or the Chief Administrative Officer, as the case may be. The
voluntary disclosure of areas of conflict shall be treated as confidential by
the employee and Municipal authorities and the employee shoud abide by
the advice given to him/her.
10.0 CONTRAVENTION:
Should a situation arise which appears to be in contravention of this policy,
the Chief Administrative Officer shall, in consultation with the employee's
Department Head and any other Municipal Official he may wish to consult,
determine what action is appropriate in the circumstances, which may
include discipline up to including termination of service.
The matter shall then be reported to the next meeting of the appropriate
Committee(s) of Council for information.
5
CODE OF ETHICS GUIDELINES
The following interpretation and guidelines are provided to augment
and/or to clarify the Code of Ethics Administrative and Corporate Policy.
If there is any question arising out of the following, employees are
encouraged to contact the Chief Administrative Officer whose decision will
be final.
Sections:
5.0(e) "Immediate family member" used in this subsection shall mean
spouse, father, mother, son or daughter.
5.0(f) Any employee shall not accept any gift either at home or at the place of
business from any person, company or business, irrespective of
whether or not the person, company or business has any business
connection with the Municipality, in the past, currently or in the future.
In the latter situation, it is understood that an employee cannot predict
who will be doing business with the Municipality in the future. In this
situation, an employee should seek advice from the Department Head.
For example, a development company, or a potential supplier-may not
have any past or current business with the Municipality. However, the
employee should be cognizant of the nature of the business of these
companies and should not accept any gift from these companies
because it would place the employee in a compromising situation.
The above guidelines apply to personal gifts during the Christmas
season. The only exception being a gift to the Department as a whole
and could include such items as a fruit basket, chocolates, etc., during
the Christmas season.
In the event gifts are dropped off before the employee has the opportunity
to refuse acceptance, the gifts should be turned over to the Department
Head who shall:
a) return the gifts if it does not cause the Municipality to incur
unnecessary expenses; or
b) telephone the donor and request to have the gifts picked up. Should
the gifts not be picked up, the Department Head shall donate the
gifts to a local charity and advise the donor in writing of the action
taken.
6
6.0 The Code of Ethics was never intended to prohibit any employee of the
Municipality to augment his/her income by engaging in other part-time
employment opportunities which bear no resemblance to his/her
municipal work. If the nature of the part-time/outside work is related,
the employee should seek prior clearance from the Department Head.