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HomeMy WebLinkAbout82-96r , Y ! 3 THE CORPORATION OF THE TOWN OF NEWCASTLE BY -LAW NUMBER 82 -96 being a By -law to define the purchasing and tendering policies and procedures applying to the purchase of all types of goods, works and services by the Corporation of the Town of Newcastle. BE IT ENACTED AND IT IS HEREBY ENACTED as a By -law of the Corporation of the Town of Newcastle thereof as follows: 1. DEFINITIONS Bidder(s) - shall man supplier, vendor, contractor, developer, professionals and /or their heirs, executors, administrators and assigns. Clerk shall man the appointed Clerk of the Corporation of the Town of Newcastle. Council - shall man the elected Council of the Corporation of the Town of Newcastle. Committee - shall mean a "standing or ad -hoc committee" within the Corporation of the Town of Newcastle. Corporation - shall man the Corporation of the Town of Newcastle. Designated Official - shall man the Department Head or persons authorized or assigned to administer the approved procedures on behalf of and for the Corporation of the Town of Newcastle. Goods - shall mean all goods and services which include all supplies, materials, equipment, general maintenance and services, construction and works contracts, leases, rentals and repairs of equipment. Exclusions of this definition shall include specifically the borrowing, lending and /or investing of money and information from a professional consulting entity for a specific feasibility study required by the Corporation. Purchasing Agent - shall man the appointed Purchasing & Supply Agent of the Corporation of the Town of Newcastle. Treasurer - shall mean the appointed Treasurer of the Corporation of the Town of Newcastle. G�ffo. ?SLED BY BY- LAW #298 3.201 680 AMENDED BY BY -LAW #.S.1- 09 3 REPEALEqDD,,PY BY -LAW #l.l.�.�.°Z..�.. e 2 2.01 Each Designated Official of the Corporation shall submit to the Purchasing Agent a written request in the form of a "purchase requisition" for its requirements for all goods with the exception of those goods detailed in the "Purchasing Procedures Manual ". The assurance of the allocation of funds and accounting charge number shall be the responsibility of the Designated Official for all purchase requisitions submitted. 2.02 All purchase requisitions submitted shall also bear an authorized signature conforming to the limits of the signing authority for the value of the goods required. The list of "Authorized" signatures shall be maintained by the Treasurer. 3. All requests by Designated Officials for firm and /or token prices, product and technical information, catalogues and price lists for goods on behalf of the Corporation will be directed to the Purchasing Agent. Each Designated Official will furnish to the Purchasing Agent, as required, such data, specifications, details, information etc. relating to the procurement of goods. 4. The disposal of surplus or redundant materials shall be the responsibility of the Purchasing Agent. 5. The following provisions shall apply to the purchase of goods: 5.01 Subject to any direction that may be given from time to time by Council, the Purchasing Agent shall determine the method by which goods shall be acquired, having regard to the nature, importance or urgency associated with the request, subject to the general trade practice, market conditions and the guidelines of this By -law. The Purchasing Agent, at his discretion, may establish contracts with vendors in the form of: a) blanket orders; b) standing offer agreements; c) contract orders; d) service agreement orders; e) systems contracts; f) lease or rental agreements; provided, however, that for individual transactions, the dollar amount will not exceed the budgetary allocation or the limits established by this By -law. Contracts or lease agreements that extend beyond the term of Council shall be subject to Ontario Municipal Board approval. -3- 5.02 All goods purchased valued over One Hundred Dollars ($100) shall be covered by a Purchase Order, issued by the Purchasing Agent. 5.03 The Purchasing Agent shall be authorized to make purchases not exceeding Five Thousand Dollars ($5,000), subject only to the condition that three separate prices have been received, whenever possible. 5.04 The Purchasing Agent shall be authorized to make purchases exceeding Five Thousand Dollars ($5,000) but not exceeding Fifteen Thousand Dollars ($15,000), provided that: a) at least three or more written quotations are received, whenever possible; b) the lowest responsible quotation received is accepted; c) documents for all quotations received are retained for inspection by the Treasurer or appropriate officials for audit purposes. 5.05 Referring to paragraph 5.04, where at least three written quotations are not received, or where the lowest responsible quotation is not accepted or where the lowest responsible quotation exceeds the amount of Ten Thousand Dollars ($10,000), the Purchasing Agent shall, in consultation with the Designated Official, submit a Report to Committee and /or Council providing a list of bid amounts received with recommendations for award. The purchase of goods in this situation will be subject to Committee and /or Council approval. 5.06 All purchases in excess of Fifteen Thousand Dollars ($15,000) shall be by tender, unless otherwise determined and directed by a Resolution of Council. 5.07 Under the direction of the Purchasing Agent, the person(s) authorized to make purchases on behalf of the Works Depot Garage and Fire Department, may order vehicle parts necessary to maintain the Corporation's vehicles, subject to the following: (a) That the value of each separate order shall not exceed $500.00; (b) That the purchase order is signed by the Purchasing Agent prior to sending to the supplier. 5.08 Purchase orders shall not be split so as to circumvent the established method of purchase and the dollar limits imposed by this By -law. -4- 5.09 Corporation Employees or any elected official, shall not divulge prices received for any goods except the total bid amount in the case of public tenders. All prices recorded during the opening of tenders, that are part of the Corporation's permanent record and maintained in the Clerk's Department, shall be made available to the public pursuant to the provisions of the Municipal Act, R.S.O. 1980. 5.10 Notwithstanding the provisions of this By -law, emergency purchase of goods may be made by the Purchasing Agent in circumstances which could result in costly departmental downtime, danger to life and /or property damage. In all such cases, a Report shall be filed jointly by the Designated Official and the Purchasing Agent to Committee and /or Council, should the value of the purchase exceed the guidelines established within this By -law. In the absence of the Purchasing Agent, emergency purchases may be made by a Designated Official and such purchases confirmed by a purchase order issued by the Purchasing Agent, as soon as practicable. 6. TENDERING PROCEDURES The following procedures shall apply to the purchase of all goods estimated to be in excess of Fifteen Thousand Dollars ($15,000). 6.01 Advertising All tenders shall be called by Public Advertisement, unless otherwise directed by Council and /or Committee. 6.02 Tender Closing Time All tender closing times shall be established by the Corporation. 6.03 Release of Information to Bidders The Corporation shall supply the following materials to all prospective bidders: a) two copies of the official tender form relating to the tender called; b) one standard tender envelope appropriately imprinted; c) tendering information, i.e. plans, specifications, profiles, etc.; d) Where a deposit is required for tender documents, such fee shall be paid to the Corporation by cash, money order, bank draft or certified cheque. Refunds shall only be made when all required tender documents are returned to the Corporation in good condition. -5- 6.04 Recording and Control of Tendering Material A list of prospective, responsible bidders shall be maintained by the Purchasing Agent when issuing tendering material. All names and addresses shall be recorded when tenders are released to facilitate distribution of addenda when necessary, to extend or cancel a tender under call. The determination of responsibility and prequalification of contractors and /or bidders shall be decided by the Purchasing Agent, in al.l cases. 7. CHANGES TO TENDERS UNDER CALL 7.01 Preparation of an Addendum Interpretations of qualifications shall be made in the form of a written addendum. Addenda are necessary to revise, delete, substitute or add to tendering material under call. The Purchasing Agent shall approve the issuance of an addendum or cancel the tender call. 7.02 Notification of Addenda to Bidders Bidders shall be notified of an addendum initially by telephone and confirmed by written notice delivered via registered mail. The bidder may have the option of receiving the addendum by personally picking up the notice from the Purchasing Agent with receipt acknowledged by signature. 7.03 Cancellation of Tender Under Call The Purchasing Agent reserves the right to cancel tenders under call as required. Procedure for cancellation shall apply, as in Paragraph 7.02. All tenders received after cancellation will be returned unopened to the bidder by registered mail with notification of cancellation. 8. CONDITIONS OF TENDER SUBMISSION All tenders shall be submitted to the Office of the Clerk and shall be subject to the following conditions: 8.01 The correct Tender Form and envelope as supplied by the Corporation must be used. 8.02 Tenders must be properly sealed and delivered to the Office of the Clerk prior to the tender closing time established for that tender. -6- 8.03 Time shall be determined by the Clerk or his delegate. 8.04 When received by the Office of the Clerk, the envelope(s) shall have the date and time of receipt noted on them by the Clerk or his delegate. Each tender received shall be recorded in a Tender Register maintained by the Office of the Clerk. 8.05 All tenders received by the Office of the Clerk shall be placed unopened in a suitable locked receptacle and shall remain under the control of the Clerk. 8.06 All tenders delivered late shall not be accepted by the Office of the Clerk. The Purchasing Agent shall be advised of the circumstances and the tender returned unopened to the bidder, accompanied by a letter which states "not accepted, delivered after the close of tenders ". 8.07 Where no return address is visible on the outside of a tender that is delivered after the close of tenders, it shall be opened in the presence of the Clerk by the Purchasing Agent, a return address determined, the facts noted for the record and the documents returned to the bidder accompanied by a letter as in 8.06 above. 9. FORM OF TENDER 9.01 All tenders must be legible; written in ink, or typed. 9.02 "All items must be bid" unless otherwise specified in the tender call documents. 9.03 All entries inlcuding unit prices for each item must be clearly stated. 9.04 The tender cannot contain any restrictive statements, nor can the tender be qualified by separate letter. 9.05 Unless specified in writing by the Purchasing Agent, no alterations to the tender documents will be permitted. 9.06 All tenders submitted must be signed by an authorized person and in the case of a Limited Company, have the corporate seal affixed. - 7 - 9.07 All erasures, overwriting, strike -outs and other similar alterations inserted in the Bidder's proposals must be initialled by the person authorized to execute the documents on behalf of a bidder. 10. BONDS AND DEPOSITS All tenders shall be accompanied by an executed bonding agreement, when bonding is required. All tenders requiring bid deposits shall have such deposits made payable to the "Corporation of the Town of Newcastle" and shall be in the form of a certified cheque, bank draft, money order or cash and shall be enclosed in the same envelope as the Tender. Bid deposits shall be submitted in accordance with the following schedule, unless otherwise specified. Total Amount of Bid $20,000.00 $20,000.01 $50,000.01 100,000.01 250,000.01 500,000.01 1,0009000.01 2,000,000.01 OR LESS to $50,000.00 to $100,000.00 to $2509000.00 to $500,000.00 to $1,000,000.00 to $2,000,000.00 OR OVER Minimum Deposit Required $1,000.00 $2,000.00 $5,000.00 $10,000.00 $25,000.00 $50,000.00 $1009000.00 $200,000.00 When bonding is a condition of the tender call, a Performance Bond and /or a Labour and Material Payment Bond in the amount specified in the tender documents must be furnished by the bidder prior to execution of the contract. Both the bond and the form of bond shall meet the requirements of the Treasurer. 11. WITHDRAWAL OF TENDERS 11.01 Anyone submitting a tender can only withdraw the tender prior to the close of tenders. Requests received following the close of tenders will not be accepted. 11.02 Anyone wishing to withdraw a tender may do so in writing and deliver the same to the Office of the Clerk. 11.03 All tenders withdrawn prior to being deposited in the tender box shall be returned and the withdrawal of the tender acknowledged in writing. 11.04 All withdrawals received relating to tenders deposited in the tender box shall be deposited and all of the related documentation returned unopened following the tender opening. 8 12. OPENING TENDERS 12.01 All tenders shall be opened by the Clerk or his delegate in the presence of at least one witness for the Corporation and the Purchasing Agent or his delegate and the bids duly recorded. 12.02 Any interested person may attend a Tender Opening. 12.03 Where two or more tenders are called for the same time, the tenders shall be opened in numerical order, with the lowest numbered tender being opened first. 12.04 Having established the order of precedence, the Clerk or his delegate shall remove the tenders from the Tender Receptacle. 12.05 Where a tender cannot be identified as to author or contract number, such an envelope shall be opened and the documents placed with the appropriate group of tenders. 12.06 Where a conflict exists in respect of the envelope and its contents as to contract number, the contract number on the tender documents shall prevail. 12.07 When all tenders have been sorted, opened and withdrawn tenders segregated pursuant to paragraph 11.04, the Clerk shall compare the number of tenders opened to the number of tenders recorded in the Record of Tenders. Where a discrepancy exists, the proceedings shall be delayed until all Tenders have been accounted for. 12.08 When all tenders are accounted for, the Clerk or his delegate shall announce each tender publicly in the following manner: i) tender number and specification; ii) bidder's name and location; iii) bid deposit and bonding letter (if required); iv) total bid amount. 12.09 All Tenders shall be checked to determine that bidders have not submitted more than one bid. Should this situation arise, the lowest bid submitted shall be deemed to be the intended bid, unless one of the bids has been withdrawn in the prescribed manner in Section 11. -9- 12.10 Following the opening and recording of Tenders by the Clerk, the Record of Tenders shall be closed and the record signed attesting to that fact. 12.11 With the exception of the Clerk and the Purchasing Agent or their delegates, no dialogue will be permitted with respect to the proceedings. 13. VERIFICATION OF TENDERS All Tenders will be delivered to the Purchasing Agent who shall ensure that: (a) all tenders comply with the Tender requirements; (b) that all unit prices have been correctly extended; (c) that all extensions have been correctly totalled; (d) unit prices shall govern the intention of bid, in the event of arithmetic errors. 13.01 Improper Bids Any bids that fail to meet the established criteria shall be deemed to be "improper bids ", and be subject to further examination by the Purchasing Agent for the purpose of establishing the degree of defect contained in the document. 13.02 Unequivocal Rejection of Bids All bids shall be rejected that are: (a) received late; (b) delivered in other than the prescribed tender envelopes; (c) that are not completed in ink or by typewriter; (d) incomplete and do not comply with specifications; (e) that contain restrictive or conditional statements which are intended to alter the form or intent of the tender called by the Corporation; (f) that contain improperly executed documents; (g) unaccompanied by bonding documents or bid deposits. - 10 - 13.03 Exceptions The Purchasing Agent may at his discretion accept or reject a bid when: (a) the "agreement to bond" is improperly executed; (if the bid is accepted he may allow a period of time to have the "Agreement to Bond" corrected) (b) the envelope is improperly sealed; (c) the documents are illegible; (d) the envelope contains improper bid deposit; (e) the arithmetic extensions contain gross errors. 14. AWARD OF TENDERS The Purchasing Agent shall review the tender with the client department and shall then report to the General Purpose and Administration Committee and /or Council. Where the tender amount exceeds the budget allocation the report shall contain the requisite information with respect to the source of additional funding. Upon approval of the tender by Council, the Purchasing Agent shall make the award and issue a Purchase Order in accordance with the conditions of the Tender. 15. DISPOSITION OF BID DEPOSITS Following the awarding or cancellation of a tender, all deposits) with the exception of the low and second low bidders in the case of an award, shall be returned to the unsuccessful bidders by registered mail, or if picked up, receipt acknowledge in writing. 16. EXECUTION OF CONTRACT The successful bidder shall be allowed ten (10) working days from the date of mailing of the form of contract to execute and return the same to the Purchasing Agent. The Mayor and Clerk shall execute contracts on behalf of the Corporation of the Town of Newcastle when required, and a by -law authorizing the execution of such contracts shall be approved by Council prior to the signing of the contract by either of them. . ' - 11 - 17. DEFAULT BY SUCCESSFUL BIDDER If the successful bidder fails to execute the contract or fails to meet any of the requirements of the contract within the prescribed time, the tender may be awarded to the next lowest bidder(s) or cancelled. In the event a successful bidder fails to execute, finalize and /or provide acceptable surety for a contract, the bidder's deposit(s) will be forfeited. 18. ABSOLUTE RIGHT Notwithstanding the provisions of this By -law, the Corporation shall have absolute discretion in the awarding of contracts and retains the right to reject any, or all Tenders. BY -LAW read a first time this 19 day of July 1982 BY -LAW read a second time this 19 day of July 1982 BY -LAW read a third time and finally passed this lg day of July 1982. MAYO David W. Oakes / /I, ._ CLE