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Staff Report
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Report To: Joint Committees
Date of Meeting: September 14, 2020 Report Number: FND-030-20
Submitted By: Trevor Pinn, Director of Finance/Treasurer
Reviewed By: Andrew C. Allison, CAO By-law Number:
File Number: Resolution#: JC-128-20, C-377-20
Report Subject: 2021 Budget Guidelines and Update
Recommendation:
1. That Report FND-030-20 be received;
2. That Staff prepare a draft budget with a target municipal increase of 3.55 per cent;
3. That Staff include within the draft budget requests for funding from external agencies up
to a maximum limit of 1.80 per cent;
4. That the 2021 budget schedule, as outlined within the report, be approved;
5. That Staff report to Council on procedures for the establishment of a pilot project for
participatory budgeting projects within the Municipality with a starting funding level of
$100,000;
6. That Staff develop a Determination of User Fee Revenue Policy, and review the current
user fees charged by the Municipality to determine if they are appropriate; and
7. That all interested parties listed in Report FND-030-20, and any delegations be advised
of Council's decision.
Municipality of Clarington
Report FND-030-20
Report Overview
Page 2
Council adopted a budget policy that guides the preparation of the annual operating and
capital budgets process. The budget policy requires an annual report to Council to
determine the target municipal levy change for the following year. This report meets that
policy requirement.
1. Background
Budget Policy
1.1 On June 10, 2019, Council approved a new Budget Policy which provides guidance on
the creation and preparation of the annual operating and capital budgets.
1.2 As part of the policy, the Director of Finance/Treasurer is required to report to Council in
September of each year with a report seeking guidance on the target municipal levy
increase for the upcoming budget year. This report meets this policy requirement.
2. Economic Factors
2.1 Economic factors impact the Municipality of Clarington's budget and fiscal capacity
outside of its control. The following sections provide insight into the economic factors
that must be considered in the development of the 2021 budget.
Canadian Economy
2.2 The Canadian economy saw a significant decline as a result of the COVID-19 pandemic.
In its Economic and Fiscal Snapshot 2020 released on July 8, 2020, the Government of
Canada revised several forecasts:
a. 2020 real GDP growth was reduced from +1.6 per cent to -6.8 per cent;
b. 2021 real GDP growth was increased from +1.8 per cent to +5.5 per cent;
c. 2020 GDP inflation was reduced from 2.0 per cent to 0.5 per cent with 2021 rising to 2.2
per cent;
d. 10-year government bond rates dropped from 1.6 per cent to 0.8 per cent in 2020;
e. 10-year government bond rates dropped from 2.0 per cent to 1.0 per cent in 2021;
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Report FND-030-20
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2.3 The above revisions to economic forecasts highlight the tremendous impact the
pandemic has had on the Canadian economy. While 2021 is expected to be a better
year than 2020, there will be a long-term economic impact that will still be felt in 2021.
2.4 Private -sector forecasts are outlining a faster rebound in real GDP than in the past three
recessions as a result of the actions taken by the Government of Canada for fiscal
support.
2.5 Forecasts show a decline in the unemployment rate from approximately 13 per cent at
the end of the second quarter 2020 to approximately 7.5 per cent by the end of 2021.
This is still higher than the pre -pandemic unemployment rate of just under 6.0 per cent.
2.6 The Government of Canada stated that as a second wave could equal or surpass the
initial spread; however, the economic impacts are not expected to be as severe.
2.7 Based on the above, a significant austerity budget for the Municipality may not be
warranted as the economy is expected to rebound significantly next year. Further, the
costs of providing services are not likely to decrease; therefore, tax levy required to fund
services is not expected to decline.
Ontario Economy
2.8 Ontario was the second -worst impacted province by the COVID-19 pandemic according
to TD Economics, based on May 2020 information. This resulted in the Province of
Ontario lagging behind the other provinces in the early stages of recovery.
2.9 Ontario experienced the steepest decline in home sales since the onset of the
pandemic. It is expected that the population growth in Ontario will slow in the near term,
which will keep home sales depressed. Home sales, particularly new home
developments, are a key factor in the tax assessment base in Clarington; a decreased
demand on new home growth could have an impact on our tax assessment growth for
several years.
2.10 TD Economics is predicting real GDP to decrease by 6.2 percent in 2020 with a
rebound in 2021 of 5.1 per cent. Similarly, unemployment is expected to decline from 9.3
per cent in 2020 to 7.3 per cent in 2021.
2.11 In its March 2020 Provincial and Economic Update, the Province of Ontario expected
real GDP growth of 0.0 per cent in 2020 with 2.0 per cent growth in real GDP in 2021.
This was at the beginning of the pandemic, March 25, 2020 and is likely underestimating
the impact on the economy in 2020.
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Report FND-030-20
Changes to Development Charges Act and Planning Act
2.12 The More Homes, More Choice Act, 2019 received royal assent on June 6, 2019. The
Act was amended by the Plan to Build Ontario Together Act which received royal assent
in December 2019. These two pieces of legislation were proclaimed in late December
2019 and Regulation 454/19 came into force on January 1, 2020.
2.13 The changes which came into effect on January 1, 2020 have resulted in the deferral of
DC payments for certain qualifying types of development and the freezing of rates under
certain conditions.
2.14 The COVID-19 Municipal Economic Recovery Act, 2019 (Bill 197), received royal assenl
on July 21, 2020. This Act changes the Development Charges Act and the Planning Act.
This legislation changes some of the legislation which was included in the More Homes,
More Choice Act and the Plan to Build Ontario Together Act which had not yet been
proclaimed.
2.15 Bill 197 improves the ability of municipalities, in general, to fund growth -related
infrastructure through growth. It has also extended the time for implementation to ensure
that municipalities can adjust to the changes in legislation while dealing with COVID-19
recovery.
2.16 The following table highlights the changes under Bill 197 (adapted from Region of
Durham Report #2020-Info-73):
Eligible services Bill 197 expands eligible services
to include:
a. Childcare and early years
programs;
b. Housing services;
c. Services related to
proceedings under the
Provincial Offences Act;
d. Services related to
emergency preparedness;
Municipal parking and
cemeteries are not included
as eligible services.
Most of the expanded
services are not provided by
the Municipality. There is the
ability to include Municipal
Law Enforcement as it is
related to proceedings under
the POA, however the scope
may be restricted.
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Report FND-030-20
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e. Services related to airports It is unclear what type of
(Region of Waterloo only). growth related emergency
preparedness capital would
qualify. Emergency Services
(fire, police, paramedics) are
already eligible services.
Ten per cent statutory Bill 197 eliminates the mandatory Improves the ability of the
reduction ten per cent reduction. Municipality to collect for
eligible services that had
Other reductions such as service been subject to the ten per
caps and benefits to existing still cent deduction.
remain.
Eligibility criteria Only lower and single tier The Municipality has two
municipalities may pass a CBC years after proclamation to
by-law. pass a CBC by-law.
A CBC may only be charged on Services like cemeteries and
residential buildings which are at parking may be eligible under
least five storeys and ten this legislation; however, the
residential units. number of eligible
developments which will
Municipalities may use CBCs and meet the criteria are nominal
DCs to fund eligible services but and the cost of administering
may not use both on the same the charge may outweigh the
project. benefits.
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Parkland dedication Bill 197 maintains the ability of Existing by-law may stay in
municipalities to impose the force for two years after Bill
alternative rate, through by-law to 197 is proclaimed
aquire land for parks or cash -in -
lieu
2.17 The impact on the Municipality's budget will be an increased number of growth -related
capital projects being eligible for development charges, subject to other legislated
restrictions.
2.18 The restrictions with the Community Benefits Charge will result in this revenue tool likely
not being a viable alternative for the Municipality. The Municipality of Clarington has very
few historical developments and planned upcoming developments that would have both
six storeys and ten residential units. The only development in the past five years is the
development in Newcastle which is almost complete. The CBC is still only available for
growth -related capital costs, however with the limited developments that are expected
that could be eligible it is likely not worth the administrative costs of going through the
creation of a study, public meetings, by-law and then administration of the charge.
3. Budget Calendar
Overview
3.1 The budget sets spending guidelines and priorities for the Municipality's operating year
of January 1 to December 31. It is beneficial to pass the budget early in the year to
allow staff sufficient time to complete the capital plan and adjusting operating priorities.
3.2 Historically, the Municipality has passed its budget between late January and mid
March. The 2019 budget was presented to GGC on February 19, 2019, this was later
than January 29, 2018 in the prior budget year.
2021 Key Dates
3.3 In September 2019, Council amended the Budget Policy to include that the budget
ratification shall be targeted for the second Council meeting of any given year.
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Report FND-030-20
3.4 Based on the above target date, the 2021 budget calendar is as follows:
October 16, 2020
2021 operating and capital budget due from departments
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October 30, 2020 2022 to 2025 operating and capital forecasts due from departments
November 9 to 20, Department Head Meetings with Treasurer and CAO
2021
January 29, 2021 Budget Presentation (morning)
January 29, 2021 Special GGC Meeting — External Agencies (afternoon)
February 1, 2021 Special GGC Meeting — Budget Deliberations
February 8, 2021 Council Meeting — Budget Ratification
3.5 This year, the budget workshop is proposed to be eliminated with a detailed presentation
(similar to the budget workshop presentation) being held the morning of the external
agencies day. This recommendation is to streamline the presentations and ensure that
the information presented to Council is representative of the final draft budget.
4. Target Municipal Levy Increase
Range Per Budget Policy
4.1 The Budget Policy outlined a range for tax levy increases based on a combination of the
Consumer Price Index (CPI) and asset management requirements.
4.2 The low end of the range is set at 75 per cent of the CPI value plus 1.5 per cent as
indicated in the asset management plan.
4.3 The high end of the range is set at 125 per cent of the CPI value plus 2.0 per cent as
indicated in the asset management plan.
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4.4 The July 2020 all items CPI was 0.00 per cent for Ontario. The following table outlines
the Municipal Tax Levy increase range:
4.5 Based on the preceding chart, the only increase would be for capital asset management
with a range of 1.50 per cent to 2.00 per cent This would place significant pressure on
the operating budget for 2021 given the anticipated reductions in user fee revenue from
Community Services, increased costs of cleaning and personal protective equipment
and normal inflationary pressures that are not reflected in a CPI calculation.
Alternative Calculations
4.6 Based on the economic forecasts for 2021 and the indisputable impact that the COVID-
19 pandemic has had on the first seven months of 2020, the CPI on July 31, 2020, is not
a reasonable indicator of the cost of living impact for the 2021 budget. CPI is not a true
reflection of the costs of the Municipality as it is impacted by consumer goods, food and
other items that are not typically purchased by municipalities.
4.7 The annual building construction price index for the Toronto area (which does not
include the Municipality of Clarington in its catchment) had a June 30, 2019 to June 30,
2020 change of 1.8 per cent. The Ottawa -Gatineau figure was 4.5 per cent. The use of a
building construction index could be considered a more reasonable indicator of
inflationary pressures for the Municipality.
4.8 Some municipalities utilize a Municipal Price Index (MPI) as their inflationary index. An
MPI is determined by each municipality, there isn't a Statistics Canada index, based on
their specific mix of goods and services purchased by the municipality. A drawback to
this method is that it is not publicly available and requires staff to calculate the index
manually. The City of Toronto has created a MPI calculation framework, for the years
2016 and 2017 the MPI was higher than CPI by 0.7 to 1.0 per cent.
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Report FND-030-20
Recommended Target
Page 9
4.9 Staff recommend that the impacts of the pandemic necessitate a departure from the
approved budget policy as there has been an extraordinary event that has depressed
CPI in 2020 and will likely not be reflective of the inflationary pressures that the
Municipality will see in 2021.
4.10 Staff are recommending that the inflationary factor for the determination of the budget
target be based on building construction price index of 1.8 per cent. Staff strongly
recommend that the asset management factor of 1.5 per cent to 2.00 per cent be
maintained this year as it will ensure that necessary capital investments can be
undertaken in future years, capital investment is also a strong economic stimulus that
will help the local economy in the post pandemic recovery.
4.11 The target be the mid -point of the range, this would indicate a target of 3.55 per cent and
would include 1.75 per cent specifically to capital related costs.
4.12 Based on the 2020 municipal levy of $62,747,374, the target would provide
approximately $1.2 million for operating expenses (including transfers to reserves and
reserve funds, and debt servicing payments) and $1.1 million for capital expenses; this
would be in addition to new growth in assessment (NOT market growth which does not
have an effect on the tax levy).
4.13 The Budget Policy also outlines that external agencies are limited to an increase of 150
per cent of the CPI. Therefore, for the 2021 taxation year, external agencies are capped
at a maximum 0.00 per cent increase per the policy. Staff would recommend that 1.8 per
cent be used for external agencies.
5. Key Assumptions for 2021
Levels of Service
5.1 The budget will be prepared to assume the same levels of service from the 2020 fiscal
year. Any proposed changes to non -mandated levels of service, either decreases or
increases, will be separately identified and provided as a decision item for Council.
5.2 Several services, such as winter control, are mandated by the Province of Ontario.
Changes to these regulations may result in mandatory changes to levels of service. As
these are mandated, any changes in required levels of service will be included in the
budget, with the impact quantified for Council.
5.3 During the 2019 budget deliberations Council expressed concerns regarding the level of
service for playground equipment. Currently, annual funding allows for two of the 62
playgrounds to be replaced each year; this represents a lifespan of approximately 30
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years. If Council would like to see a change in this level of service, it will necessitate
changing the funding levels towards parks.
5.4 Changes to service levels, if directed by Council, can be taken into account during the
preparation of the draft budget. This would allow for a more complete picture when
prioritizing projects to meet the budget target.
COVID-19 Impact
5.5 The largest anticipated impact to the operations of the Municipality related to COVID-19
will be to recreation services. This is the area where social distancing, cleaning and
gathering limitations will have the greatest impact.
5.6 The 2021 budget will be assuming a 50 per cent decrease in revenue as a result of
limitations in class sizes and capacity for walk-in events. This does not necessarily result
in a reduction in expenses as there may not be corresponding staff reductions. For
example a class that could have 10 students to 1 teacher may now be limited to 5
students, resulting in a reduction of revenue but no corresponding cost savings.
5.7 Personal protective equipment and cleaning supplies are anticipated to increase across
the organization in 2021 as a result of heightened cleaning to reduce potential spread of
the virus.
5.8 Staff continue to look at alternative delivery models, such as online meetings, for
services to reduce the cost impact to the Municipality while maintaining service levels.
5.9 The Safe Restart Agreement funding announced on August 12, 2020 by the Province of
Ontario provides funding which can be used to offset COVID-19 expenses or pressures.
Funding is anticipated to be received in September/October 2020 and
unspent/unallocated funds must be kept in a reserve by the Municipality and may be
utilized in 2021. A second phase of this funding will be available and will be application
based, the criteria for this application based funding is not available at the date of this
report.
User Fee Revenue
5.10 A consequence of the COVID-19 pandemic is that it has highlighted the level of tax
support to specific programs and services provided by the Municipality. Many
municipalities have a user fee policy which outlines how user fees are determined and to
what extent tax subsidization should occur. Staff recommend that the Municipality
develops a policy for the calculation and determination of user fees and reviews the
current user fee structure to ensure that it is reasonable.
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6. Citizen Engagement Activities
Education and Feedback Sessions
6.1 For the 2018 and 2019 budget preparations the Municipality of Clarington conducted an
online budget survey to solicit feedback from residents on areas which they felt should
have lower, similar or higher levels of funding.
6.2 In 2019, fewer than 140 responses were received despite the survey being on the
Municipality's website for almost six weeks and advertised through social media
platforms.
6.3 While it is recognized that online surveys provide easy access for residents, uptake was
minimal from residents which may be a result of technological and demographical
barriers.
6.4 To provide an alternative means of engagement, as well as providing an opportunity for
public education of the budget process, a series of "Coffee Houses" were held in 2019.
These were sparsely attended and given the current pandemic it is felt that in person
meetings are not efficient or advised at this time.
6.5 Staff are looking at options for either an online presentation that could be viewed by
members of the public or an interactive online "town hall".
6.6 Members of the public, as well as Members of Council, are also encouraged to contact
the Finance Department if they have any questions regarding the budget process, dates,
and impacts.
Participatory Budgeting
6.7 Participatory budgeting is a process in which community members decide how to spend
part of a public budget. It started in Porto Alegre, Brazil in 1989, and recently the City of
Toronto piloted a participatory budget project from 2015 to 2017.
6.8 Participatory budgeting is a process where residents propose and vote on community
investment projects, funded through a pre -determined portion of the municipal budget.
The Toronto pilot project included $150,000 in each of the three wards in the first year
and $250,000 in each ward for 2016 and 2017. The three-year pilot funded 37 projects
for a total of $1,870,000, with almost 1,700 residents casting votes for the projects.
6.9 As a means to engage the public in the budget process, it is suggested that the
Municipality explore a participatory budget program throughout the Municipality. It is
suggested that a pilot program of $100,000, divided into $25,000 per ward, be included
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in the 2021 budget for residents to have their voice in small capital projects throughout
the Municipality.
6.10 As part of this process, the public would highlight projects and then vote for those
projects that they want to be funded through the program.
7. Concurrence
Not Applicable.
8. Conclusion
It is respectfully recommended that the target for 2021 be set, that an inflationary factor
that is forward looking towards the recovery period be used, and that the other
recommendations within the report be approved.
Staff Contact: Trevor Pinn, Director of Finance/Treasurer, 905-623-3379 ext 2602,
tpinn(a�clarington.net
Attachments:
Not Applicable
Interested Parties:
There are no interested parties to be notified of Council's decision.