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Staff Report
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Report To: Joint Committees
Date of Meeting: September 14, 2020
Submitted By: Anne Greentree, Municipal Clerk
Reviewed By: Andrew C. Allison, CAO
File Number:
Report Number: CLD-013-20
Resolution#: JC-121-20
By-law Number:
Report Subject: Addressing Frivolous, Vexatious or Malicious Enforcement Complaints
Recommendations:
1. That Report CLD-013-20 be received; and
2. That all interested parties listed in Report CLD-013-20 and any delegations be
advised of Council's decision.
Municipality of Clarington
Report CLD-013-20
Report Overview
This report outlines direction for handling complaints deemed to be frivolous,
malicious or vexatious by Municipal Law Enforcement Division.
1. Background
1.1 On April 15, 2020 Council passed Resolution #JC-034-20;
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That Staff report back at the September 14, 2020 meeting on wording to be
included in all regulatory By-laws as follows: a Municipal Law Enforcement
Officer (MLEO) deems a reported violation of municipal by-law(s) to have been
made that is frivolous, vexatious or malicious in nature;
1. Where the complainant of the reported violation(s) is not adversely and/or
directly affected by the by-law violation;
2. Where the complainant of the reported violation does not reside or own
property within The Municipality of Clarington;
3. Where a reported violation does not compromise or otherwise negatively
affect the health, safety or security of person of the citizens of the Municipality
of Clarington;
4. The Municipal Law Enforcement Officer (MLEO) may exercise his/her
discretion in not proceeding with enforcement action; and
5. The complainant who has reported a violation of municipal by-law(s) pursuant
to (1), (2), (3) or (4) above shall be guilty of an offence, and subject to a
maximum fine of $1,000.00.
1.2 Malicious or exaggerated complaints are unfortunately a deeply embedded
tendency of people in virtually every setting. Municipal by-law enforcement is no
exception. A large part of the skill involved in effective by-law enforcement is the
ability to manage and de-escalate the emotions of the parties involved in a
dispute.
1.3 Municipal Law Enforcement Officers routinely encounter situations in which a
complaint they receive cannot be substantiated to the degree required to initiate
an enforcement response. In these situations, the Officers employ various
informal means of discontinuing the file in a manner that minimizes aggravation
to all persons.
Municipality of Clarington
Report CLD-013-20
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1.4 Some of Clarington's by-laws expressly provide for circumstances in which an
investigation will be discontinued. For example, Section 5.03 of Property
Standards By-law 2007-070 provides:
Where an officer has determined that a complaint has been filed for a
malicious or vexatious reason or as part of an ongoing pattern of
harassment and does not involve a matter of serious health or safety, the
officer may, after conferring and confirming with the Manager of Municipal
Law Enforcement, cease the investigation and close the file with no
further action taken. The officer shall then advise the complainant of this
in writing.
1.5 Past practice has been with the MLEO Division, that where it is identified on
reasonable grounds that complaints are malicious, vexatious or frivolous they
are dealt with on a case by case basis. Dependant on the nature or seriousness
of the concern (safety, hazards etc) the individual may be notified after
discussion with Manager of Municipal Law Enforcement, the files will no longer
be investigated for the identified reasons.
1.6 This process, while imperfect, is generally an effective means of screening out
complaints that are not substantiated or that otherwise do not warrant further
enforcement action.
2. Discussion
2.1 The current suggested regulatory wording for a proposed bylaw may become
problematic both in its interpretation and in its implementation. Below is an
explanation of envisioned challenges, limitations, and reasonable alternatives.
No Adverse or Direct Impact / Non-resident or Property Owner
2.2 In many situations an individual may not be adversely affected, but the situation
may pose a hazard to other individuals (for example an unenclosed pool).
2.3 Only addressing concerns from residents of Clarington may pose the same
concern as an issue such as an unenclosed pool. In addition, a business
owner, who may reside outside the Municipality, may have legitimate complaints
that should not be ignored.
No Health or Safety Impact
2.4 The health, safety and well-being of persons is only one of the objectives of
municipal by-law enforcement. For example, other objectives include the
security of property, protection of the environment, the safety of animals, and
Municipality of Clarington Page 4
Report CLD-013-20
the avoidance of nuisance activity. The resolution of Council does not
acknowledge these as legitimate grounds of complaint.
Officer's Discretion
2.5 The authority granted to a Municipal Law Enforcement Officer already includes
the discretion, and exercise of judgement (not an absolute discretion if based on
favouritism, or on cultural, social or racial stereotypes) to determine the
appropriate actions to take based on information gathered.
2.6 Many factors may play into the determination of a frivolous or malicious
complaint. To ensure that this discretion is applied consistently, and to
underscore that the option is available to the Officers, the Department
Procedure P14-004 Investigations and Outcomes has been amended in
response to Resolution #JC-034-20 to include the following:
• The finding of information that leads an Officer to believe a complaint is
frivolous, malicious or vexatious in nature shall be documented.
• A determination will be made assessing the nature of the complaint, the
affect of health, safety or protection of property or persons and impacts to
legal land use or businesses.
• The Officer will discuss the finding with the Manager of Municipal Law
Enforcement the aforementioned factors to assist in determination.
• If a complaint is determined to be found frivolous, malicious or vexatious
in nature, the file will be closed, and the resident shall be advised the
status and will not be further investigated.
Prosecution of Frivolous and Vexatious Complaints
2.7 This aspect of the Resolution is perhaps the most problematic. Municipal law
enforcement relies, for its effectiveness, on complaints from the public. We want
to encourage, rather than deter, the public from informing the Municipality of
potential by-law offences. According to staff with the Ministry of Municipal Affairs
and Housing that we spoke with, it is uncommon for a municipality to adopt a
policy of deterrence with respect to unsubstantiated by-law complaints. We
found that the City of Oshawa and the Township of Armour both have published
documents that address the issue of frivolous complaints, however neither
municipality has sought to create a Provincial offence that is subject to monetary
penalties for those convicted.
Municipality of Clarington Page 5
Report CLD-013-20
2.8 Charging and fining complainants for making unsubstantiated complaints could
also have the unintended consequence that legitimate health and safety
concerns within the community go unreported and unresolved.
2.9 There is also a very practical concern that charging complainants with an
offence will actually create more administrative burden on Municipal law
enforcement than it will resolve. For instance, case law reflects that the courts
have place a high evidentiary burden to prove an allegation of frivolousness or
vexatiousness. The prosecution of complainants would therefore require
significant amounts of time and resources to collect and document evidence.
The prospect of a conviction in many cases will be low.
2.10 Another practical concern is that charging a complainant with an offence for
making an unsubstantiated complaint is likely to offend and aggravate the
problematic complainant. This is likely to result in complaints to the Manager,
the Department Head, the CAO, and ultimately the Municipal Ombudsman. If the
objective of Resolution #JC-034-20 is to decrease unnecessary administrative
responsibilities, there is a real possibility that it will have exactly the opposite
effect.
3. Concurrence
This report has been reviewed by Municipal Solicitor who concurs with the
recommendations.
4. Conclusion
Staff are sympathetic to the efforts by Council to provide a tool to the
Enforcement Officers to relieve some of the pressure of the increasing demands
placed on the Enforcement resources. However, for the reasons given, Staff
submit that there are various informal means of addressing the problem of
unsubstantiated complaints that are a part and parcel of Municipal by-law
enforcement.
Staff Contact: Duncan Anderson, Manager Municipal Law Enforcement, 905-623-3379
Ext 2110 or danderson@clarington.net.
Attachments: None
Interested Parties: There are no interested parties to be notified of Council's decision.