HomeMy WebLinkAbout2010-024THE CORPORATION OF THE 1VIUNICIPALITY OF CLARINGTON
BY-LAW NO. 2010-024
Being a by-law to (i) approve and authorize the execution of a note amending agreement
made as of the 30"' day of March, 2010 in respect of fourth amended and restated
promissory notes dated March 30`", 2010 issued by Veridian Connections Inc. in favour
of The Corporation of the Town of Ajax, The Corporation of the City of Belleville, The
Corporation of the Municipality of Clarington and The Corporation of the City of
Pickering, (ii) to approve the issue of fourth amended and restated promissory notes
dated March 30t°, 2010; and (iii) to approve and authorize the execution of a second
amending agreement to a shareholders' agreement dated September 28, 2001, as
amended by a first amending agreement dated September 30, 2003, among The
Corporation of the Town of Ajax, The Corporation of the City of Belleville, The
Corporation of the Municipality of Clarington and The Corporation of the City of
Pickering, Veridian Corporation, Veridian Connections Inc. and Veridian Energy Inc.
WHEREAS the Electricity Act, 1998 authorized a municipality to make by-laws transferring employees,
assets, liabilities, rights and obligations of the municipal corporation and to receive securities as
consideration therefor and Veridian Connections Ina ("VCI") issued promissory notes (the "Original
Notes") dated September 28, 2001 in favour of The Corporation of the Town of Ajax ("Ajax), The
Corporation of the City of Belleville (`Belleville"), The Corporation of the Municipality of Clarington
("Clarington") and The Corporation of the City of Pickering ("Pickering") due on the 1st day of
November, 2006;
AND WHEREAS the Original Notes were amended and restated pursuant to a note amending agreement
dated as of October 1, 2006 and second amended and restated promissory notes dated the 1st day of
October, 2006 due on the 1st day of November, 2009 (the "Second Restated Notes");
AND WHEREAS the Second Restated Notes were amended and restated pursuant to a note amending
agreement dated as of October 31, 2009 and third amended and restated promissory notes dated the 31st
day of October, 2009 due on the 1st day of November, 2012 (the "Third Restated Notes");
AND WHEREAS VCI participated in a settlement conference (the "Settlement Conference") with
certain intervenors in respect of VCI's 2010 Distribution Rate Application (EB-2009-0140) and the
parties to the Settlement Conference agreed to the settlement of various issues as set forth in a proposed
settlement agreement dated March 10, 2010 (the "Proposed Settlement Agreement"), that provides for
certain amendments to the Third Restated Notes which are subject to the prior approval of the Councils
for each of Ajax, Belleville, Clarington and Pickering as the holders of the Third Restated Notes;
AND WHEREAS pursuant to the terms of the Proposed Settlement Agreement, VCI has requested
amendments to the Third Restated Notes including an extension of the maturity date, revised interest rates
and the inclusion of earlier repayment rights.
AND WHEREAS a shareholders' agreement dated September 28, 2001 was entered into among Ajax,
Belleville, Clarington and Pickering, Veridian Corporation ("VC"), VCI and Veridian Energy Inc.
("VEP'), as amended by a first amending agreement dated September 30, 2003 (collectively, the
"Shareholders' Agreement");
AND WHEREAS amendments are required to be made to Section 11.1 of the Shazeholders' Agreement
to permit Ajax, Belleville, Clarington and Pickering the right to demand earlier repayment of their
respective Fourth Restated Notes (as defined below) on an independent basis and to remove the reference
to the conversion rights of Ajax, Belleville, Clarington and Pickering in respect of the Fourth Restated
Notes (as defined below).
NOW THEREFORE THE COUNCIL OF THE CORPORATION OF THE MUNICIPALITY OF
CLARINGTON ENACTS AS FOLLOWS:
1. THAT Council approves the Fourth Restated Notes in the form of the draft notes presented to
Council and attached. hereto as Schedule "A";
2. THAT Council approves and authorizes the note amending agreement (the "Note Amending
Agreement") made as of the 30"` day of Mazch, 2010 amongst Ajax, Belleville, Clarington and
Pickering, as the holders of the Third Restated Notes, and VC and VCI in the farm of the draft
agreement presented to Council and attached hereto as Schedule "B";
3. THAT Council approves and authorizes the second amending agreement to the Shareholders'
Agreement (the "Second Amendment to the Shareholders' Agreement") made as of the 30`~
day of March, 2010 amongst Ajax, Belleville, Clarington, Pickering, VC, VCI and VEI in the
form of the draft agreement presented to Council and attached hereto as Schedule "C";
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4. THAT Council approves the issue of the fourth amended and restated promissory notes (the
"Fourth Restated Notes") by VCI pursuant to the Note Amending Agreement.
5. THAT the Mayor and the Clerk are authorized to execute and deliver the Note Amending
Agreement and the Second Amendment to the Shareholders' Agreement;
6. THAT the Clerk is authorized and directed to surrender to VCI the Third Restated Note in favour
of this Municipality in the principal amount of $5,966,000 and to receive a Fourth Restated Note
pursuant to the Note Amending Agreement;
7. THAT the Clerk is authorized to affix the Corporate Seal of The Corporation of the Municipality
of Clarington to the Agreement.
THIS BY-LAW SHALL COME INTO FORCE AND TAKE EFFECT IMMEDIATELY ON AND
AFTER THE PASSING THEREOF.
Read a first time this 22'~ day of Mazch, 2010.
Read a second time this 22"d day of March, 2010.
Read a third time this 22rd day of March, 2010.
~- = ~--_-
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FOURTH AMENDED AND RESTATED TERM PROMISSORY NOTE
Maturity Date: November ls`, 2039
Princinal Amount: $5,966,000
This note amends and restates a Third Amended and Restated Promissory Note
(the "Predecessor Note") issued by Veridian Connections Inc. (the "Corporation") to
the Corporation of the Municipality of Clarington (the "Holder") on October 31, 2009
for the Principal Amount. The Predecessor Note was issued pursuant to By-law No.
2009-131 of the Holder.
This note amends the terms of repayment of, and does not extinguish, the debt
created pursuant to the transfer by-law (enacted pursuant to the authority granted under
the Electricity Act, 1998) as set forth originally in By-Law 99-173 of the Holder, as
amended by By-Law 06-191, By-law No. 2009-131 and the Predecessor Note.
FOR VALUE RECEIVED, the Corporation hereby promises to pay to or to the
order of the Holder, in lawful money of Canada, on November 1, 2039 (the "Maturity
Date"), subject to the right of the Holder to demand earlier repayment (in whole or in
part) at any time in accordance with the terms set forth in Section 5, at the principal office
of the Holder, the principal amount of FIVE MILLION, NINE HUNDRED AND
SIXTY-SIX THOUSAND Dollars ($5,966,000) (the "Principal Amount") together with
interest on the unpaid Principal Amount.
1. Interest Rate. Interest on the Principal Amount shall be calculated annually, not
in advance, for the following periods:
(a) from November 1, 2009 to April 30, 2010 (the "First Period"), at a rate
per annum equal to 7.62% which rate represents the Ontazio Energy Board
("OEB") deemed long-term debt rate as set forth on an annual basis in the
OEB's Cost of Capital Parameter Updates for Cost of Service
Applications, or as the deemed long-term debt rate may otherwise be
established by the OEB during the First Period ("First Interest Rate");
(b) from May 1, 2010 to December 31, 2014 (the "Second Period"), at a rate
per annum equal to 5.57%, which rate represents the OEB's deemed long-
term debt rate as set forth on an annual basis in the OEB's Cost of Capital
Parameter Updates for Cost of Service Applications, or as the deemed
long-term debt rate may otherwise be established by the OEB during the
Second Period, less 30 basis points ("Second Interest Rate"); and
(C) iur ~,.:, :: year period commend :g ?s^.»:« j S , 20' ~ "gtil TlPramhnr :1
2019 (the "Third Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Third Period, less
30 basis points ("Third Interest Rate").
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(d) for the five year period commencing January 1, 2020 until December 31,
2024 (the "Fourth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fourth Period,
less 30 basis points ("Fourth Interest Rate").
(e) for the five year period commencing January 1, 2025 until December 31,
2029 (the "Fifth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fifth Period, less
30 basis points ("Fifth Interest Rate").
(f) for the five year period commencing January 1, 2030 until December 31,
2034 (the "Sixth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Sixth Period, less
30 basis points ("Sixth Interest Rate").
(g) for the five year period commencing January 1, 2035 until the Maturity
Date (the "Seventh Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Seventh Period,
less 30 basis points ("Seventh Interest Rate").
Interest for the First Period at the First Interest Rate shall be due and payable on
May 1, 2010.
Interest for the Second Period at the Second Interest Rate shall be due and payable
on January 15t of each yeaz from January 1, 2011 to and including January 1,
2015.
Interest for the Third Period at the Third Interest Rate shall be due and payable on
January 151 of each year from January 1, 2016 to and including January 1, 2019.
Interest for the Fourth Period at the Fourth Interest Rate shall be due and payable
on January 151 of each year from January 1, 2020 to and including Januazy 1,
2024.
Interest for the Fifth Period at the Fifth Interest Rate shall be due and payable on
January 151 of each year from January 1, 2025 to and including January 1, 2029.
Interest for the Sixth Period at the Sixth Interest Rate shall be due and payable on
Januazy 15c of each year from January 1, 2030 to and including January 1, 2034.
Interest for the Seventh Period at the Seventh Interest Rate shall be due and
payable on January 151 of each year from January 1, 2035 to and including the
Matwity Date.
2. Acceleration on Default. Upon default in the payment of any principal or interest
due hereunder, or if the undersigned shall become insolvent or bankrupt or make a
proposal in bankruptcy, the entire unpaid principal indebtedness owing by the
undersigned to the Holder evidenced hereby and all interest accrued thereon to the
y
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date of payment shall forthwith become due and payable upon demand by the
Holder subject to any subordination and postponement to any other financial
institution or lender.
3. Rankine of this Note. This Note shall rank equally in all respects as to the
payment of principal and interest hereunder with promissory notes issued to the
Corporation of the Town of Ajax, to the Corporation of the City of Pickering, to
the Corporation of the City of Belleville and to Veridian Corporation (collectively
the "Other Parties") described in Schedule "A" hereto (together the "Other
Notes"). For greater clarity, nothing shall prevent the Holder to demand
repayment of this Note at any time in accordance with the terms set forth in
Section 5.
4. Subordination. The Holder acknowledges and agrees that the obligation of the
Corporation to repay the Principal Amount and the principal amount of the Other
Notes is subordinated and postponed to the obligations of the Corporation from
time to time to any other financial institution or lender. The Holder will execute,
promptly do, deliver or cause to be done, executed and delivered all further acts,
documents and things as may be required to provide for the subordination and
postponement of the Holder's rights evidenced by this Note.
5. Renavment. Notwithstanding that this Note matures on the Maturity Date, the
Holder of this Note shall have the right to demand repayment of this Note (in
whole or in part) at any time upon six (6) months prior written notice (the
"Prepayment Notice") to the Corporation provided that a duly enacted resolution
or by-law is passed by the Holder certifying that the funds are required for
municipal purposes, including but not limited to the following:
(a) expenditures in respect of municipal capital projects;
(b) acquisition of assets by the Holder; and
(c) replenishing and/or increasing the level of the reserves/reserve funds held
by the Holder.
For greater clarity, the Holder of this Note is not permitted to demand repayment
of this Note for the purpose of reinvesting the funds.
The Prepayment Notice shall set forth the amount to be repaid by the Corporation
and the purposes for which the funds are required by the Holder. Upon receipt by
the Corporation of the Prepayment Notice, the Corporation shall be obliged to pay
tba amonnr cef ~~~t in such Prenayment Notice to the Holder no later than six (6)
months from the date of receipt of such Prepayment Notice.
6. Sale of Shares. In the event that the Holder transfers its common shares in the
capital of Veridian Corporation (in accordance with the terms of a shareholders'
agreement among the Holder, the Other Parties, Veridian Energy Inc. and the
Corporation dated September 28, 2001, as amended and/or restated from time to
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time) prior to the Maturity Date, the Note shall remain due to the Holder in
accordance with its terms.
7• Note Non-negotiable and Non assienahlP
The Note shall be non-negotiable and
non-assignable.
[SIGNATURE PAGE FOLLOWS]
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IN WITNESS WHEREOF Veridian Connections Inc, has caused this Note to be signed
under its corporate seal by its duly authorized officers as of this 30`" day of March, 2010.
VERIDIAN CONNEClt`inNC Tivr
By:
By:
Michael A.
{
,~
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SCHEDULE"A"
1. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Pickering in the principal
amount of$17,974,000 and dated March 30`h, 2010.
2. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Town of Ajax in the principal amount
of $14,060,000 and dated March 30`h, 2010.
3. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Belleville in the principal
amount of $5,588,000 and dated March 30`", 2010.
4. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Pickering in the principal amount of
$7,095,000 and dated October 31, 2009.
5. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Belleville in the principal amount of
$2,206,000 and dated October 31, 2009.
6. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Town of Ajax in the principal amount of
$5,550,000 and dated October 31, 2009.
7• Amended and Restated Term Promissory Note issued by Veridian Connections
Inc. to Veridian Corporation in the principal amount of $21,000,000 and dated
March 30`h, 2010.
::ODMA~PCDOCS5TOR011431431311
NOTE AMENDING AGREEMENT
THIS AGREEMENT made as of the 3c'~ day of Mazch, 2010.
BETWEEN:
The Corporation of the Town of Ajax ("Ajax'
- and -
The Corporation of the Municipality of Clarington ("Clarington")
- and -
The Corporation of the City of Pickering ("Pickering")
- and -
The Corporation of the City of Belleville ("Belleville")
(Ajax, Belleville, Clarington and Pickering aze referred to collectively herein
as the "Veridian Shareholders")
- and -
Veridian Corporation, a corporation existing under the laws of
Ontario ("VC")
- and -
Veridian Connections Inc., a corporation existing under the laws of
Ontario ("VCI")
-and-
Veridian Energy Inc., a corporation existing under the laws of
Ontario ("VEI")
(VC, VCI and VEI aze referred to collectively herein as the "Veridian
Group")
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RECITALS:
A. VCI has previously issued one promissory note to each of the Veridian Shazeholders
(collectively the "VCI Notes") issued pursuant to the applicable transfer by-laws enacted
pursuant to the authority granted under the Electricity Act, 1998, which VCI Notes aze
outstanding as of the date hereof;
B. VCI participated in a settlement conference with certain intervenors in respect of VCI's
2010 Distribution Rate Application (EB-2009-0140) and the parties thereto agreed to the
settlement of various issues as set out in proposed settlement agreement dated March 10,
2010 (the "Settlement Agreement"), including certain amendments to the VCI Notes;
C. The Veridian Shazeholders wish to amend the VCI Notes pursuant the amendments set
forth in the Settlement Agreement;
D. The Veridian Shareholders have consulted with the Veridian Group in connection with
the proposed amendments to the VCI Notes.
NOW THEREFORE THIS AGREEMENT WITNESSES that in consideration
of the respective covenants and agreements herein contained and other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto
agree as follows:
1. Amendment: The Veridian Shareholders will surrender forthwith to VCI the existing
VCI Notes (the "Predecessor Notes") (descriptions of such Predecessor Notes being set out in
Appendix "A" attached hereto) VCI will forthwith issue amended and restated promissory notes
in the form attached hereto as Appendix "B". There shall be four amended and restated
promissory notes (the "Amended and Restated Promissory Notes") in total. One promissory
note will be issued by VCI to each of the four Veridian Shazeholders in the same principal
amounts as the Predecessor Notes. For greater clarity, the amendment and restatement of the
Predecessor Notes shall not extinguish the debt created pursuant to the transfer by-laws and
Predecessor Notes and such debt is continued as amended and restated in the Amended and
Restated Promissory. Notes. In addition, for greater clarity, no amendments are made to any
promissory notes.. issued by VC in favour of the Veridian Shazeholders and any such existing
promissory notes issued by VC in favour of the Veridian Shareholders shall remain unamended
and in full force and effect.
2. Counterparts: This Note Amending Agreement may be executed in any number of
counterparts, each of which will be deemed to be an original and all of which taken together will
be deemed to constitute one and the same agreement.
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IN WITNESS WHEREOF the parties hereto have duly authorized and executed
this Note Amending Agreement as of the day and year first above written.
THE CORPQRAYI~N OF THE TOWN OF AJAX
c/s
Name: Ste~Ge Parish
Title: Mayor _
By: /~/~ . "f c/s
Name: Marty de nd
Title: Clerk
THE CORPORATION OF THE CITY OF
By:
Title: Mayor
By: 1~~2.- c/s
Name: lie C. Oram
Titl `• Clerk
THE CORPORATION OF THE MUNICIPALITY OF
CLARINGTON
THE CORPORATION OF THE CITY OF
PICKERING
Name: Dave Ryan -
Title: Mayor -
By: 1J • ~ c/s
Name: Debbie Shields
Title: City Clerk
VERIDIAN CORPORATION
-~ - c ~ ~;~~: -
By: ~ _ e/s '
Name: Michael Angemeer = ~_ =_
Title: President < ,
~~~~^
Name: Gl Ra~nbird `
Title: Ch
VERIDIAN CONNECTIONS INC.
~-~ ~ _~:_
Name: Michael Angemeer = ___ ~ .
Title: President -
By: c/s
Name: Glen£~ R'ainbird
Title: Chair
VERIDIAN ENERGY INC.
Name: Michael Angemeer
Title: President -
-,
BY~ _ c!s'~
Name: Gl ainbird
Title: Chair
Appendix "A"
Four (4) VCI Predecessor Notes described below.
Issuer Holder Date Princiual Amount
1. Veridian Connections Inc. The Corporation of the October 315`, $14,060
000
Town of Ajax 2009 ,
2. Veridian Connections Inc. The Corporation of the October 31~`, $5,966,000
Municipality of 2009
Clarington
3. Veridian Connections Ina The Corporation of the October 31~, $17
974
000
City of Pickering 2009 ,
,
4. Veridian Connections Inc. The Corporation of the October 31 s`, $5,588
000
City of Belleville 2009 ,
Appendix i°B"
Four (4) VCI Amended and Restated Promissory Notes attached hereto.
::ODMA\PCDOC S\TORO I \4311241\3
FOURTH AMENDED AND RESTATED TERM PROMISSORY NOTE
Maturity Date: November 1~`, 2039
Principal Amount: $14,060,000
This note amends and restates a Third Amended and Restated Promissory Note
(the "Predecessor Note") issued by Veridian Connections Inc. (the "Corporation") to
the Corporation of the Town of Ajax (the "Holder") on October 31, 2009 for the
Principal Amount. The Predecessor Note was issued pursuant. to By-law No. 103-2009
of the Holder.
This note amends the terms of repayment of, and does not extinguish, the debt
created pursuant to the transfer by-law (enacted pursuant to the authority granted under
the Electricity Act, 1998) as set forth originally in By-Law 115-99 of the Holder, as
amended by By-Law ]21-2006, By-law No. 103-2009 and the Predecessor Note.
FOR VALUE RECEIVED, the Corporation hereby promises to pay to or to the
order of the Holder, in ]awful money of Canada, on November 1, 2039 (the "Maturity
Date"), subject to the right of the Holder to demand eazlier repayment (in whole or in
part) at any time in accordance with the terms set forth in Section 5, at the principal office
of the Holder, the principal amount of FOURTEEN MILLION, AND SD{TY
THOUSAND Dollars ($14,060,000) (the "Principal Amount") together with interest on
the unpaid Principal Amount.
Interest Rate. Interest on the Principal Amount shall be calculated annually, not
in advance, for the following periods:
(a) from November 1, 2009 to April 30, 2010 (the "First Period"), at a rate
per annum equal to 7.62% which rate represents the Ontario Energy Boazd
("OEB") deemed long-term debt rate established by the OEB during the
First Period ("First Interest Rate");
(b) from May 1, 2010 to December 31, 2014 (the "Second Period"), at a rate
per annum equal to 5.57%, which rate represents the OEB's deemed long-
term debt rate established by the OEB during the Second Period, less 30
basis points ("Second Interest Rate"); and
(c) for the five year period commencing January ], 2015 until December 31,
2019 (the "Third Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Third Period, less
30 basis points ("Third Interest Rate").
(d) for the five year period commencing January I, 2020 until December 31,
2024 (the "Fourth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fourth Period,
less 30 basis points ("Fourth Interest Rate").
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(e) for the five year period commencing January 1, 2025 until December 31,
2029 (the "Fifth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fifth Period, less
30 basis points ("Fifth Interest Rate").
(f) for the five year period commencing Januazy 1, 2030 until December 31,
2034 (the "Sixth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Sixth Period, less
30 basis points ("Sixth Interest Rate").
(g) for the five yeaz period commencing January 1, 2035 until the Maturity
Date (the "Seventh Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Seventh Period,
less 30 basis points ("Seventh Interest Rate").
Interest for the First Period at the First Interest Rate shall be due and payable on
May 1, 2010.
Interest for the Second Period at the Second Interest Rate shall be due and payable
on January ls` of each year from Januazy 1, 2011 to and including January 1,
2015.
Interest for the Third Period at the Third Interest Rate shall be due and payable on
January 1~` of each year from January 1, 20]6 to and including January 1, 2019.
Interest for the Fourth Period at the Fourth Interest Rate shall be due and payable
on January ls` of each year from January 1, 2020 to and including January 1,
2024.
Interest for the Fifth Period at the Fifth Interest Rate shall be due and payable on
January ]~` of each year from January 1, 2025 to and including January 1, 2029.
Interest for the Sixth Period at the Sixth Interest Rate shall be due and payable on
January ls` of each year from January 1, 2030 to and including January 1, 2034.
Interest for the Seventh Period at the Seventh Interest Rate shall be due and
payable on Januazy ls` of each yeaz from Januazy 1, 2035 to and including the
Maturity Date.
Acceleration on Default. Upon default in the payment of any principal or interest
due hereunder, or if the undersigned shall become insolvent or bankrupt or make a
proposal in bankruptcy, the entire unpaid principal indebtedness owing by the
undersigned to the I-T "-- ~ ' '-- - ' -'• • _ ~ ,_ ..
1L/1L1VL L.V14t%ilii~rU l:\.l l.V~' 4.1U :!ll 1ll Ll.l 1.JL Ol.l.I IIVL: t51Fi1fN11 lV UIV
date of payment shall forthwith become due and payable upon demand by the
Holder subject to any subordination and postponement to any other financial
institution or ]ender.
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3. Ranking of this Note. This Note shall rank equally in all respects as to the
payment of principal and interest hereunder with promissory notes issued to the
Corporation of the City of Pickering, to the Corporation of the Municipality of
Clarington, to the Corporation of the City of Belleville and to Veridian
Corporation (collectively the "Other Parties") described in Schedule "A" hereto
(together the "Other Notes"). For greater clarity, nothing shall prevent the
Holder to demand repayment of this Note at any time in accordance with the
terms set forth in Section 5.
4. Subordination. The Holder acknowledges and agrees that the obligation of the
Corporation to repay the Principal Amount and the principal amount of the Other
Notes is subordinated and postponed to the obligations of the Corporation from
time to time to any other financial institution or lender. The Holder will execute,
promptly do, deliver or cause to be done, executed and delivered all further acts,
documents and things as may be required to provide for the subordination and
postponement of the Holder's rights evidenced by this Note.
5. Reyayment. Notwithstanding that this Note matures on the Maturity Date, the
Holder of this Note shall have the right to demand repayment of this Note (in
whole or in part) at any time upon six (6) months prior written notice (the
"Prepayment Notice") to the Corporation provided that a duly enacted resolution
or by-law is passed by the Holder certifying that the funds are required for
municipal purposes, including but not limited to the following:
(a) expenditures in respect of municipal capital projects;
(b) acquisition of assets by the Holder; and
(c) replenishing and/or increasing the level of the reserves/reserve funds held
by the Holder.
For greater clarity, the Holder of this Note is not permitted to demand repayment
of this Note for the purpose of reinvesting the funds.
The Prepayment Notice shall set forth the amount to be repaid by the Corporation
and the purposes for which the funds are required by the Holder. Upon receipt by
the Corporation of the Prepayment Notice, the Corporation shall be obliged to pay
the amount set out in such Prepayment Notice to the Holder no later than six (6)
months from the date of receipt of such Prepayment Notice.
6. Sale of Shazes. In the event that the Holder transfers its common shazes in the
canital of Veridian Corporation (in accordance with the terms of a shareholders'
agreement among the Holder, the Other Parties, Veridian Energy Inc. and the
Corporation dated September 28, 2001, as amended and/or restated from time to
time) prior to the Maturity Date, the Note shall remain due to the Holder in
accordance with its terms.
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Note Non-negotiable and Non-assimable. The Note shall be non-negotiable and
non-assignable.
[SIGNATURE PAGE FOLLOWS]
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IN WITNESS WHEREOF Veridian Connections Inc. has caused this Note to be
signed under its corporate seal by its duly authorized officers as of this 30a' day of Mazch,
2010.
VERIDIAN CONNECTIONS INC.
By:
Glenn Rainbird, Chair
By:
Michael Angemeer, President
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SCHEDULE"A"
1. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Municipality of Clarington in the
principal amount of $5,966,000 and dated March 30`h, 2010.
2. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Pickering in the principal
amount of $17,974,000 and dated March 30a', 20]0.
3. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Belleville in the principal
amount of $5,588,000 and dated March 30`", 2010.
4. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Municipality of Clarington in the principal
amount of $2,355,000 and dated October 31, 2009.
5. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Pickering in the principal amount of
$7,095,000 and dated October 31, 2009.
6. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Belleville in the principal amount of
$2,206,000 and dated October 31, 2009.
7. Amended and Restated Term Promissory Note issued by Veridian Connections
Inc. to Veridian Corporation in the principal amount of $21,000,000 and dated
March 30a', 2010.
::ODM AIPCDOCSITOR01 \4310249\4
FOURTH AMENDED AND RESTATED TERM PROMISSORY NOTE
Maturity Date: November 1 S`, 2039
Principal Amount: $5,966,000
This note amends and restates a Third Amended and Restated Promissory Note
(the "Predecessor Note") issued by Veridian Connections Inc. (the "Corporation") to
the Corporation of the Municipality of Clarington (the "Holder") on October 31, 2009
for the Principal Amount. The Predecessor Note was issued pursuant to By-law No.
2009-131 of the Holder.
This note amends the teens of repayment of, and does not extinguish, the debt
created pursuant to the transfer by-law (enacted pursuant to the authority granted under
the Electricity Act, 1998) as set forth originally in By-Law 99-173 of the Holder, as
amended by By-Law 06-191, By-law No. 2009-131 and the Predecessor Note.
FOR VALUE RECENED, the Corporation hereby promises to pay to or to the
order of the Holder, in lawful money of Canada, on November 1, 2039 (the "Maturity
Date"), subject to the right of the Holder to demand eazlier repayment (in whole or in
part) at any time in accordance with the terms set forth in Section 5, at the principal office
of the Holder, the principal amount of FIVE MILLION, NINE HUNDRED AND
SIXTY-SIX THOUSAND Dollazs ($5,966,000) (the "Principal Amount") together with
interest on the unpaid Principal Amount.
Interest Rate. Interest on the Principal Amount shall be calculated annually, not
in advance, for the following periods:
(a) from November 1, 2009 to April 30, 2010 (the "First Period"), at a rate
per annum equal to 7.62% which rate represents the Ontario Energy Board
("OEB") deemed long-term debt rate as set forth on an annual basis in the
OEB's Cost of Capital Pazameter Updates for Cost of Service
Applications, or as the deemed long-term debt rate may otherwise be
established by the OEB during the First Period ("First Interest Rate");
(b) from May 1, 2010 to December 31, 2014 (the "Second Period"), at a rate
per annum equal to 5.57%, which rate represents the OEB's deemed long-
term debt rate as set forth on an annual basis in the OEB's Cost of Capital
Parameter Updates for Cost of Service Applications, or as the deemed
long-term debt rate may otherwise be established by the OEB during the
Second Period, less 30 basis points ("Second Interest Rate"); and
(c) for the five year period commencing lanuazy I, 2015 until December 31,
2019 (the "Third Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Third Period, less
30 basis points ("Third Interest Rate").
-2-
(d) for the five year period commencing January 1, 2020 until December 31,
2024 (the "Fourth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fourth Period,
less 30 basis points ("Fourth Interest Rate").
(e) for the five year period commencing January 1, 2025 until December 31,
2029 (the "Fifth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fifth Period, less
30 basis points ("Fifth Interest Rate").
(f) for the five year period commencing January 1, 2030 until December 31,
2034 (the "Sixth Period"), the OEB's deemed long-tenn debt rate
established by the OEB closest in time to the start of the Sixth Period, less
30 basis points ("Sixth Interest Rate").
(g) for the five year period commencing January 1, 2035 until the Maturity
Date (the "Seventh Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Seventh Period,
less 30 basis points ("Seventh Interest Rate").
Interest for the First Period at the First Interest Rate shall be due and payable on
May 1, 2010.
Interest for the Second Period at the Second Interest Rate shall be due and payable
on January 151 of each year from January 1, 2011 to and including January 1,
2015.
Interest for the Third Period at the Third Interest Rate shall be due and payable on
January 15' of each year from January 1, 2016 to and including January 1, 2019.
Interest for the Fourth Period at the Fourth Interest Rate shall be due and payable
on January l5[ of each year from January 1, 2020 to and including January 1,
2024.
Interest for the Fifth Period at the Fifth Interest Rate shall be due and payable on
January 151 of each year from January 1, 2025 to and including January 1, 2029.
Interest for the Sixth Period at the Sixth Interest Rate shall be due and payable on
January 15i of each yeaz from January 1, 2030 to and including January 1, 2034.
Interest for the Seventh Period at the Seventh Interest Rate shall be due and
payable on January 15' of each year from January 1, 2035 to and including the
iYi4tuli~y Lal[..
2. Acceleration on Default. Upon default in the payment of any principal or interest
due hereunder, or if the undersigned shall become insolvent or bankrupt or make a
proposal in bankruptcy, the entire unpaid principal indebtedness owing by the
undersigned to the Holder evidenced hereby and all interest accrued thereon to the
-3-
date of payment shall forthwith become due and payable upon demand by the
Holder subject to any subordination and postponement to any other financial
institution or lender.
3. Ranking of this Note. This Note shall rank equally in all respects as to the
payment of principal and interest hereunder with promissory notes issued to the
Corporation of the Town of Ajax, to the Corporation of the City of Pickering, to
the Corporation of the City of Belleville and to Veridian Corporation (collectively
the "Other Parties") described in Schedule "A" hereto (together the "Other
Notes"). For greater clarity, nothing shall prevent the Holder to demand
repayment of this Note at any time in accordance with the terms set forth in
Section 5.
4. Subordination. The Holder acknowledges and agrees that the obligation of the
Corporation to repay the Principal Amount and the principal amount of the Other
Notes is subordinated and postponed to the obligations of the Corporation from
time to time to any other financial institution or lender. The Holder will execute,
promptly do, deliver or cause to be done, executed and delivered all further acts,
documents and things as may be required to provide for the subordination and
postponement of the Holder's rights evidenced by this Note.
5. Repavment. Notwithstanding that this Note matwes on the Maturity Date, the
Holder of this Note shall have the right to demand repayment of this Note (in
whole or in part) at any time upon six (6) months prior written notice (the
"Prepayment Notice") to the Corporation provided that a duly enacted resolution
or by-law is passed by the Holder certifying that the funds are required for
municipal purposes, including but not limited to the following:
(a) expenditures in respect of municipal capital projects;
(b) acquisition of assets by the Holder; and
(c) replenishing and/or increasing the level of the reserves/reserve funds held
by the Holder.
For greater clarity, the Holder of this Note is not permitted to demand repayment
of this Note for the purpose of reinvesting the funds.
The Prepayment Notice shall set forth the amount to be repaid by the Corporation
and the purposes for which the funds are required by the Holder. Upon receipt by
the Corporation of the Prepayment Notice, the Corporation shall be obliged to pay
the amount set out in such Prepayment Notice to the Holder no later than six (6)
months from the date of receipt of such Prepayment Notice.
6. Sale of Shares. In the event that the Holder transfers its common shares in the
~tal of Veridian Corporation (in accordance with the terms of a shareholders'
capr
agreement among the Holder, the Other Parties, Veridian Energy Inc. and the
Corporation dated September 28, 2001, as amended and/or restated from time to
-4-
time) prior to the Maturity Date, the Note shall remain due to the Holder in
accordance with its terms.
7. Note Non-negotiable and Non-assimable. The Note shall be non-negotiable and
non-assignable.
[SIGNATURE PAGE FOLLOWS)
-5-
IN WITNESS WHEREOF Veridian Connections Inc. has caused this Note to be signed
under its corporate seal by its duly authorized officers as of this 30`s day of March, 20]0.
VERIDIAN CONNECTIONS INC.
By:
Glenn Rainbird, Chair
By:
Michael Angemeer, President
-6-
SCHEDULE"A"
]. Fourth .Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Pickering in the principal
amount of $17,974,000 and dated March 30th, 2010.
2. Fourth Amended and Restated Term Promissory Note issued by Veridian
Cotmections Inc. to the Corporation of the Town of Ajax in the principal amount
of $14,060,000 and dated March 30`", 2010.
3. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Belleville in the principal
amount of $5,588,000 and dated March 30`h, 20]0.
4. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Pickering in the principal amount of
$7,095,000 and dated October 31, 2009.
5. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Belleville in the principal amount of
$2,206,000 and dated October 31, 2009.
6. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Town of Ajax in the principal amount of
$5,550,000 and dated October 31, 2009.
7. Amended and Restated Term Promissory Note issued by Veridian Connections
Inc. to Veridian Corporation in the principal amount of $21,000,000 and dated
March 30`h, 2010.
::ODM A\PCDOC S\TOR01 k1314313 V
FOURTH AMENDED AND RESTATED TERM PROMISSORY NOTE
Maturity Date: November 151, 2039
Principal Amount: $17,974,000
This note amends and restates a Third Amended and Restated Promissory Note
(the "Predecessor Note") issued by Veridian Connections Inc. (the "Corporation") to
the Corporation of the City of Pickering (the "Holder") on October 31, 2009 for the
Principal Amount. The Predecessor Note was issued pursuant to By-law No. 6994/09 of
the Holder.
This note amends the terms of repayment of, and does not extinguish, the debt
created pursuant to the transfer by-law (enacted pursuant to the authority granted under
the Electricity Act, ]998) as set forth originally in By-Law 5586/99 of the Holder, as
amended by By-Law 6706/06, By-law No. 6994109 and the Predecessor Note.
FOR VALUE RECEIVED, the Corporation hereby promises to pay to or to the
order of the Holder, in ]awful money of Canada, on November 1, 2039 {the "Maturity
Date"), subject to the right of the Holder to demand earlier repayment (in whole or in
part) at any time in accordance with the terms set forth in Section 5, at the principal office
of the Holder, the principal amount of SEVENTEEN MILLION NINE HUNDRED AND
SEVENTY-FOUR Dollars ($17,974,000) (the "Principal Amount") together with
interest on the unpaid Principal Amount.
1. Interest Rate. Interest on the Principal Amount shall be calculated annually, not
in advance, for the following periods:
(a) from November 1, 2009 to April 30, 2010 (the "First Period"), at a rate
per annum equal to 7.62% which rate represents the Ontario Energy Board
("OEB") deemed long-term debt rate as set forth on an annual basis in the
OEB's Cost of Capita] Parameter Updates for Cost of Service
Applications, or as the deemed long-term debt rate may otherwise be
established by the OEB during the First Period ("First Interest Rate");
(b) from May ], 2010 to December 3l, 2014 (the "Second Period"), at a rate
per annum equal to 5.57%, which rate represents the OEB's deemed long-
term debt rate as set forth on an annual basis in the OEB's Cost of Capita]
Parameter Updates for Cost of Service Applications, or as the deemed
long-tenn debt rate may otherwise be established by the OEB during the
Second Period, less 30 basis points ("Second Interest Rate"); and
(r,) fnr rhP fve year period cnmmene;ne January 1, 2015 until December 'it
2019 (the "Third Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Third Period, less
30 basis points ("Third Interest Rate").
-2-
(d) for the five yeaz period commencing January 1, 2020 until December 31,
2024 (the "Fourth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fourth Period,
less 30 basis points ("Fourth Interest Rate").
(e) for the five year period commencing January 1, 2025 until December 3l,
2029 (the "Fifth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fifth Period, less
30 basis points ("Fifth Interest Rate").
(f) for the five yeaz period commencing January 1, 2030 until December 31,
2034 (the "Sixth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Sixth Period, less
30 basis points ("Sixth Interest Rate").
(g) for the five yeaz period commencing January 1, 2035 until the Maturity
Date (the "Seventh Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Seventh Period,
less 30 basis points ("Seventh Interest Rate").
Interest for the First Period at the First Interest Rate shall be due and payable on
May 1, 2010.
Interest for the Second Period at the Second Interest Rate shall be due and payable
on January 1st of each year from January 1, 20] 1 to and including January 1,
2015.
Interest for the Third Period at the Third Interest Rate shall be due and payable on
January 1~` of each year from January 1, 2016 to and including January 1, 2019.
Interest for the Fourth Period at the Fourth Interest Rate shall be due and payable
on January ls` of each year from January 1, 2020 to and including January 1,
2024.
Interest for the Fifth Period at the Fifth Interest Rate shall be due and payable on
January ls` of each yeaz from January 1, 2025 to and including January 1, 2029.
Interest for the Sixth Period at the Sixth Interest Rate shall be due and payable on
January 1 n of each year from January l , 2030 to and including Januazy 1, 2034.
Interest for the Seventh Period at the Seventh Interest Rate shall be due and
payable on January ]s` of each year from January 1, 2035 to and including the
iviaiwrify Daie.
2. Acceleration on Default. Upon default in the payment of any principal or interest
due hereunder, or if the undersigned shall become insolvent or bankrupt or make a
proposal in bankruptcy, the entire unpaid principal indebtedness owing by the
undersigned to the Holder evidenced hereby and al] interest accrued thereon to the
-3-
date of payment shall forthwith become due and payable upon demand by the
Holder subject to any subordination and postponement to any other financial
institution or lender.
3. Ranking of this Note. This Note shall rank equally in all respects as to the
payment of principal and interest hereunder with promissory notes issued to the
Corporation of the Town of Ajax, to the Corporation of the Municipality of
Clarington, to the Corporation of the City of Belleville and to Veridian
Corporation (collectively the "Other Parties") described in Schedule "A" hereto
(together the "Other Notes"). For greater clarity, nothing shall prevent the
Holder to demand repayment of this Note at any time in accordance with the
terms set forth in Section 5.
4. Subordination. The Holder acknowledges and agrees that the obligation of the
Corporation to repay the Principal Amount and the principal amount of the Other
Notes is subordinated and postponed to the obligations of the Corporation from
time to time to any other financial institution or lender. The Holder will execute,
promptly do, deliver or cause to be done, executed and delivered all further acts,
documents and things as may be required to provide for the subordination and
postponement of the Holder's rights evidenced by this Note.
5. R_pe avment. Notwithstanding that this Note matures on the Maturity Date, the
Holder of this Note shall have the right to demand repayment of this Note (in
whole or in part) at any time upon six (6) months prior written notice (the
"Prepayment Notice") to the Corporation provided that a duly enacted resolution
or by-law is passed by the Holder certifying that the funds are required for
municipal purposes, including but not limited to the following:
(a) expenditures in respect of municipal capital projects;
(b) acquisition of assets by the Holder; and
(c) replenishing and/or increasing the level of the reserves/reserve funds held
by the Holder.
For Beater clarity, the Holder of this Note is not permitted to demand repayment
of this Note for the purpose of reinvesting the funds.
The Prepayment Notice shall set forth the amount to be repaid by the Corporation
and the purposes for which the funds aze required by the Holder. Upon receipt by
the Corporation of the Prepayment Notice, the Corporation shall be obliged to pay
the amount set out in such Prepayment Notice to the Holder no later than six (6)
months from the date of receipt of such Prepayment Notice.
6. Sale of Shazes. In the event that the Holder transfers its common shares in the
capital of Veridian Corporation (in accordance with the terms of a shareholders'
agreement among the Holder, the Other Parties, Veridian Energy Inc. and the
Corporation dated September 28, 2001, as amended and/or restated from time to
-4-
time) prior to the Maturity Date, the Note shall remain due to the Holder in
accordance with its terms.
7. Note Non-negotiable and Non-assimable. The Note shall be non-negotiable and
non-assignable.
[SIGNATURE PAGE FOLLOWS]
-5-
IN WITNESS WHEREOF Veridian Connections Inc. has caused this Note to be signed
under its corporate seal by its duly authorized officers as of this 30`"day of March, 2010.
VERIDIAN CONNECTIONS INC.
By:
By:
Glenn Rainbird, Chair
Michael Angemeer, President
-6-
SCHEDULE"A"
1. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Municipality of Clarington in the
principal amount of $5,966,000 and dated March 30a', 20]0.
2. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Town of Ajax in the principal amount
of $]4,060,000 and dated March 30`h, 2010.
3. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Belleville in the principal
amount of $5,588,000 and dated Mazch 30`h, 2010.
4. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Municipality of Clarington in the principal
amount of $2,355,000 and dated October 31, 2009.
5. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Belleville in the principal amount of
$2,206,000 and dated October 31, 2009.
6. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Town of Ajax in the principal amount of
$5,550,000 and dated October 31, 2009.
7. Amended and Restated Term Promissory Note issued by Veridian Connections
Inc. to Veridian Corporation in the principal amount of $21,000,D00 and dated
March 30`h, 2010.
::ODMA\PCDOCSITOR01 W314308\I
FOURTH AMENDED AND RESTATED TERM PROMISSORY NOTE
Maturity Date: November ls`, 2039
Principal Amount: $5,588,000
This note amends and restates a Third Amended and Restated Promissory Note
(the "Predecessor Note") issued by Veridian Connections Inc. (the "Corporation") to
the Corporation of the City of Belleville (the "Holder") on October 3l, 2009 for the
Principal Amount. The Predecessor Note was issued pursuant to By-law No. 2009-161
of the Holder.
This note amends the terms of repayment of, and does not extinguish, the debt
created pursuant to the transfer by-law (enacted pursuant to the authority granted under
the Electricity Act, 1998) as set forth originally in By-Law 2000,170 of the Holder, as
amended by By-Law 2006-159, By-law No. 2009-16] and the Predecessor Note.
FOR VALUE RECEIVED, the Corporation hereby promises to pay to or to the
order of the Holder, in lawful money of Canada, on November 1, 2039 (the "Maturity
Date"), subject to the right of the Holder to demand earlier repayment (in whole or in
part) at any time in accordance with the terms set forth in Section 5, at the principal office
of the Holder, the principal amount of FIVE MILLION, FIVE HUNDRED AND
EIGHTY-EIGHT THOUSAND Dollars ($5,588,000) (the "Principal Amount") together
with interest on the unpaid Principal Amount.
]. Interest Rate. Interest on the Principal Amount shall be calculated annually, not
in advance, for the following periods:
(a) from November 1, 2009 to April 30, 2010 (the "First Period"), at a rate
per annum equal to 7.62% which rate represents the Ontario Energy Board
("OEB") deemed long-term debt rate as set forth on an annual basis in the
OEB's Cost of Capital Parameter Updates for Cost of Service
Applications, or as the deemed long-term debt rate may otherwise be
established by the OEB during the First Period ("First Interest Rate");
(b) from May 1, 2010 to December 31, 2014 (the "Second Period"), at a rate
per annum equal to 5.57%, which rate represents the OEB's deemed long-
term debt rate as set forth on an annual basis in the OEB's Cost of Capital
Pazameter Updates for Cost of Service Applications, or as the deemed
long-term debt rate may otherwise be established by the OEB during the
Second Period, less 30 basis points ("Second Interest Rate"); and
(c; ~, 8:° `ve year period commer~~r~ 1-~.+~~?.-.- ? ?~?5 tantil Tleremht_ "il,
2019 V(the "Third Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Third Period, less
30 basis points ("Third Interest Rate").
-2-
(d) for the five yeaz period commencing January 1, 2020 until December 31,
2024 (the "Fourth Period', the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fourth Period,
less 30 basis points ("Fourth Interest Rate").
(e) for the five yeaz period commencing January 1, 2025 until December 31,
2029 (the "Fifth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Fifth Period, less
30 basis points ("Fifth Interest Rate").
(f) for the five year period commencing January 1, 2030 until December 31,
2034 (the "Sixth Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Sixth Period, less
30 basis points ("Sixth Interest Rate").
(g) for the five yeaz period commencing January 1, 2035 until the Maturity
Date (the "Seventh Period"), the OEB's deemed long-term debt rate
established by the OEB closest in time to the start of the Seventh Period,
less 30 basis points ("Seventh Interest Rate").
Interest for the First Period at the First Interest Rate shall be due and payable on
May 1, 2010.
Interest for the Second Period at the Second Interest Rate shall be due and payable
on January 151 of each yeaz from Januazy 1, 2011 to and including January 1,
2015.
Interest for the Third Period at the Third Interest Rate shall be due and payable on
January 1S1 of each yeaz from January 1, 2016 to and including January 1, 2019.
Interest for the Fourth Period at the Fourth Interest Rate shall be due and payable
on January 1S1 of each yeaz from January 1, 2020 to and including January 1,
2024.
Interest for the Fifth Period at the Fifth Interest Rate shall be due and payable on
January I51 of each yeaz from January 1, 2025 to and including January 1, 2029.
Interest for the Sixth Period at the Sixth Interest Rate shall be due and payable on
January 151 of each year from January 1, 2030 to and including January 1, 2034.
Interest for the Seventh Period at the Seventh Interest Rate shall be due and
payable on January 151 of each yeaz from January 1, 2035 to and including the
Maturity Date.
2. Acceleration on Default. Upon default in the payment of any principal or interest
due hereunder, or if the undersigned shall become insolvent or bankrupt or make a
proposal in bankruptcy, the entire unpaid principal indebtedness owing by the
undersigned to the Holder evidenced hereby and all interest accrued thereon to the
-3-
date of payment shall forthwith become due and payable upon demand by the
Holder subject to any subordination and postponement to any other financial
institution or lender.
3. Ranking of this Note. This Note shall rank equally in all respects as to the
payment of principal and interest hereunder with promissory notes issued to the
Corporation of the Town of Ajax, to the Corporation of the City of Pickering, to
the Corporation of the Municipality of Clarington and to Veridian Corporation
(collectively the "Other Parties") described in Schedule "A" hereto (together the
"Other Notes"). For greater clarity, nothing shall prevent the Holder to demand
repayment of this Note at any time in accordance with the terms set forth in
Section 5.
4. Subordination. The Holder acknowledges and agrees that the obligation of the
Corporation to repay the Principal Amount and the principal amount of the Other
Notes is subordinated and postponed to the obligations of the Corporation from
time to time to any other financial institution or lender. The Holder will execute,
promptly do, deliver or cause to be done, executed and delivered all further acts,
documents and things as may be required to provide for the subordination and
postponement of the Holder's rights evidenced by this Note.
Repayment. Notwithstanding that this Note matures on the Maturity Date, the
Holder of this Note shall have the right to demand repayment of this I~TOte (in
whole or in part) at any time upon six (6) months prior written notice (the
"Prepayment Notice") to the Corporation provided that a duly enacted resolution
or by-law is passed by the Holder certifying that the funds are required for
municipal purposes, including but not limited to the following:
(a) expenditures in respect of municipal capital projects;
(b) acquisition of assets by the Holder; and
(c) replenishing and/or increasing the level of the reserves/reserve funds he]d
by the Holder.
For greater clarity, the Holder of this Note is not permitted to demand repayment
of this Note for the purpose of reinvesting the funds.
The Prepayment Notice shall set forth the amount to be repaid by the Corporation
and the purposes for which the funds are required by the Holder. Upon receipt by
the Corporation of the Prepayment Notice, the Corporation shall be obliged to pay
the amount set out in such Prepayment Notice to the Holder no later than six (6)
months from the date of receipt of such Prepayment Notice.
6. Sale of Shares. In the event that the Holder transfers its common shares in the
capital of Veridian Corporation (in accordance with the terms of a shareholders'
agreement among the Holder, the Other Parties, Veridian Energy Inc. and the
Corporation dated September 28, 2001, as amended and/or restated from time to
-4-
time) prior to the Maturity Date, the Note shall remain due to the Holder in
accordance with its terms.
7. Note Non,neeotiable and Non-assignable. The Note shall be non-negotiable and
non-assignable.
[SIGNATURE PAGE FOLLOWS]
-5-
IN WITNESS WHEREOF Veridian Connections Inc. has caused this Note to be signed
under its corporate seal by its duly authorized officers as of this 30`~ day of Mazch, 2010.
VERIDIAN CONNECTIONS INC.
By:
Glenn Rainbird, Chair
By:
Michael Angemeer, President
-6-
SCHEDULE"A"
1. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the City of Pickering in the principal
amount of $17,974,000 and dated March 30`h, 2010.
2. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Town of Ajax in the principal amount
of $14,060,000 and dated March 30ei, 2010.
3. Fourth Amended and Restated Term Promissory Note issued by Veridian
Connections Inc. to the Corporation of the Municipality of Clarington in the
principal amount of $5,966,000 and dated March 30`x, 20]0.
4. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Municipality of Clarington in the principal
amount of $2,355,000 and dated October 31, 2009.
5. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the City of Pickering in the principal amount of
$7,095,000 and dated October 31, 2009.
6. Third Amended and Restated Term Promissory Note issued by Veridian
Corporation to the Corporation of the Town of Ajax in the principal amount of
$5,550,000 and dated October 3l, 2009.
7. Amended and Restated Term Promissory Note issued by Veridian Connections
Inc. to Veridian Corporation in the principal amount of $21,000,000 and dated
March 30`h, 20] 0.
::ODMAIPCDOCSITOR01 W 314322V
SECOND AMENDING AGREEMENT TO
SHAREHOLDERS'AGREEMENT
THIS SECOND AMENDING AGREEMENT made as of the 30ei day of March, 2010.
BETWEEN:
The Corporation of the Town of Ajax, a municipal corporation existing under
the laws of Ontario
("Ajax")
-and-
The Corporation of the City of Belleville, a municipal corporation existing
under the laws of Ontario
("Belleville")
-and-
The Corporation of the Municipality of Clarington, a municipal wrporation
existing under the laws of Ontario
("Clarington")
-and-
The Corporation of the City of Pickering, .a municipal corporation existing
under the laws of Ontario
("Pickering")
-and-
Veridian Corporation, a corporation existing under the laws of Ontario
("VC")
-and-
Veridian Connections Inc., a corporation existing under the laws of Ontario
("VCI")
-and-
Veridian Energy Inc., a corporation existing under the laws of Ontario
("VEI")
-2-
(Ajax, Belleville, Clarington, Pickering, VC, VCI and VEI are collectively
referred to herein as the "Parties")
RECITALS:
A. The Parties entered into ashazeholders' agreement made as of the 28a` day of September,
2001, as amended by a first amending agreement dated September 30, 2003 (collectively,
the "Sharehotders' Agreement");
B. The Parties wish to amend Section 11.1 of the Shareholders' Agreement to (i) grant the
Shazeholders the right to demand repayment of the Promissory Notes issued by VCI in
favour of the Shareholders at any time during the term of such Promissory Notes; and (ii)
to remove references to the Shareholder's conversion right in respect of the Promissory
Notes issued by VCI in favour of the Shareholders.
NOW THEREFORE THIS SECOND AMENDING AGREEMENT WITNESSES
that in consideration of the respective covenants and agreements herein contained and other good
and valuable considerafion, the receipt and sufficiency of which aze hereby acknowledged; the
Parties agree as follows:
All capitalized terms used in this Second Amending Agreement and not defined herein
shall have the meanings given to them in the Shazeholders' Agreement.
2. All references herein to Sections and Subsections are references to Sections and
Subsections in the Shazeholders' Agreement unless otherwise stated herein.
Section 11.1 is hereby deleted and replaced with the following:
"Promissory Notes.
Each of the Promissory Notes shall rank equally
VC Notes. No Shareholder may take any step to amend, convert, exchange or
enforce those Promissory Notes issued by VC in favour of the Shazeholders (in
this section, the "VC Notes") without the agreement of each other Shareholder
which holds VC Notes on the identical terms and conditions. A Shareholder
which proposes such a step shall give notice in writing of its proposal and the
agreement of a Shazeholder to such proposal shall be given in writing by the
Treasurer of that Shazeholder. In the event that all Shazeholders do not agree with
the proposal, no Shazeholder shall proceed with the proposed action.
VCI Notes. No Shareholder may take any step to amend or exchange those
Promissory Notes issued by VCI in favour of the Shazeholders (in this section, the
"VCI Notes") without the agreement of each other Shazeholder which holds VCI
Notes on the identical terms and conditions. A Shazeholder which proposes such
a step to amend or exchange shall give notice in writing of its proposal and the
agreement of a Shazeholdet to such proposal shall be given in writing by the
Treasurer of that Shazeholder. In the event that all Shazeholders do not agree with
the proposal, no Shazeholder -shall proceed with the proposed action.
Notwithstanding the foregoing and for greater clarity, any Shareholder may
-3-
demand repayment in accordance with the terms thereof, in whole or in part, of
the aggregate amount outstanding (principal plus interest) on its respective VCI
Note without having to consult with or obtain the agreement of the other
Shazeholders holding VCI Notes.
4. Except as expressly set out herein, the Shazeholders' Agreement remains in full force and
effect, unamended.
5. This Second Amending Agreement shall be governed by and construed in accordance
with the laws of Ontario.
6. This Second Amending Agreement shall enure to the benefit of, and be binding on, the
Parties and their respective successors and permitted assigns.
7. This Second Amending Agreement maybe executed in any number of counterparts, each
of which will be deemed to be an original and all of which taken together will be deemed
to constitute one and the same agreement.
[SIGNATURE PAGES FOLLOW)
::ODMA\PCDOC 5\TORO l \4 3 1 3 27111
-51-
IN WITNESS WHEREOF the Parties by their duly authorized representatives have
executed this Second Amending Agreement as of the day and year fast above written.
THE CORPOy~1')~'ION OF THE TOWN OF AJAX
By: ~t i 1`--- e~~
Name: Steve~rish
Title: Mayor
By: c/s
Name: Marry de Ronde
Title: Clerk
THE CO ORATION OF THE CITY OF
BELLE LE
By: ~s
Name: Neil Ellis
Title: Mayor _
By: ~~ ~ ~~ _ c/s
N e• ulie C. Oram
Tit City Clerk
THE CORPORATION OF THE MUNICIPALITY OF
Name:
Title:
Name: Patti e i
Title: CTork- - -
SIGNATURE PAGE TO THE SECOND AMENDING AGREEMENT TO THE SHAREHOLDERS' AGREEMENT
. -S1-
THE CORPORATION OF THE CITY OF
PICKERING
BY' - c/s
Name: Dave Ryan --
Title: Mayor (~ aa 11
BY' `" ~1hti ~~ c/s
Name: Debbie Shields
Title: City Clerk
VERH)IAN CORPORATION
c/s
Name: Mlchael Angeme > -
Title: President
BY' c/s
Name: Glenn 'bird ~ ------
Title: Chai -
VERIDIAN CONNECTIONS INC.
'~,. - c -
Name: Mlchael Angemeer -
Title: President
_ -
BY' - e/s
Name: Glenn R 'n ird
Title: Chair '
VERIDIAN ENERGY INC.
~h-. -C . ~ - _- -. _
By: ~ =~-~ c%s.
Name: Michael Angeme
Title: President
By. ~~ ~ ._ ~ c/s ~ _
Name: Glenn nbird ~ - -
Title: Chair
SIGNATURE PAGE TO THE SECOND AMENDING AGREEMENT TO THE SHAREHOLDERS' AGREEMENT