HomeMy WebLinkAboutADMIN-5-92
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THE CORPORATION OF THE TOWN OF NEWCASTLE
REPORT
Meeting: Ge
neral Purpose and Administration Conmi ttee
Date: May 4 1992
File # LII. .J73?l.. Hu
Res, #1"., fji~:; ,f,. '- ~)
By-Law #
Report #: ADMIN.5 - 92 File #:
Subject:
Municipal Conflict of Interest and
Open Local Government Legislation
Recommendations:
It is respectfully recommended that the General Purpose and Administration Committee
recommend to Council the following:
1. THAT Report ADMIN 5 -92 be received.
2. THAT Council supports the recommendation of the City of Etobicoke contained in
Attachment #2 to this Report and that the City of Etobicoke be so advised.
3. TIiA T the proposed legislation should be amended to assign a dollar value to the
terms "remote" and "insignificant" used in Section;2{{)(of the Act.
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4. THAT the proposed legislation should continue the Court's power to relieve a
member from the consequence of a breach of it in cases of bona fide error or
inadvertence.
5. THAT the proposed legislation should require the Ministry of Mun.icipal Affairs to
establish an advisory service availahle free of charge to members of councils to
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provide advice as to the interpretation of the Act ami whether the disclosure and
abstention requirements of the Act apply in the particular circumstances.
6. THAT the proposed legislation should be amended to provide that a member relying
on the advice given by the Ministry's advisory service should be deemed not to
violate the Act if the advice is followed in good faith.
7. TIIA T the Declaration of Elected Office provided in the proposed legislation should
be amended to delete the statement that the official concerned understands the Act.
8. THAT a copy of this Report be forwarded to the Honourable Dave Cooke, Minister
of Municipal Affairs al\ the Town's position regarding the proposed new legislation.
9. THAT all of the above recommendations be approved FORTHWITH.
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].0 Introductiotl
1.1 By memorandum dated April 27, 1992 1 forwarded to you for your information a
copy of the Ministry of Municipal Affairs. Report entitled "0pen Local Government'"
The document contains proposals (1) to amend the Municipal Conflict of Interest
Act and the Municipal Act to implement the Report of the Municipal Conflict of
Interest Consultation Committee (the "Consultation Conunittee") dated July, 1991;
(2) to amend the Municipal Act to require meetings of councils and committees to
be public; and (3) to amend the Municipal Act to establish new rules respecting the
sale of real propeny by municipalities and local boards.
1.2 The Report of the Consultation COlwnittee was considered in Report #ADMIN 7 -
91 addressed to the General Purpose and Administration Committee. Council
approved the recommendations contained in it and subsequently these were
forwarded to the Minister of Municipal Affairs. A copy of Report #ADMIN 7 - 91
is contained in Attachment # 1 to this Report for your information.
1.3 It should be noted that Report #ADMIN 7 - 91 did not cOILliider the proposed
amendments to the Municipal Act contained in "0pen Local Goverrunentll which
require public council at committee meetings and the sale of real property by
municipalities. These subjects were not addressed by the Consultation Committee.
The proposed amendments are considered in sections 4 and 5 of this Report.
2.0 City of Etobicoke's Submjssions on "Open Local Governmenf
2.1 At the meeting of Council on April 13. 1992. Council referred correspondence dated
March 26, 1992 from Cathie Best, City Clerk. City of Btobicoke regarding proposed
amendments to the Municipal Conflict of Interest Act to staff for review and
preparation of a report to Council. A copy of Ms. Best's letter is contained as
Attachment #2 to this Report.
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2.2 The City of Etobicoke rejected the necessity for the new legislation proposed in
"Open Local Government" dealing with municipal conflict of interests. It submitted
amendments to the existing legislation for the Ministry's consideration. If the
Minister did not accept the recommendation that the existing legislation be retained,
and the Minister determines to proceed with the proposed legislation in the
alternative the City submitted a number of amendments to the proposed legislation
for the Ministry's consideration.
2.3 Council should support the recommendations of the City of Etobicoke. They include
the recommendation that the Municipal Conflict of Interest Act should continue to
permit a judge to excuse a member from the consequences of a breach of the
Municipal Conflict of Interest Act in cases of bona fide error or inadvertence. The
provisions of the existing legislation and the significance of the bona fide error or
inadvertence ground for excusing a member from the consequences of breaches of
the Act are discussed in Section 3 of the Report contained in Attachment #1, and
in particular, in Recommendation (3) and paragraphs 3.1.5 to 3.1.9 of that Report.
3.0 Other Recommendations respectini Proposed Chanees to the Municipal Conflict Df
lnterest Act
3.1 The provisions of the existing Municipal Conflict of Interest Act as interpreted by
the Courts are discussed in Section 2 of the Report contained in Attachment #1.
Crucial to the Ministry's proposed new legislation is the new definition of the term
"pecuniary interest". Section 2 of the proposed legislation provides that "pecuniary
interest" means Itan interest consisting of measured in or related to money".
3.2 The duty of a member prescribed by Section 5 of the proposed legislation is that
where he or she either on his or her own behalf or while acting for. by, or with or
through another person, has any pecuniary interest in a matter which is a subject of
consideration at a meeting of the council or local board, the member, if present shall
prior to any consideration of the matter at the meeting orally disclose the interest
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and its general nature and complete and file in the prescribed form a written
disclosure of the interest and its general nature with the clerk of the municipality or
secretary of the local board. The member who has a pecuniary interest is prohibited
from participating in the discussion of or vote on question in respect of the matter,
and from attempting to influence the employees of the council or the local board.
If absent from the meeting at which the matter is considered, the member in
question is required to disclose the interest at the next meeting of the council or
local board that the member attends. The proposed legislation goes on to provide
rules concerning the recording of oral declarations of interest and its general nature,
the completion of a written disclosure form and the keeping of a central register of
disclosure by the clerk of the municipality or secretary of the local board. (SectioIl.1\
16 and 17).
3.3 A contravention of the legislation is to be tried and determined by a judge of the
Ontario Court (General Division) (Section 9). Provision is also made in the
proposed legislation for the appointing of a Commissioner who has power to
investigate alleged contravention of the legislation, and in appropriate cases to apply
to a judge for determination of a question as to whether the member has
contravened Section 5 (dealing with the declaration of pecuniary interest), Section
7 (dealing with disclosure of gifts) or Section 8 (dealing with disclosure of assets).
The Commissioner's investigation may also be initiated where a member fails to
make a declaration of a pecuniary interest in any matter which is the subject of
consideration of a meeting of an advisory body to which the member has been
appointed by a council or a local board. (Section 6). The proposed legislation
authorized a judge to impose relatively severe penalties for breach of its
requirements. (Section 11).
3.4 As was noted in Section 3.1.3 of the Report contained in Attachment #]. as
interpreted by the Courts the term "pecuniary interest" applies to any situation of
actual or potential financial profit or loss as well as to the maintenance of the
members' existing financial position. The determination of whether there is a
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3.5
3.6
3.7
3.8
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potential for monetary profit or loss can be extraordinarily difficult in particular
circunu;tances. The existing Act provides no assistance to the member concerned in
making this determination. The member is left to make this determination himself
or herself although the result of an incorrect decision is that the Act may have been
breached with serious legal consequences to the member.
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Section ~ of the proposed legislation saves members from the requirement of
disclosure of a pecuniary interest and compliance with Section 5 if the interest lIis
so remote or insignificant in its nature that it could reasonably be regarded as likely
to influence that person". In practice. a determination whether the saving provision
applies wj]} be difficult and hazardous to make in many circumstances.
In paragraph 3.1.8 of the Report contained in Attachment #1, it was recommended
that the Act be amended to assign a dollar value to the term "remote or
insignificant" in order to assist a member in making a correct judgement as to
whether he or she has a "pecuniary interest" in a matter which is considered by a
council. Although this recommendation was not adopted by the Minister, in light of
its importance Council should repeat it. Council should recommend that the
proposed legislation be amended to assign a dollar value to the terms "remote" and
lIinsignificantlt a.~ set out in Section.2(6(of it.
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As is noted in Paragraph 3.1.9 of the Report contained in Attachment #1, the
hazard that individual members of Council will make an incorrect judgement on the
question of remoteness or insignificance and incur penalties under tbe proposed
legislation underlines the importance of the recommendation made above in Section
2.3 of this Report that the Court should retain authority to relieve a member from
the consequences of breach of the proposed Act where the breach has resulted from
a bona fide error or inadvertence.
Council should also repeat Recommendations 4 amI 5 of the Report contained in
Attachment # 1. Council should recommend that the proposed legislation should
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require the Ministry to establish an advisory service available free of charge to
members of councils to provide advice as to the interpretation of the Act and
whether the disclosure and abstention requirements of the Act apply in the particular
circumstances. Council should also recommend that the Act be amended to provide
that a member relying on the advice given by the Ministry's advisory service should
be deemed not to violate the Act if the advice is followed in good faith. Further,
Council should reconunend that the Declaration of Elected Official (set out on page
29 of "Open Local Goverrnnent") be amended to delete the statement that the
official concerned not only has read and agrees to comply with the Act but also
"understands" it. An understanding of the Act requires an understanding of the
applicable law. It is unfair to require an official who is not a lawyer to take such a
declaration.
3.9 In the definition of "collllnunity of interest in common with ejectors generally"
contained in Section 2 of the proposed legislation, the Minister appears to have
adopted recommendation 16 of the Town's Report contained in Attachment #1
dealing with the subject of "community of interest". The exemption from the
requirement of declaration of a pecuniary interest will be avaHable where the
member hal\ a pecuniary interest in common with the electors within the Town as
a whole or if the matter under consideration affects only part of the Town in
common with the electors within that part. This corrects a serious deficiency in the
recommendations of the Consultation Committee.
4.0 ~blic Meetini of Council and Committees
4.1 The Municipal Act currently provides that meetings of municipal councils are to be
open to the public, except that meetings of committees of council and special
meetings may be closed at council's discretion. The proposed amendments to the
Municipal Act would require that regular. special or committee meetings of councils
be open to the public except that meetings to consider certain limited topics
including litigation. security, property acquisition and negotiation and meetings to
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discuss matters that must not be disclosed under the Municipal Freedom of
Information and Protection of Privacy Act. may be held in camera. Further. the
proposed amendments would permit the Minister to make regulations prescribing
standards for the calling, place and proceedings of meetings of councils and local
boards and the conduct of members which would supersede a municipality's
procedure by-law if the regulations were more stringent.
4.2 The proposal is that the list of matters that may be dealt with by a council or a
committee in camera is to be limited and closed. The list does not include for
example, consideration of general municipal policy ohjectives in a caucus meeting
of council held in camera.
5.0 Sale of Real Pro,perty
5.1 nOpen Local Governmentll also proposes amendments to the Municipal Act dealing
with the disposal of real property. The effect of the amendments will be to reduce
the choices available to a municipality which decides to sell real property. For
example, it appears that council would not be free to negotiate the sale with a
particular purchaser who requires that land to permit other land to be developed and
who would likely pay the highest price for it. Although the proposed legislation
would authori1..e the Minister to prescribe a class or classes or real property which
could be disposed of although not surplus to the municipality and without an
appraisal of its fair market value, it does not appear to be feasible to draft
regulations that would deal satisfactorily with this we just identified.
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5.2 The introduction to "Open Local Government" makes it clear that the Minister is
considering using the power to prescribe class or classes of real property in effect to
provide the Province with the right of first purchase of municipality owned real
property depending on the outcome of the Government's consultation on provincial
acquisition of land for housing.
All of the above is respectfully submitted.
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Lawrence E. Kotseff,/
Chief Administrativ~ O!ficer
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