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Report
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Report To: General Government Committee
Date of Meeting: June 17, 2019
Report Number: FND-021-19 Resolution: GG -412-19
File Number: By-law Number:
Report Subject: Audit and Accountability Fund
Recommendations:
That Report FND-021-19 be received;
2. That the Mayor and Clerk be authorized to enter into any funding agreements with the
Province of Ontario to facilitate the transfer of funds from the Province of Ontario; and
3. That the CAO be authorized, if necessary given the compressed timelines of the project,
to enter into a sole sourcing arrangement with a third party service provider capable of
completing the work.
Municipality of Clarington
Report FND-021-19
Report Overview
Page 2
The Province of Ontario has provided funding to large urban municipalities to conduct line by
line reviews to find 4% cost savings. This funding is application based and must be
completed with a final report being publicly available by November 30, 2019. Staff have
identified one project which may be eligible and feasible under this program.
1. Background
Audit and Accountability Fund — Funding Announcement
1.1 On May 21, 2019, the Province of Ontario announced that they would be providing $7.35
million for large urban municipalities and district school boards interested in conducting
line -by-line reviews to identify potential savings, while maintaining vital front-line services,
through the Audit and Accountability Fund. (Province of Ontario News Release May 21,
2019)
1.2 Earlier in 2019, the Province of Ontario had announced funding to small and rural
municipalities in Ontario to improve efficiencies. This funding was not tied to specific
projects but rather provided for the use of the municipality to invest in infrastructure or
process reviews to improve the efficiency of service delivery. The Municipality of
Clarington did not receive any funding under this program.
1.3 On May 22, 2019, the Municipality received a letter from the Honourable Steve Clark,
Minister of Municipal Affairs and Housing regarding the announcement and indicating that
the funding would be application based.
1.4 The Municipality received the guidelines for the program on May 29, 2019, indicating that
if the Municipality of Clarington was interested in applying to the program that we should
contact the Municipal Services Office to confirm intent by June 14, 2019 and that an
Expression of Interest form and supporting documents be submitted by June 30, 2019.
Eligible Projects
1.5 To be eligible, a proposed review project must:
1. Review municipal service delivery expenditures to find efficiencies. This could
include:
xa line -by-line review of the entire budget;
xa review of service delivery and modernization opportunities;
xa review of administrative processes to reduce costs.
2. Result in a final report by the independent third -party reviewer that provides specific
and actionable recommendations for cost savings and improved efficiencies.
3. Be completed by November 30, 2019. The Municipality would also be required to
post the document publicly by November 30, 2019.
Municipality of Clarington
Resort FND-021-19
Page 3
1.6 The program will not cover costs for projects to identify opportunities for revenue
generation or reductions in front line services. The review must be completed by an
independent third party resulting in a formal report.
1.7 The expectation from the Province is that municipalities will find 4% savings. Based on
the 2019 Municipal Tax Levy, this would result in a required savings of approximately
$2.4 million. Further, there can be no front-line service cuts in reaching these savings.
2. Potential Projects
Overview
2.1 Staff met to discuss possible options for this funding. A major concern expressed by staff
is the November 30, 2019 deadline. This limits the ability to conduct a corporate wide
service delivery review, similar to what was conducted by Whitby recently, as the allotted
time to complete the project would be less than six months.
2.2 A further concern is the ability to find $2.4 million in savings without cutting any services.
While it is possible that savings could be obtained, the quantum (particularly if a smaller
scoped review was conducted) may be difficult to attain. A service delivery review is to
evaluate the value, process and opportunities for improvement. While cost savings are
always sought, it is not a guaranteed outcome.
Organizational Structure Review
2.3 A number of years ago, Council included in the annual budget funds to the CAO for the
completion of smaller service delivery reviews. To date these have included Animal
Services (2017) and Tourism (2018) and a review of forestry services is proposed for
2019. These smaller service delivery reviews, on top of the annual process of reviewing
the budget, in part meet the expectation that the Province has on municipalities
continuously ensuring efficient service delivery.
2.4 Staff feel that the leading candidate for a project under this funding would be a review of
our senior administrative structure. The last time an organizational review occurred was
in 2000, resulting in the current structure. Since that time the Municipality has grown
from 69,834 (2001 Census) to over 95,000 today.
2.5 In 2017, Report CAO -007-17 was provided to Committee outlining research in
organizational structure reviews in other municipalities. At that time no further action was
taken. The availability of this funding would allow the Municipality to conduct a review of
the organization keeping in mind pending retirements, changes in service delivery, and
best practices in the industry.
Smaller Service Delivery Reviews
2.6 There are several service delivery reviews already planned and budgeted for in 2019.
The Forestry Services review will be undertaken shortly provided that Council approves
the RFP for that review has recently closed. Operations staff are also conducting a
Municipality of Clarington Page 4
Report FND-021-19
review on winter control internally per direction from Council during the 2019 budget
deliberations. Both of these projects would not be able to meet the savings requirements
that are requested by the Province and therefore are not strong candidates.
Sole Sourcing Provider
2.7 The funding requires the use of an independent third party consultant / service provider in
order to be eligible for the program.
2.8 Given that costs need to be available by June 30 to include in the expression of interest,
approval will be received in the summer and the work needs to be completed and a final
report publicly available by November 30, 2019. The ability to follow regular open
procurement processes are severely hindered.
2.9 It is recommended that in order to proceed, if Council so chooses, that Staff be allowed to
sole source the consultant in order to expedite the project being undertaken. This is not
ideal and not regular business; however an open process may not allow the project to be
completed within this timeframe since we will not know if we have funding until July or
August of this year.
2.10 It is estimated that project will be excess of $100,000. The Province would be paying
100% of the project, if we are successful in our application.
3. Concurrence
This report has been reviewed by the Manager of Internal Audit who concurs with the
recommendations.
4. Conclusion
It is respectfully recommended that Staff be directed to undertake the Organizational
Structure Review, pending Province of Ontario funding, utilizing a sole source
procurement in order to meet the deadlines of the Audit and Accountability Fund funding.
Municipality of Clarington
Resort FND-021-19
5. Strategic Plan Application
Not applicable.
Submitted by -
Trevor Pinn, B.Com, CPA, CA,
Director of Finance/Treasurer
Page 5
Reviewey:
Andrew C. Allison, B. Comm, LL.B
CAO
Staff Contact: Catherine Carr, Manager of Internal Audit, 905-623-3379 ext.2606 or
ccarr@clarington.net
There are no interested parties to be notified of Council's decision.