HomeMy WebLinkAbout2017-020 ConsolidatedOffice Consolidation
Cladwoon
The Corporation of the
Municipality of Clarington
By -Law 2017-020
Code of Conduct By-law
Being a by-law to establish a Code of Conduct for Members
of Council.
Passed, by Council, on
Consolidated as of
Amendments:
February 27, 2017
February 26, 2019
Amending By -Law I Date I Amendment Details
2019-009
Disclaimer:
February 25, 2019 Delete subsection 7.2 and replace with
subsections 7.2-77.
The following consolidated by-law is an electronic reproduction made available for
information only. It is not an official version of the By-law. The format may be different,
and plans, pictures, other graphics or text may be missing or altered. The Municipality of
Clarington does not warrant the accuracy of this electronic version.
Official versions of all By-laws may be obtained from the Municipal Clerk's Department.
Office Consolidation
Code of Conduct By-law
The Corporation of the Municipality of Clarington
By-law 2017-020
Being a by-law to Establish a Code of Conduct for Members
of Council.
Whereas section 223.2 of The Municipal Act, 2001, S.O. 2001, c.25, as amended,
authorizes the municipality to establish a Code of Conduct for members of the council;
and
Whereas the Council of the Municipality of Clarington passed By-law 2009-163, as
amended, to establish a Code of Conduct for Members of Council; and
Whereas the Council of the Municipality of Clarington deems it necessary to update the
Code of Conduct for Members of Council:
Now therefore the Council of the Municipality of Clarington hereby enacts as follows:
1. That "Schedule A" attached hereto is adopted as the Municipality of Clarington's
Council Code of Conduct for Members of Council; and
2. That "Schedule A" attached hereto forms part of this by-law.
3. That By-law 2009-163 and its amending By-law 2013-096 are repealed.
Passed this 27th day of February, 2017.
Original Signed
Office Consolidation Code of Conduct By-law
Municipality of Clarington
Council Code of Conduct
Office Consolidation Code of Conduct By-law
Municipality of Clarington
Code of Conduct for Members of Council
1. PRINCIPLES
1.1 Improving the quality of Municipal administration and governance can best be
achieved by encouraging high standards of conduct on the part of all municipal
officials. In particular, the public is entitled to expect the highest standards of
conduct from the members that it elects to local government. In turn, adherence
to these standards will protect and maintain the Municipality's and the Council
members' reputation and integrity.
1.2 Key statements of principles that underline this Council Code of Conduct are as
follows, members of Council shall,
(a) serve, and be seen to serve, their constituents in a conscientious and
diligent manner;
(b) be committed to performing their functions with integrity, avoiding the
improper use of the influence of their office, and conflicts of interest, under
the Municipal Conflict of Interest Act;
(c) perform their duties in office in a manner that promotes public confidence
and will bear close public scrutiny;
(d) recognize, and act upon, the principle that democracy is best achieved
when the operation of government is made as transparent and
accountable to members of the public as possible; and
(e) seek to serve the public interest by upholding both the letter and spirit of
the laws of Parliament and the Ontario Legislature, as well as the by-laws
and policies adopted by Clarington Council.
2. DEFINITIONS
2.1 In this Council Code of Conduct:
(a) "child" means a child born within or outside marriage and includes an
adopted child or a person whom a member has demonstrated a settled
intention to treat as a child of his or herfamily;
(b) "Council Code of Conduct" means the rules which govern the conduct of
members established pursuant to the authority of section 223.2 of the
Municipal Act, 2001, S.O. 2001, c. 25;
(c) "complaint" means a written request to investigate the conduct of any
member for a possible violation of the Council Code of Conduct filed in
accordance with the Complaint Procedure;
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(d) "confidential information" means any information in the possession of, or
received in confidence by, the Municipality that the Municipality is
prohibited from disclosing, or has decided to refuse to disclose, under the
Municipal Freedom of Information and Protection of Privacy Act, R.S.O.
1990, c. M.56, or any other law, which includes, but is not limited to:
(i) information of a corporate, commercial, scientific or technical nature
received in confidence from third parties,
(ii) personal information as defined in subsection 2(1) of the Municipal
Freedom of Information and Protection of Privacy Act,
(iii) information that is subject to solicitor -client privilege,
(iv) information that concerns any confidential matters pertaining to
matters related to an identifiable individual, personal, labour
relations, litigation, property acquisition, the security of the property
of the municipality or a local board,
(v) any other information lawfully determined by the Council to be
confidential, or required to remain or be kept confidential by
legislation or order, and
(vi) any information considered by, or made available to Council, during
a closed meeting pursuant to subsection 239(2) of the Municipal
Act, 2001.
(e) "Council" means the Council of the Municipality;
(f) "gift and benefits" means any cash or monetary equivalent, fee, object of
value, service, travel and accommodation, or entertainment;
(g) "information" means any record, document, data, material, correspondence
or evidence however recorded, whether oral or in printed form, on film, by
electronic means or otherwise;
(h) "Integrity Commissioner" means the Integrity Commissioner appointed by
the Council pursuant to section 223.3 of the Municipal Act, 2001;
(i) "member" means a member of Council, unless the context otherwise
requires;
Q) "Municipality" means the Corporation of The Municipality of Clarington
(k) "parent" means a person who has demonstrated a settled intention to treat
a child as a part of his or her family whether or not that person is the
natural parent of the child;
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(1) "person" includes a corporation, partnership, association and any other
entity, as the context allows, and expressly includes a member as well as
Council;
(m) "spouse" means a person to whom a person is married or with whom the
person is living in a conjugal relationship outside marriage; and
(n) "staff' means the municipal administrative staff of the Municipality and of
its municipal corporations and local boards.
3. APPLICATION OF THIS CODE
3.1 This Council Code of Conduct applies to every member of Council and local
boards.
4. COMPLIANCE WITH DECLARATION OF OFFICE
4.1 Every member shall act in accordance with his or her declaration of office sworn
pursuant to Section 262 of the Municipal Act, 2001.
5. ADHERENCE TO COUNCIL POLICIES AND PROCEDURES
5.1 Every member shall observe and comply strictly with every provision of this
Council Code of Conduct, as well as all other policies and procedures adopted or
established by Council affecting the member, whether or not acting in his or her
capacity as a member of Council.
6. CONDUCT AT MEETINGS
6.1 Every member shall conduct himself or herself properly and in a civil manner at
Council, committee and other meetings, and in accordance with the provisions of
the Municipality's Procedural By-law, this Council Code of Conduct, and any other
applicable law.
7. CONDUCT RESPECTING OTHERS
7.1 Every member has the duty and responsibility to treat all members of the public,
other members of Council, and all staff appropriately and without abuse, bullying or
intimidation, and to ensure that the work environment isfree from discrimination
and harassment.
7.2 No member shall use indecent, abusive or insulting -words or expressions toward
any other member, any member of staff or any member of the public.
7.3 No member shall engage in Harassment of anyone. The Human Rights Code
defines Harassment as "engaging in a course of vexatious comment or conduct
that is known or ought reasonably to be known to be unwelcome."
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7.4 No member shall engage in Discrimination against anyone on the basis of race,
ancestry, place of origin, colour, ethnic origin, citizenship, creed, sex, sexual
orientation, gender identity, gender expression, age, marital status, family status
or disability (the list of prohibited grounds of discrimination in the Human Rights
Code).
7.5 Sections 7.3 and 7.4 shall be interpreted in a manner consistent with the Human
Rights Code.
7.6 The following examples of Harassment are illustrative only and not exhaustive:
(a) Examples Harassment in the workplace include:
• Physically abusive or aggressive behaviour such as pushing,
hitting, finger pointing or standing close to the victim in an
aggressive manner
• Using intimidating or disrespectful body language
• Verbally abusive behaviour such as yelling, insults, intimidating
comments and name calling
• Spreading malicious rumours
• Excluding or ignoring the victim
• Making little or no eye contact with the victim and refusing to
engage in common pleasantries
• Sabotaging the victim's work or claiming credit for it
• Repeatedly blaming another for mistakes
• Making false allegations in memos or other documents
• Undermining the victim's efforts by setting impossible goals and
deadlines and impeding an employee's efforts at promotions or
transfers
• Persistent excessive and unjustified criticism and constant
scrutiny by a supervisor
• Engaging in a course of vexatious comment or conduct against
a worker in a workplace because of sex, sexual orientation,
gender identity or gender expression, where the course of
comment or conduct is known or ought reasonably to be known
to be unwelcome
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• Making a sexual solicitation or advance where the person
making the solicitation or advance is in a position to confer,
grant or deny a benefit or advancement to the worker and the
person knows or ought reasonably to know that the solicitation
or advance is unwelcome
• Reprisal or threat of reprisal by a person in a position to grant or
deny a benefit to a person who has rejected his or her sexual
proposition
• Unnecessary or unwanted physical contact, ranging from
touching, patting or pinching to physical assault
• Leering or other suggestive gestures
• Displaying, sending or communicating electronically or by any
other means pornographic pictures or other offensive, sexually
explicit material
• Practical jokes of a sexual nature, which cause awkwardness or
embarrassment
• Compromising invitations
• Unwelcome remarks, jokes or insults about a person's physical
appearance, attire, race, ancestry, place of origin, colour, ethnic
origin, citizenship, creed, sex, sexual orientation, gender
identity, gender expression, age, marital status, family status or
disability
• The displaying of racist, derogatory or otherwise offensive
material
• Insulting gestures or practical jokes, or other action that causes
embarrassment, based on grounds of race, ancestry, place of
origin, colour, ethnic origin, citizenship, creed, sex, sexual
orientation, gender identity, gender expression, age, marital
status, family status or disability
• A refusal to converse or work with an individual because of his
or her race, ancestry, place of origin, colour, ethnic origin,
citizenship, creed, sex, sexual orientation, gender identity,
gender expression, age, marital status, family status or disability
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(b) The following examples, relative to employees who report directly
to Council, do not constitute Harassment, providing they are
undertaken without malice or intent to intimidate or undermine:
• Performance reviews
• Work assignments
• Work evaluation
• Disciplinary measures taken by the employer for valid reasons
• Reasonable action taken by an employer or supervisor relating
to the management and direction of workers or the workplace is
not workplace harassment
7.7 In the course of investigating a complaint that alleges Harassment or
Discrimination, the Integrity Commissioner may make interim reports to Council,
including interim reports that recommend measures to protect the complainant or
to maintain the integrity of the investigation.
8. CONDUCT RESPECTING STAFF
8.1 Every member acknowledges that staff operate under the direction of the
senior municipal administration, and in accordance with the decisions of
Council, and are required to serve the Municipality as a whole and not the
needs or desires of any individual member.
8.2 Every member shall:
(a) be respectful of the role of staff to provide advice based on political
neutrality and objectivity and without undue influence from any member or
faction of the Council; and
(b) show respect for staff, and for their professional capacities and
responsibilities.
8.3 No member shall,
(a) maliciously or falsely injure or impugn the professional or ethical
reputation of any member of staff;
(b) compel any member of staff to engage in partisan political activities, or
subject any member of staff to threat or discrimination for refusing to
engage in any such activity; or
(c) use or attempt to further his or her authority or influence by intimidating,
threatening, coercing, commanding or influencing improperly any staff
member or interfering with that staff person's duties, including the duty
to disclose improper activity.
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9. GIFTS, BENEFITS, SERVICES AND HOSPITALITY
For the purposes of this Code, a gift or benefit provided, with the member's
knowledge, to a member's spouse, child or parent, or to his or her staff, that is
connected directly or indirectly to the performance of the member's duties, is
deemed to be a gift or benefit to that member.
No member shall accept a fee, advance, gift or personal benefit that is connected
directly or indirectly with the performance of his or her duties of office, unless
permitted under one or more of the exceptions listed below.
Each of the following is recognized as an exception:
(a) compensation authorized by law;
(b) a gift or benefit of the kind that normally accompanies the responsibilities
of office and is received as an incident of protocol or social obligation;
(c) a political contribution otherwise authorized reported, as required by law,
in the case of a member running for office;
(d) services provided without compensation by a person volunteering his or
her time;
(e) a suitable memento of a function honouring the member;
(f) food, lodging, transportation or entertainment lawfully provided by any
Provincial, regional or local government or board or political subdivisions
of any of them, by the Federal government, a foreign government, or by
those organizing a conference, seminar or event where the member is
speaking or attending in an official capacity;
(g) food and beverages consumed at a banquet, reception or similar event, if:
(i) attendance by the member is for a legitimate municipal
purpose;
(ii) the person extending the invitation, or a representative of the
organization holding the event, is in attendance; and
(iii) the value is reasonable;
(h) communications to the office of a member, including subscriptions to
newspapers and periodicals; and
(i) a sponsorship or donation for a community event organized or run by a
member, or a third party on behalf of a member, subject to the limitations
set out in any applicable municipal policy.
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Except for exception (c) (political contributions allowable by law), these
exceptions do not apply where a gift or benefit is provided by a lobbyist or a
lobbyist's client or employer. In this provision, a lobbyist is an individual,
organization or business who or that:
(i) lobbies, or causes the lobbying of, any public office holder of
the municipality, the municipal council or corporation, or a
local board;
(ii) the member knows is attempting or intending to lobby the
member or any of the public persons or bodies listed in
paragraph (a); or
(iii) is maintaining an active lobbyist registration with the
municipality, whether or not with respect to any specific or
current subject matter.
In the case of any of the recognized exceptions (b), (e), (f), (h) and (i), if the value
of the gift or benefit exceeds $300.00, or if the total value of gifts or benefits
received from any one source during the course of a calendar year exceeds
$300.00, the member shall file, within 30 days of receipt of the gift or benefit, or
of reaching the annual limit, a disclosure statement with the Municipal Clerk.
The disclosure statement must set out:
1. the nature of every gift or benefit received;
2. its source and date of receipt;
3. the circumstances under which it was given and received;
4. its estimated value;
5. what the recipient intends to do with any gift; and
6. whether any gift will at some point be provided to the municipality.
Every disclosure statement filed under this Code shall be made a public record.
Upon receiving a disclosure statement, the Municipal Clerk shall forward the
statement to the Integrity Commissioner who shall examine it to ascertain
whether the receipt of the gift or benefit might, in his or her opinion, constitute a
contravention of this Code or create a conflict between a private interest and the
public duty or responsibilities of the member. In the event that the Integrity
Commissioner makes such a determination, he or she shall call upon the
member to justify receipt of the gift or benefit.
Should the Integrity Commissioner determine that receipt of any gift or benefit
was inappropriate, he or she may direct the member to return the gift, reimburse
the donor for the value of any gift or benefit already consumed, forfeit the gift or
remit the value of any gift or benefit already consumed, to the Municipality.
Except in the case of exceptions (a), (c), (f) and (i), no member shall accept a gift
or benefit worth in excess of $500.00, or gifts or benefits from one source during
a calendar year which together are worth in excess of $500.00.
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10. CONFIDENTIAL INFORMATION
10.1 No member shall,
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(a) disclose, release or publish by any means to any person or to the public
any confidential information acquired by virtue of his or her office, in any
form, except when required or authorized by Council or otherwise by law to
do so;
(b) use confidential information for personal or private gain or benefit, or for the
personal or private gain or benefit of any other person or body;
(c) disclose a matter, the substance of the matter, and information pertaining
to a matter, that has been debated or discussed at a meeting closed to the
public, and shall be maintained as confidential, unless authorized by the
Council or legislation to be released, generally or subject to conditions, and
such are complied with;
(d) disclose the content of any matter referred to in the preceding paragraph or
the subject -matter of deliberations at a meeting closed to the public
meeting, unless such matter has been lawfully and knowingly discussd by
Council at a meeting that is open to the public or where Council authorizes
the release the information to the public;
(e) without lawful authority, disclose, or make personal use of, any of the
following types of confidential information:
(i) information concerning litigation, negotiation or personnel
matters,
(ii) information the publication of which may infringe on the rights
of any person (e.g. source of a complaint where the identity of
a complainant is given in confidence),
(iii) price schedules in any contract, tender or proposal document
while such remains a confidential document,
(iv) information deemed to be"personal information"underthe
Municipal Freedom of Information and Protection of Privacy
Act, or
(v) any other information or statistical data required by law notto
be released; and
(f) obtain access, or attempt to gain access, to confidential information in the
custody of the Municipality except to the extent that such access is
necessary for the performance of his or her duties and such access is not
prohibited by Council or otherwise by law.
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11. USE OF MUNICIPAL PROPERTY, SERVICES AND OTHER RESOURCES
11.1 Subject to 11.2 below, no member shall,
(a) use, or permit the use of, Municipal land, facilities, equipment, supplies,
services, staff or other resource, including any municipally -owned
information, website, transportation delivery service orfunds allocated for
the member expenses of his or her office, for any purpose or activity other
than the lawful business of the Municipality; or
(b) seek or acquire any personal financial gain from the use or sale of
confidential information, or of any municipally -owned intellectual property
including any invention, creative writing or drawing, computer program,
technical innovation, or any other information or item capable of being
patented or copy righted, of which property remains exclusively that of the
Municipality.
11.2 Incidental and occasional personal, non-commercial use of email/internet and a
personal communication device (i.e. Blackberry) is permitted.
12. CONDUCT OF ELECTION CAMPAIGN
12.1 Every member shall comply with all applicable requirements of the Municipal
Elections Act, 1996, S.O. 1996, c. 32, Sched.
12.2 No member shall,
(a) use confidential information, facilities, equipment, supplies, services or
other resources of the Municipality, including any member newsletter or
website linked through the Municipality's website, for any election
campaign or campaign -related activity;
(b) undertake campaign -related activities on municipal property except as
otherwise provided for in Policy F5 — Political Activities; or
(c) use the services of any person for election -related purposes during hours
in which that person receives any compensation from the Municipality.
13. NO IMPROPER USE OF INFLUENCE
13.1 No member shall,
(a) use the influence of his or her office for any purpose other than for the
lawful exercise of his or her official duties and for municipal purposes;
(b) use his or her office or position to influence or attempt to influence the
decision of any other person, for the member's private advantage or that of
the member's parent, child, spouse, staff, friend, or associates, business
or otherwise;
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(c) attempt to secure preferential treatment beyond activities in which
members normally engage on behalf of their constituents as part of their
official duties; or
(d) hold out the prospect or promise of future advantage through the
member's supposed influence within Council, in return for any action or
inaction.
13.2 For the purposes of this provision, "private advantage" does not include a matter
that,
(a) is of general application;
(b) affects a member, his or her parents/children or spouse, staff, friends or
associates, business or otherwise, as one of a broad class of persons; or
(c) concerns the remuneration or benefits of a member.
13.3 Section 13.1 does not prevent a member from requesting that Council grant a
lawful exemption from a Municipal policy not including this Council Code of
Conduct.
14. NO REPRISAL OR OBSTRUCTION IN THE APPLICATION OR
ENFORCEMENT OF THIS CODE
14.1 Every member must respect the integrity of the Council Code of Conduct and
inquiries and investigations conducted under it, and shall cooperate in every way
possible in securing compliance with its application and enforcement.
14.2 No member shall obstruct the Integrity Commissioner, his or her designate, or
any other Municipal official involved in applying or furthering the objectives or
requirements of the Council Code of Conduct, in the carrying out of such
responsibilities, or pursuing any such objective.
14.3 No member shall undertake any act of reprisal or threaten reprisal against a
complainant or any other person for providing relevant information to the Integrity
Commissioner or any other person under the Council Code of Conduct.
15. STATUTES REGULATING THE CONDUCT OF COUNCILLORS
15.1 Members acknowledge that in addition to this Council Code of Conduct, the
following legislation and Clarington Policies also govern the conduct of
members:
(a) Municipal Act, 2001;
(b) Municipal Conflict of InterestAct, R. S. O. 1990, c. M. 50;
(c) Municipal Elections Act, 1996;
(d) Municipal Freedom of Information and Protection of Privacy Act,
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(e) Occupational Health and Safety Act, R. S. O. 1990, c. 0.1;
(f) Human Rights Code, R. S. O. 1990, c. H. 19; and
(g) Criminal Code, R.S.C. 1985, c. C-46.
(h) Clarington Policy F-110 Use of Corporate Resources for Election
Purposes
(i) Clarington Policy F5 Political Activities
15.2 A member may become disqualified and lose his or her seat by operation of
law, including being convicted of an offence under the Criminal Code or the
Municipal Elections Act, 1996, or being found to have failed to comply with the
Municipal Conflict of Interest Act, whether or not the conduct in question involves
a contravention of this Council Code of Conduct.
15.3 In the case of any inconsistency between this Council Code of Conduct and a
federal or provincial statute or regulation, the statute or regulation shall prevail.
15.4 All references to any statute, regulation, by-law or legislation shall be deemed
to be a reference to the statute, regulation, by-law or legislation as amended,
consolidated, replaced or superseded.
16. INTEGRITY COMMISSIONER
16.1 The Integrity Commissioner shall be responsible for performing in an independent
manner the following functions as assigned bythe Municipality with respectto:
(a) the application of the Council Code of Conduct; and
(b) the application of any procedures, rules and policies of the Municipality
governing the ethical behaviour of members;
and, without limiting the generality of the foregoing, shall be entitled to
undertake investigations or not undertake investigations in accordance with
provisions of Part V.1 of the MunicipalAct, 2001.
16.2 In addition, to the responsibilities set out in Section 16. 1, the Integrity
Commissioner shall also provide:
(a) information to Council as to members' obligations under the Council Code
of Conduct and the Complaint Procedure;
(b) advice to individual members regarding specific situations as they relate to
the application of the Council Code of Conduct;
(c) advice to Council on other policies and procedures that relate to the ethical
behavior of members;
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(d) information to the public regarding the Council Code of Conduct and the
obligations of members under the Council Code of Conduct; and
(e) an annual report to Council on the activities of the Integrity Commissioner.
16.3 Without limiting the generality of Section 16.1, the Integrity Commissioner may
determine, on a case-by-case basis, whether to undertake an investigation or not
to undertake an investigation. The Integrity Commissioner shall be entitled to
summarily dismiss a complaint filed in accordance with the Complaint Procedure
on the basis that it constitutes in his or her opinion, an abuse of process or is
frivolous orvexatious.
16.4 Without limiting the generality of Section 16, all determinations of the Integrity
Commissioner under the Council Code of Conduct shall be made in his or her
own absolute discretion and shall be final and binding.
16.5 A request by a member of Council, or of a local board for advice from the
Integrity Commissioner shall be made in writing.
16.6 Where the Integrity Commissioner provides advice to a member of Council or
local board, the advice shall be in writing.
16.7 Where the Integrity Commissioner provides educational information to of the
public about the Municipality's Council Code of Conduct, the Integrity
Commissioner may summarize advice he or she has provided, but shall not
disclose confidential information that could identify a person concerned.
17. COMPLAINTS
17.1 All complaints pursuant to the Council Code of Conduct shall be filed in
accordance with the Complaints Procedure inAppendix "A" attached hereto.
18. PENALTIES
18.1 Council may, where it has received a report from its Integrity Commissioner that
there has been a violation of the Council Code of Conduct, impose one of the
following penalties on a member who has been found to be in contravention of the
Council Code of Conduct:
(a) a reprimand; or
(b) suspension of the remuneration paid to the member in respect of his or her
services as a member for a period of up to 90 days.
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19. ANNUAL REPORTS
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19.1 The Integrity Commissioner shall submit an annual report to Council which will
include information on the nature and volume of activity for the past year and
provide examples, while maintaining the anonymity of the persons involved, in
respect of advice provided and the nature of complaints received and for which a
response was issued.
19.2 The annual report of the Integrity Commissioner shall be provided to Council for
information purposes. The report is a public document.
Municipality of Clarington's
COUNCIL CODE OF CONDUCT
COMPLAINT PROCEDURE
(the "Complaint Procedure")
1. Procedure — Informal Complaint
1.1 Any person who believes that a member is in contravention of the Municipality of
Clarington's Council Code of Conduct may address their concerns in the following
manner:
(a) advise the member that their behaviour or activity contravenes the Council
Code of Conduct;
(b) encourage the member to stop the prohibited behaviour or activity;
(c) if applicable, confirm to the member their satisfaction or dissatisfaction with the
member's response to the concern identified; and
(d) keep a written record of the incidents including dates, times, locations, other
persons present, and any other relevant information, including steps taken to
resolve the matter.
1.2 If any person is not satisfied with the response received through the
aforementioned informal process, the person may proceed with a formal complaint
through the Integrity Commissioner as outlined in Section 2 of the Complaint
Procedure.
2. Procedure — Formal Complaint
2.1 Any person who has reasonable grounds to believe that a member of Council has
contravened the Council Code of Conduct may address their concerns through the
formal complaint process set out below:
(a) all formal complaints ("Complaints") must be made using the Municipality's
Complaints Form (see Schedule "A") and shall be dated and signed by the
person making the Complaint (the "Complainant");
(b) the Complaint must include an explanation as to why the issue raised may be a
contravention of the Council Code of Conduct and any evidence in support of
the allegation must be included with the Complaints Form;
(c) any witnesses in support of the allegation must be identified on the Complaint
Form;
(d) the Complaint Form must include the name of the member alleged to have
breached the Council Code of Conduct, the specific provision(s) of the Council
Code of Conduct allegedly contravened, the date, time and location of the
alleged contravention (s) and any other information as required on the
Complaint Form;
(e) the Complaint shall be filed directly with the Integrity Commissioner who will
determine whether the matter is, on its face, a Complaint with respect to non-
compliance with the Council Code of Conduct and not covered by other
legislation or policies; and
(f) the Complaint must be submitted to the Integrity Commissioner no later than
six (6) months from the date in which the alleged violation occurred and no
action will be taken on a Complaint received after this deadline.
2.2 The Integrity Commissioner may request additional information from the
Complainant in order to properly assess the Complaint.
2.3 A Complainant may, at any time, abandon a Complaint.
3. Response of Integrity Commissioner of Complaint Outside Jurisdiction
3.1 If the Complaint received by the Integrity Commissioner does not relate to a non-
compliance with the Council Code of Conduct, it will be deemed not to be a
Complaint and the Integrity Commissioner shall advise the Complainant in writing
as follows:
(a) Criminal Matter — if the Complaint is an allegation of a criminal nature
consistent with the Criminal Code, R.S.C. 1985, c. C-46, the Complainant shall
be advised that pursuit of such an allegation can only be made through the
appropriate police service;
(b) Municipal Conflict of Interest — if the Complaint is an allegation with respect to
matters under the Municipal Conflict of Interest Act, R.S.O. 1990, c. M.50, the
Complainant shall be advised of their right to review the matter with their own
legal counsel;
(c) Municipal Freedom of Information and Protection of Privacy — if the Complaint
is more appropriately addressed under the Municipal Freedom of Information
and Protection of Privacy Act, R.S.O. 1990, c. M.56,
(d) Where the complainant is seeking access to records, the Complainant shall be
advised of their option to contact the Clerk for details regarding the application
process, or
(e) Where the complainant is pertaining to a confidentiality breach, the complainant
shall be advised of their option to contact the Information and Privacy
Commissioner;
(f) Overlap of Jurisdiction — where the complaint pertains to a member that is also
a member of the Council of the Region of Durham, the Integrity Commissioner
shall, based on the details of the complaint, make a determination as to
whether the complaint pertains to the member in his/her capacity of a member
of Clarington Council or in his/her capacity of a member of Regional Council
and shall proceed with the investigation involving the appropriate organization.
(g) Other Matters — if the matter is covered by other policies or legislation, the
Complainant will be advised and directed to proceed in a manner as
considered appropriate by the Integrity Commissioner.
4. Refusal to Conduct an Investigation
4.1 If upon, review of a Complaint, the Integrity Commissioner is of the opinion that the
Complaint is frivolous, vexatious or not made in good faith, or that there are no or
insufficient grounds for an investigation, the Integrity Commissioner will not conduct
an investigation and shall communicate this position in writing to the Complainant
and the member identified in the Complaint Form. The Integrity Commissioner is
under no obligation to prepare a report for any matters that he or she summarily
dismisses or determines not to investigate.
5. Opportunity for Resolution
5.1 If at any time following the receipt of a Complaint or during the investigation
process, the Integrity Commissioner believes that an opportunity to resolve the
matter may be successfully pursued without a formal investigation, and both the
Complainant and the member agree, efforts may be made to achieve an informal
resolution. The formal Complaint will be held in abeyance during such time.
6. Investigation
6.1 If the Integrity Commissioner determines that a formal investigation is required, he
or she shall:
(a) provide a copy of the Complaint and any supporting materials to the member
whose conduct is in question with a request that a written response to the
allegation be provided to the Integrity Commissioner within ten (10) days;
(b) provide a copy of the response provided by the member to the Complainant
with a request for a written reply within ten (10) days;
(c) have free access to all books, accounts, financial records, electronic data
processing records, reports, files and all other papers, things or property
belonging to or used by the municipality that the Integrity Commissioner
believes to be necessary for an investigation; and
(d) make interim reports to Council where necessary and as required to address
any issues of interference, obstruction, delay or retaliation, if any, encountered
during the investigation.
6.2 The Integrity Commissioner may elect to exercise the powers under sections 33
and 34 of the Public Inquiries Act, 2009, S.O. 2009, c. 33, Sched. 6, in which case
those sections apply to the investigation.
7. Co -Operation
7.1 A Member shall co-operate in every way possible with the Integrity Commissioner
in any investigation of a Complaint and the enforcement of the Council Code of
Conduct.
7.2 A member of staff may not assist a member in his/her duties under this Procedure,
including, but not limited to, assisting in preparing the member's written response
to the Integrity Commissioner.
8. Suspension of Investigation
8.1 The Integrity Commissioner will cease the investigation if:
(a) a Complainant abandons the request for an investigation, in which case the
Integrity Commissioner shall report to Council as set out in Section 9; or
(b) the Integrity Commissioner determines that there are reasonable grounds to
believe that there has been a contravention of any other statute or of the
Criminal Code, in which case the Integrity Commissioner shall immediately
refer the matter to the appropriate authorities and suspend the investigation
until any resulting police investigation and charge(s) have been finally disposed
of, and shall report the suspension to Council.
9. Report Regarding Recommendation
9.1 The Integrity Commissioner shall report to the Complainant and the member on
the results of his or her review within 60 days of receiving a complete Complaint
Form upon completion of an investigation. If the investigation process requires
more than 60 days, the Integrity Commissioner shall provide an interim report to
the Complainant and member indicating when the complete report may be
available.
9.2 If, during the investigation process, the Complaint is withdrawn, sustained or
resolved, the Integrity Commissioner shall report to Council outlining the findings,
the terms of any resolution and any recommended action within 30 days.
9.3 If, upon completion of the investigation, the Integrity Commissioner finds that there
has been no contravention of the Code, or that a contravention occurred but the
member took all reasonable measures to prevent it, or the contravention
committed was trivial or committed through inadvertence or an error of judgment
made in good faith, the Integrity Commissioner shall set this out in a report to
Council.
9.4 If, upon completion of the investigation, the Integrity Commissioner finds that a
breach of the Council Code of Conduct has occurred, the Integrity Commissioner
shall report his or her findings to Council including a recommendation as to the
imposition of a penalty as set out in subsection 223.4(5) of the Municipal Act, 2001
S.O. 2001, c. 25, namely either:
(a) a reprimand; or
(b) a suspension of remuneration paid to the member for a period of up to 90 days.
9.5 The report shall only disclose such information that, in the Integrity
Commissioner's opinion, is required for the purposes of the report.
10. No Appeal of Integrity Commissioner's Decision
10.1 There is no appeal of the decision of the Integrity Commissioner.
11. No Complaints or Reports Prior to Election
11.1 No Complaint may be referred to the Integrity Commissioner or forwarded by the
Clerk for review and/or investigation after July 1 in any year in which a regular
municipal election will be held. The Clerk shall forward any Complaint received
after July 1 to the Integrity Commissioner on as soon as possible after the new
Council has taken office in a regular election year and advise the Complainant of
this process.
11.2 Notwithstanding Section 9 of this Complaint Procedure, the Integrity
Commissioner shall not make any report to Council or any other person after the
last regular Council meeting in July in any year in which a regular municipal
election is to be held. Any reports will be made to the first Council meeting held
after the inaugural meeting of the new Council.
12. Confidentiality
12.1 The Integrity Commissioner and every person acting under his or her instructions
shall preserve the confidentiality of all documents, material or other information,
whether belonging to the Municipality or not, that come into their possession or to
their knowledge during the course of their duties as required by section 223.5 of
the Municipal Act, 2001. Pursuant to subsection 223.5(3) of the Municipal Act,
2001, Section 9 of the Complaint Procedure prevails over the Municipal Freedom
of Information and Protection of Privacy Act.
13. Delegation
13.1 The Integrity Commissioner may delegate, in writing, to any person, other than a
member, any of the Integrity Commissioner's powers and duties.