HomeMy WebLinkAboutCAO-002-19 Clarington
CAO
REPORT
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Report To: General Government Committee
Date of Meeting: February 11, 2019
Report Number: CAO-002-19 Resolution: GG-049-19, GG-308-19 &GG-374-19
File Number: By-law Number:
Report Subject: New Staffing Policy
Recommendations:
1. That Report CAO-002-19 be received; and
2. That the New Staffing Policy attached to Report CAO-002-19 be approved.
Municipality of Clarington
Report CAO-002-19 Page 2
Report Overview
The proposed New Staffing Policy establishes an annual funding envelope for new
permanent and contract positions. The envelope provides flexibility to maintain service
levels with appropriate cost controls.
1 . Background
1.1 Report FND-003-11 included a policy recommendation, approved by Council, that "...
budgetary allocation for new staffing in any given year not ... exceed the value of
assessment growth for that year." This recommendation was in relation to a proposed
multi-year staffing plan. The plan and policy were never followed by Council.
1.2 At the Special Council Meeting on January 18, 2019, there was discussion regarding
the efficiency of having Council approve all new staff positions in the budget. With the
exception of the Chief Administrative Officer and statutory officers, Council is not
involved in the hiring of staff. It follows that management is best positioned to allocate
the resources determined by Council (through the approved budget) and deploy staff to
provide the services approved by Council.
2. Policy
2.1 Over the past several budget cycles, the concept of a funding envelope for new hires
has been discussed. The main advantage of this approach is that it would provide
flexibility to maintain service levels and respond to changing needs. A funding envelope
would also provide Council with a measure of cost control.
2.2 The primary reason for additional staffing is the increase in the demands for services
caused by the Municipality's increasing population.
2.3 Unlike the plan and policy approved by Council in 2011 (through FND-003-11), the
proposed policy does not set a staff funding limit based on the growth in assessment.
Instead, it links any new staffing to the prior year's levy.
2.4 For context, the policy approved by Council in 2011 to link new staffing to assessment
growth would have resulted in an average limit of over $1.2 million over the past 5
years. In 2018, assessment growth was over $1.6 million.
Municipality of Clarington
Report CAO-002-19 Page 3
2.5 The proposed policy sets a funding envelope limit of 0.8% of the prior year's levy. Over
the past 5 years, a funding envelope using this approach would have capped staffing
increases at an average level of $406,000. For 2019, the level using this approach would
be approximately $452,000.
2.6 The following chart graphically shows the information set out in 2.4 and 2.5 above
alongside the staffing levels requested by staff and approved by Council over the years
2014 — 2018. The staffing numbers include both levy and non-levy funded positions.
Proposed Staffing Policy vs Assessment Growth and Actuals
2014to 2418
1,B44,DC
1,644,006
1.444,464
1,x44,444
1.4aa,400 - —
566,4[16 -
444 464
x44,446 —
2414 2415 2015 2017 2M
•Proposedpo'!c, _ ssessmentgrovlth Requestedstaffcg —Approvedstaffirg
2.7 In recognition of previous decisions of Council, incremental funding of future firefighters is
dealt with separately in the policy. On an annual basis, the contribution to the Future
Staffing Reserve Fund will be increased by $125,000 in the proposed 2019 budget
(making a total contribution to the reserve in 2019 of$250,000) for planned future
firefighters.
Municipality of Clarington
Report CAO-002-19 Page 4
2.8 It is recommended that the funding limit be based on the prior year's levy as this would
enable the CAO to make staffing decisions in a timely manner. Assessment growth may
not be determined until December which makes a staffing decision for inclusion in a
proposed budget difficult.
2.9 The proposed policy does not include positions for which there is no tax levy impact. An
example would be a building inspector whose salary and benefits are 100% funded
through user fees under the Building Code Act, 1992.
2.10 The policy also recognizes that from time to time, the Municipality may wish to enter into
new services or significantly enhance a service. In these cases, staffing requirements for
these new services or enhanced services are not included in the funding envelope and
would have to be approved by Council. An example would be new staff required to
manage and operate a new recreation facility.
2.11 It is proposed that unexpended funds from any budget be placed in the Future Staffing
Reserve Fund for use in future years in recognition that there may not be a need each
year to utilize the full funding, but there may be years in which a higher need than the
annual contribution limit is required. This strategy will smooth increases to the tax levy
and provide the CAO with flexibility to meet service demands.
2.12 Funds specifically entered into the Future Staffing Reserve Fund for Emergency Services
personnel, a separate calculation, will be used solely for Emergency Services staffing.
Funds entered into the Future Staffing Reserve Fund for other staffing will be used for
non-Emergency Services staffing.
3. Concurrence
The Treasurer/Director of Finance concurs with the recommendations in this report.
4. Conclusion
It is respectfully recommended that the proposed policy be approved.
Municipality of Clarington
Report CAO-002-19 Page 5
5. Strategic Plan Application
Not applicable.
Submitted by
Andrew C. Allison, B. Comm, LL.B
CAO
Staff Contact: Nathan Schroor, Policy Analyst, 905-623-3379 x.2611 or
nschroor@clarington.net
Attachment 1 - New Staffing Policy
ATTACHMENT 1 TO
REPORT CAO-002-19
•
arin n
Leading the Way
Corporate Policy
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ordinator at 905-623-3379 ext. 2131
POLICY TYPE: Working Conditions and Programs
SUBSECTION: Working Conditions
POLICY TITLE: New Staffing
POLICY #: E13
POLICY APPROVED BY: Council
EFFECTIVE DATE: February 25, 2019
REVISED: February 25, 2019
APPLICABLE TO: All Employees
1 . Purpose
The Municipality is committed to demonstrating good governance and ensuring value
for the tax dollar. This Policy provides a framework for staffing decisions and provides a
higher degree of certainty in the planning for organizational growth. It is intended to
ensure responsible and predictable funding to maintain existing service levels.
2. Scope
a) This Policy applies to all Municipal departments and all new positions whether full
or part time, permanent or contract that are required to maintain current levels of
service.
b) This policy does not apply to positions that are related to new or significantly
enhanced services of the Municipality or positions for services that are fully
funded by user fees.
3. Policy
a) New staffing decisions will be made by the CAO based on a review of individual
business cases prepared with three primary considerations: level of service,
growth and balancing strategic priorities.
b) When reviewing the annual budget, Council will be asked to approve a new staff
funding envelope for permanent or contract tax funded positions up to a
maximum of 0.8 percent of the prior year's levy.
c) In addition to the funds described in clause b) above, the Treasurer will include
within the budget an incremental increase in contribution to the Future Staffing
Reserve Fund for WH HTDHW RI one firefighter until RFD OHFW
RWHUH.
d) Unexpended monies from the annual funding envelope will be contributed to the
Future Staffing Reserve Fund for allocation in future years.
e) Funds specifically entered into the Future Staffing Reserve Fund for Emergency
Services personnel in accordance with clause c) above will be used solely for
Emergency Services staffing. Funds entered into the Future Staffing Reserve
Fund for other staffing will be used for non-Emergency Services staffing.
f) This Policy shall be reviewed following to the completion of the budget process of
the first year of each term of Council or as deemed necessary.