HomeMy WebLinkAboutFND-015-17Finance Department
Report
If this information is required in an alternate accessible format, please contact the Accessibility
Coordinator at 905-623-3379 ext. 2131.
Report To: General Government Committee
Date of Meeting: October 16, 2017
Report Number: FND-015-17 Resolution:
File Number: By-law Number:
Report Subject: 2017/2018 Insurance Program
Recommendations:
1.That Report FND-015-17 be received;
2.That the general insurance placement, in conjunction with the other member
municipalities of the Durham Municipal Insurance Pool, with the Frank Cowan Company
for an integrated pooling arrangement that includes integrated insurance coverages and
common self-retention deductible levels for the period July 1, 2017 to June 30, 2018, at
an approximate cost to Clarington of $900,653 be confirmed;
3.That Clarington’s share of the $4.2 million surplus funds, amounting to $544,740 be
utilized for risk management and claims prevention projects as identified; and
4.That the purchase of cyber liability coverage through the Frank Cowan Company at a
cost of $21,600 be confirmed.
#GG-436-17
Municipality of Clarington
Report FND-015-17 Page 2
Report Overview
2017/2018 has been another successful year for the Durham Municipal Insurance Pool and
Clarington has benefitted strongly through a 4.5% premium decrease. Due to the changes
in the global risk environment, Clarington has also purchased cyber liability coverage.
This report is primarily an update to Council on the status of the Durham Municipal
Insurance Pool and current initiatives being undertaken.
1. Background
1.1 The purpose of this report is to provide an update to the General Government Committee
regarding the status of the Municipality’s insurance program.
1.2 This report also includes a review and update of the Durham Municipal Insurance Pool,
which is now entering its seventeenth year of successful operations.
1.3 Clarington is a founding member of the Durham Municipal Insurance Pool which was
established to achieve financial savings by co-operatively purchasing insurance
coverages with local and pool level deductibles and by implementing common risk
management practices. The pool protects participating municipalities from increasing
insurance premium costs through an alternative risk-financing program with a higher
single deductible and collectively self-insuring claims within that deductible. Clarington
has held the position of Chair of the Board of the Durham Municipal Insurance Pool since
its inception.
1.4 The Durham Municipal Insurance Pool was launched in July 2000 with the participation of
the Town of Ajax, Town of Whitby, Municipality of Clarington, Township of Brock,
Township of Scugog, Township of Uxbridge and the Region of Durham. Agreements
were executed to facilitate the City of Oshawa joining the Durham Municipal Insurance
Pool effective July 1, 2017. All pre-existing surpluses are protected for the founding
members.
1.5 Member municipalities are provided with coverage in the areas of general liability, errors
and omissions, auto liability and property insurance. The Durham Municipal Insurance
Pool provides municipal specific resources such as loss prevention programs, site audits
and training.
Municipality of Clarington
Report FND-015-17 Page 3
2. 2017/2018 Insurance Contract Renewal
2.1 Within the terms of the subscriber’s agreement, the Durham Municipal Insurance Pool
members agree to make a contribution sufficient enough to pay administration costs,
expenses (including actuarial and audit), premiums and a claim funding amount that is
supported by full actuarial projections and analyses.
2.2 The Durham Municipal Insurance Pool has been able to position itself to minimize the
impact of increases in insurance premiums paid to insurance companies related to
property, casualty and liability coverages.
2.3 Annually, the Durham Municipal Insurance Pool allocates the cost of the program to its
members in the form of member contributions. It is their objective that annual
contributions are sufficient to cover the total cost of the insurance premium, the payments
for all self-insured claims, the administration costs and the risk management costs
(including actuarial and audit services) for each year. The actuaries for the Durham
Municipal Insurance Pool have allocated costs across the municipalities on an actuarially
determined basis, utilizing considerations for current exposures, claim frequency and
claim severity. The Board of Directors approves this levy allocation methodology every
three (3) years. Clarington’s allocation for 2017/2018 is 12.42%. A transition period will
be established to blend City of Oshawa into the allocation methodology.
2.4 When the cost of purchasing the insurance coverages for 2017/2018 is combined with the
amount of funds that must be set aside for self-insured claims and the investment income
anticipated for the 2017/2018 period, Clarington’s share of the total decrease will be
4.5%.
2.5 We have also secured a three (3) year rate stability agreement with the Frank Cowan
Company, which is a significant benefit for the Durham Municipal Insurance Pool
members.
2.6 The Board of Directors of the Durham Municipal Insurance Pool (of which Clarington sits
as Chair), has placed coverage with the Frank Cowan Company for an integrated pooling
arrangement.
3 Benefits of an Insurance Pool
3.1 The main components of the structure of the Durham Municipal Insurance Pool
arrangements are summarized as follows:
Each municipality retains their respective current deductibles ranging from $5,000 to
$100,000 (Clarington’s deductibles are primarily $25,000);
Municipality of Clarington
Report FND-015-17 Page 4
The pool self-insures losses between these local deductibles and a per claim limit of
$500,000 (on a group basis) for integrated coverages;
Under this structure, local municipalities are responsible for funding losses from $0 to
their individual deductible amounts;
Between these local municipal deductibles and the pooled retention limit of $500,000, the
seven (7) members share the cost on a collective basis; and
Excess of a $500,000 per claim loss, the members purchase insurance from municipal
insurers for protection on a collective basis against catastrophic claim losses.
3.2 During its seventeen years of existence, this innovative risk financing venture continues
to be a highly effective method by which the municipalities have enjoyed:
Broader insurance coverage;
Control over the costs of insurance claims below the $500,000 deductible;
Pro-active, comprehensive and coordinated risk management services to reduce property
and liability exposures;
Increased investment income on the retained portion of the pre-funded claims loss
reserve; and
Accumulated savings from reduced premium costs.
4 Durham Municipal Insurance Pool Surplus Distribution
4.1 The Durham Municipal Insurance Pool continues to be financially stable. Any surplus for
the Pool that is generated due to investment income and better than expected claims
experience is to ensure that the Pool has sufficient resources for unexpected or adverse
development of claims.
4.2 Upon consultation with the Durham Municipal Insurance Pool’s actuaries and based on
Durham Municipal Insurance Pool’s financially stable and fiscally sound results, the
following resolution has been unanimously approved by the Durham Municipal Insurance
Pool Board of Directors directing the payment of a $4,200,000 dividend to the Pool
members.
Municipality of Clarington
Report FND-015-17 Page 5
“The Board of Directors of the Durham Municipal Insurance Pool agree to distribute $4.2
million in surplus funds to the founding subscribers as stated in the executed Subscribers
Agreement as follows:
DURHAM MUNICIPAL
INSURANCE POOL Member
Amount ($)
Ajax 635,460
Brock 129,780
Clarington 544,740
Durham 1,826,580
Scugog 186,060
Uxbridge 172,620
Whitby 704,760
Total 4,200,000
The Board of Directors further agrees to recommend that each members’ share be re-
invested into their local Insurance and Risk Management Reserve Fund to provide for
future program costs related to their insurance and risk management requirements.”
4.3 The 2017/2018 renewal for Durham Municipal Insurance Pool has been proven
successful strategically and financially. Continued positive claims experience and stable
investment income resulted in Durham Municipal Insurance Pool’s ability to return its third
dividend within the last four (4) years.
4.4 Clarington’s share of the Durham Municipal Insurance Pool surplus distribution in the
amount of $544,740 was deposited into Self Insured Losses Reserve, to be used for risk
management initiatives. In consultation with Department Heads, funds have been
allocated for continued rural road safety audit work ($293,740), sidewalk repair
($196,000), cyber security training ($15,000) and cyber risk assessment ($40,000). The
rural road safety audit work includes proper signage for approximately 100 horizontal
curves and the upgrade of 75 short-term roadside hazard priorities. Medium and long-
term priority roadside hazards identified in the rural road audit study will be addressed in
future years.
5 Cyber Insurance Coverage
5.1 To a great extent, traditional insurance policies are excluding or not responding to data
breaches. The Frank Cowan Company advised the Durham Municipal Insurance Pool
that beginning with the 2017/2018 policy year, separate insurance coverage would be
required to protect Durham Municipal Insurance Pool members from claims resulting from
the unauthorized access of confidential information.
Municipality of Clarington
Report FND-015-17 Page 6
5.2 Due to this changing nature of global risks, Clarington has secured cyber liability
coverage that required a detailed application process including risk assessments and
cyber awareness training evidence, etc.
6 Status of Insurance Claims
6.1 Each department in the Municipality has a role to play in risk management practices to
reduce claims, as well as claims handling practices to reduce exposure when claims are
received. Ongoing training occurs, both as components of annual departmental training
programs, as well as specific risk management or claims handling seminars co-ordinated
or hosted through the Finance Department. Risk inspections are also undertaken.
6.2 Currently, there are approximately 56 outstanding claims with an estimated financial
impact of $2.4 million. As referenced above, Clarington pays the deductible and the
balance of the costs are covered through the Durham Municipal Insurance Pool and the
Frank Cowan Company. This forms part of the annual municipal insurance budget.
6.3 The bulk of the claims relate to slips, trips and falls on municipal sidewalks and motor
vehicle accidents.
7 Concurrence – not applicable
8 Conclusion
8.1 Risk pooling is a long-term management strategy. It is not a “quick fix” for insurance
pricing problems. The full benefits of participation in a risk pool are not fully realized for
several years. The Durham Municipal Insurance Pool has not been in existence for a
sufficient period of time that these benefits are being realized on an annual basis. The
Durham Municipal Insurance Pool has been in place for seventeen years and is an
outstanding achievement in alternative service delivery.
8.2 For the 2017/2018 year, the Durham Municipal Insurance Pool has been successful in
obtaining a favourable insurance placement with minimal cost increases and expanded
coverages. Participation in the Durham Municipal Insurance Pool has provided a
successful mechanism both to control insurance costs as well as promote risk
management practices to reduce claims and protect against lawsuits. Therefore,
Clarington proceeded with the insurance placement in conjunction with the Durham
Municipal Insurance Pool with the Frank Cowan Company, pursuant to our subscribers’
agreement, as well as placing separate cyber liability coverage with the Frank Cowan
Company.
Municipality of Clarington
Report FND-015-17 Page 7
9 Strategic Plan Application
The recommendations contained in this report conform to the Strategic Plan.
Submitted by: Reviewed by:
Nancy Taylor, BBA, CPA, CA, Andrew C. Allison, B. Comm, LL.B
Director of Finance/Treasurer CAO
Staff Contact: Nancy Taylor, Director of Finance/Treasurer, 905-623-3379 ext 2602 or
ntaylor@clarington.net
There are no interested parties to be notified of Council's decision