HomeMy WebLinkAbout1977-08-23August 23, 1977
Mr. Robert Dykstra
Chairman
Courtice Area Task Force
Town of Newcastle
40 Temperance Street
Bowmanville, Ontario
Group
40 University Ave.
6th Floor
Toronto, Ontario
M5J 1T1
(416) 862-0450
Dear Mr. Dykstra:
On May 6,1977, the Courtice Area Task Force requested that the
IBI Group review a report prepared by M.V. Jones and Associates Limited,
entitled "The Financial Impact of Development Upon Newcastle Courtice
Residents". Ourreview focused on those portions of the M.V. Jones study
which dealt with municipal financial impacts*and included:
a) comments on methodology uses;
b) updating the report using the most recent municipal
financial statistics; and
c) comments on the relevance of the findings to the
proposed first phase development in Courtice.
The section dealing with financial impact in the M.V. Jones Study
consisted of three reports. The first dealt with financial impact based
on 1971-73 information prior to the introduction of regional government.
Information from the four previous municipalities that now constitute the
Town of Newcastle was combined to provide an information base for this
*It should be pointed out that a second impact issue related to the
frontage charges imposed to recover the costs of the trunk water and
sanitary services, is being analyzed separately by the Region of Durham
together with the services of a consulting hydrologist.
IBI is a group of companies practicing professional consulting and is affiliated with
Beinhaker/Irwin Associates Architects, Engineers and Planners
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Mr. Robert Dykstra 2,
chapter. This was superceded by the second report, which dealt with the
newly—created Town of Newcastle based on 19.74 information. The third report
dealt with the potential impact on the market and assessed values of prop-
erties in the Courtice area. Our review concentrated on Report Two of the
M. V. Jones Study as this report pertains specifically to the municipal
financial impact of the proposed first phase development in Courtice.
CONCLUSIONS
Report Two of the M..V. Jones Study concluded that major urban devel-
opment would not have a major impact on the municipal taxes paid by the Town's
present and future residents.
It is our finding that while the methodology used to carry out the
analysis of financial impact was generally appropriate, the assumptions made
throughout the analysis have not been documented in sufficient detail for a
comprehensive review to be carried out and hence, we must conclude that we
are unable to either confirm or deny the M. V. Jones Study conclusion.
The specific areas for which we found insufficient documentation are noted
in the body of this letter.
In carrying out our review, we have, held discussions with the
report's author, Mr. L. Robinson of M. V. Jones Associates. Mr. Robinson
confirmed that no further documentation exists that would permit a more
comprehensive review of the report.
Mr. Robert Dykstra
Thus, with reference to the three purposes of this analysis, our
findings are:
a) that the basic methodology was appropriate given
the level of generality of data that was use ;
b) that recent cost increases in some municipal
services indicate that a revision of future
estimated cost levels is required; and
c) that a lack of documentation makes any conclusions
on the relevance of the report to today's situation
impossible.
In the sections below you will find our detailed comments on the M. V. Jones
financial analyses.
METHODOLOGY USED
BY M. V. JONES
The following section explains the type of methodology used by
M.V.Jones to estimate the financial impact on the Town of Newcastle of
growth from a 1974 population of 29,600 to a population of 42,000. It
should be noted that this population increase includes the growth of
Courtice to approximately 6,000 people. A diagram explaining the steps
in the method is shown in this letter as Exhibit 1.
Step 1: Operating Costs
The first step in the analysis was to determine the costs of
operating various municipal services at the higher population level. This
involved an analysis of current expenditure levels and then assumptions
as to how these expenditure levels might change as the Town grew from
its present population to 42,000. The details of these expenditures are
shown in Exhibit 2.
3.
Mr. Robert Dykstra 4,
The total estimated local operating expenditures at the population
level of 42,000 were obtained by multiplying the total future assumed per
capita costs for existing residents by 29,600 and those for new residents
by 12,400.
For example, the M. V. Jones analysis determined that at the 1974
population level of 29,600, approximately $277,000, or $9.35 per capita,
was spent on operating expenditures in the category of general government.
M. V. Jones than assumed that this level of expenditure would rise through
an increase in the number and type of services provided in this category
such that the overall cost of the population level of 42,000 would be $15
per capita. This increased "level of service" implies that additional
municipal services over and above those currently provided would be provided
to residents at the higher population level. The ways in which level of
service would be improved were not, however, documented.
The assumption was also made that for some services the per capita
operating costs for new residents would be higher than those for existing
residents. These are also detailed in Exhibit 2. We were unable to uncover
documentation to substantiate this assumption and hence are unable to comment
on its validity. In some cases, costs for new residents might in fact be
lower on a per capita basis as services could be provided more efficiently
due to economies of scale.
Step 2: Capital Costs
Step 2 involved estimating the capital costs required for growth
to the 42,000 population level. M. V. Jones carried out an analysis of
Mr. Robert Dykstra 5.
the estimated capital costs including roads, recreation facilities, etc.,
then broke these capital expenditures down into those expected to be paid
for at the regional level and those expected to be paid for by the Town
of Newcastle. Those to be paid for by the Town of Newcastle were then
reduced by the amount of the applicable provincial capital cost grants and
by the total expected revenue from lot levies on the growth to 42,000.
Having then subtracted the provincial capital cost grants and the total lot
levy revenues from the local portion of capital costs, the net local capital
cost level results. In order to estimate an annual cost of these capital
facilities, M. V. Jones then assumed that the total amount would be deben-
tured over a 15 -year term at 10.5% interest. As no details as to the specific
capital costs, provincial capital cost grants assumed, and lot levy assumptions
are available, we are unable to comment on the accuracy of these capital cost
estimates.
Step 3: Total Annual
Expenditures
The total estimated local operating expenditures at the 42,000
population level were then added to the per annum debenturing costs to
arrive at a total annual municipal cost figure.
Step 4: Sources.
of Revenue
Step 4 involved estimating the proportion of local costs to be
met from the general mill rate. In order to do this, the amount of
applicable provincial grants (i.e. excluding provincial capital cost grants)
were estimated and added to the "Other Revenues" category which included
grants in lieu of taxes and revenue from licences and permits. This
amount was subtracted from the total local costs and the resulting figures
are the expenditures to be met by the general mill rate.
Mr. Robert Dykstra 6.
Step 5: Assessment Base and
Mill Rate Calculation
In Step 5 the total amount of assessment on which the local
expenditures are levied was derived in order to determine the general
mill rate. The M. V. Jones report added to the 1974 assessment an assumed
increase in assessment due to the growth from the 29,600 population to
the 42,000 population level. Details as to the method by which this
increase was determined are not available and hence we cannot comment on
the accuracy of this calculation.
QUALIFICATIONS ON
THIS METHODOLOGY
1. In our opinion, the most accurate measure of the existing and
future level of local expenditures has not been used in all cases. The
level of municipal operating expenditures in certain service areas are
dependent on the number of households to be served, rather than the number
of persons. Specifically, these service areas would include the fire
department and the sanitation department. It also should be stated that
the per capita analysis is the most simple and direct way of calculating
expenditures, and provides a reasonable estimate unless the household
structure of the new residents differs appreciably from that of the existing
residents.
2. No account was taken of funds available from OHAP in the M. V.
Jones report. Given that the existing Agreements between both the munici-
pality and the region involve substantial amounts of money, it is expected
Mr. Robert Dykstra 7.
that these funds would lessen the financial burden of new development
significantly.
3. Should the basis of assessment be revised through the intro-
duction of market value assessment, the conclusions of this financial
impact study, or in fact any other financial impact study, based on the
current assessment system, would no longer be valid. A very detailed
analysis would be required to determine the impact on the conclusions of
this report of the introduction of market value assessment.
COMPARISON OF
COST LEVELS
The comparison of the audited 1974 and 1976 constant dollar per.
capita operating expenditures shown in Exhibit 2 indicates that costs have
increased in total by 10.6% over the period. The bulk of this increase
can be attributed to the Recreation and Community Services sectors where
increased levels of service and increased unit costs to provide these
services rose 97% from $12.86 in 1974 to $18.94 in 1976 (in constant 1974
dollars).
It can also be seen from Exhibit 2 that the actual 1976 per capita.
costs based upon the population of 31,000 are already in excess of the
M. V. JOnes estimates for a population of 42,000. Accordingly, we conclude
that the per capita operating expenditure changes between 1974 and 1976
would have an impact on the M. V. Jones report estimates. However, since
no documentation is available on the M. V. Jones reports'assumptions
regarding levels of service, we cannot confirm that their estimated future
Mr. Robert Dykstra g,
per capita operating cost levels are appropriate nor establish their rel—
evance to the proposed first phase development in Courtice. A more
detailed analysis would be required to determine the reasons for the cost
increases noted above and the extent to which they would affect the results
of the M. V. Jones report.
REGIONAL LEVY
We would agree with the logic in the M. V. Jones report that leads
to the conclusion that the impact on the regional levy of urban development
in Newcastle to a 42,000 population would be minor. Our conclusion is based
generally on the nature of the formulae for calculating the levy and off-
setting grants and the fact that growth to 42,000 in Newcastle is not expected
to be a major component of growth throughout the Region. However, a detailed
analysis, or more complete documentation of the M. V. Jones report, would be
required to confirm this.
EDUCATION COSTS
While education costs are not dealt with specifically in Chapter
2 of the M. V. Jones report, we would agree with the statement on Page 5-1
of the Jones report that "the levy required for education will scarcely
be affected by an increase, however large it may be, of residential
assessment in Newcastle".
Mr. Robert Dykstra 9.
The following points are relevant in coming to this conclusion:
1. Capital costs are funded very largely by the Province
2. The costs are spread over the entire Northumberland
and Newcastle school district.
3. The birth rate is declining and generally the average
family size is decreasing with time. In future then a
larger population will be required to support existing
facilities, and employ existing staff, and the cost per
household will be comparatively less.
RELEVANT TAX SHARES
In order to understand the relative importance of the general
mill rate, it should be noted that in 1976 the general rate accounted for
approximately 23% of the total taxation in the municipality (the remainder
was for area rates, education and the regional levy). On this basis, a
15% increase in the general rate would mean a 3.5% increase in the average
householder's total municipal tax bill.
The approximate breakdown of the disposition of the revenue
raised by means of taxation in 1974 and 1976 is as follows:
1974 1974
- Education 50% 56%
- Region 21% 18%
- Local 29% 26%
Mr. Robert Dykstra 10.
SUMMARY
To summarize, we have found no good reason for disagreeing with
the findings of the M. V. Jones Report. However, we must report that the
assumptions made cannot be documented in detail, and we are therefore
unable to comment as to their validity. We are hence unable to establish
the relevance of the report to the proposed first phase of development in
Courtice.
We hope you find this report in order.
Yours truly
IBI
Russell'Gwilliam
Director
RGIcs